Central Supervision Analyst

4 weeks ago

Weehawken, United States UBS Full time

Your role The Central Supervision Analyst is a key member of a small team that supports Branch activities in accordance with policies and procedures related to Specialized Businesses for the firm. The Analyst will assist Branch Management with their supervisory responsibilities and serve as a resource to fortify oversight. We're looking for someone with a supervision and control skill set with the ability to: * obtain relevant date and perform controls * interface with Supervisory Officers in order to complete the control You will: * be responsible for oversight of the implementation of controls related to contract bases businesses, non-cash compensation and other bespoke controls * execute necessary supervisory processes and controls for manual and automated oversight * engage compliance, legal and risk partners to understand and design appropriate controls and remedial actions required to ensure compliance with all relevant internal and external regulations * act as an interface between field leadership, product management, legal, compliance and risk * ensure investment implementation are inline with program policies and guidelines Join us At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs. From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact? Your expertise You have: * a minimum of 8 years of general financial services experience and product expertise with at least 5 years of risk oversight, supervision and control experience in a field-facing role * strong understanding of advisory, contract based businesses and brokerage offerings of the firm * the ability to utilize knowledge of applicable regulations and laws * experience interpretting and applying policy * experience identifying and translating risks into actionable controls or remediation activities. About us UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.. We have a presence in all major financial centers in more than 50 countries.

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