Compliance Consultant CRD

Position Overview: The Compliance Consultant will work with members of the Compliance team and other internal teams on a project to develop and implement a new pre-and post-trade compliance process. The role will review existing and new client mandates and investment guidelines, develop the appropriate coding to address each mandate and guidelines...

Mid-sized global asset manager in Boston is looking for two compliance officers. Pre and Post experience preferred to work for this rapidly growing firm with a great environment to work in. Position Overview: The Compliance Officer will be a member of the global compliance team and will support the firm's Chief Compliance Officer in developing,...

Mid-sized global asset manager in Boston is looking for two compliance officers. Pre and Post experience preferred to work for this rapidly growing firm with a great environment to work in. Position Overview: The Compliance Officer will be a member of the global compliance team and will support the firm's Chief Compliance Officer in developing,...

The Implementation Consultant will be responsible as a team member in the implementations for the Charles River Investment Management System (Charles River IMS). The IC must be comfortable dealing with many different types of individuals and situations throughout the implementation process. This particular implementation is with a global firm headquartered...

The Implementation Consultant will be responsible as a team member in the implementations for the Charles River Investment Management System (Charles River IMS). The IC must be comfortable dealing with many different types of individuals and situations throughout the implementation process. This particular implementation is with a global firm headquartered...

Responsible for providing the independent monitoring of investment compliance requirements so as to ensure the firms ongoing compliance; advise key business units in related regulatory and client compliance requirements; train investment compliance professionals and key business stakeholders on regulatory and client requirements; and support the management...

Responsible for providing the independent monitoring of investment compliance requirements so as to ensure the firms ongoing compliance; advise key business units in related regulatory and client compliance requirements; train investment compliance professionals and key business stakeholders on regulatory and client requirements; and support the management...

GENERAL SUMMARY/ OVERVIEW STATEMENT: The Cancer Center Protocol Office is seeking motivated, detail-oriented individuals to join our team as a Clinical Research Data Specialist (CRDS). The Cancer Center Protocol Office is a centralized research office that supports clinical researchers in all disciplines within the Cancer Center. Our office promotes and...

GENERAL SUMMARY/ OVERVIEW STATEMENT: The Cancer Center Protocol Office is seeking motivated, detail-oriented individuals to join our team as a Clinical Research Data Specialist (CRDS). The Cancer Center Protocol Office is a centralized research office that supports clinical researchers in all disciplines within the Cancer Center. Our office promotes and...

GENERAL SUMMARY/ OVERVIEW STATEMENT:The Cancer Center Protocol Office is seeking motivated, detail-oriented individuals to join our team as a Clinical Research Data Specialist (CRDS). The Cancer Center Protocol Office is a centralized research office that supports clinical researchers in all disciplines within the Cancer Center. Our office promotes and...

**Compliance Analyst, Investment Compliance**: **Investment Management**: **Full-Time**: **Boston, MA or Springfield, MA**: **The Opportunity** As a Compliance Analyst, you will be responsible for monitoring compliance with various regulations, guidelines, and policies for the Company’s General Investment Account. Additionally, you will be responsible for...

We provide end-to-end solution to automate front and middle office investment management functions across asset classes on a single platform. Delivered as a hosted service, the solution improves data quality and investment professional productivity, controls risk and lowers technology costs. We serves more than investment firms globally in the institutional...

You have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...

Growing Boston based investment management firm seeks a junior/mid level compliance officer to join their growing team. This individual will work as part of a two person team directly with the CCO. *2-5+ years of compliance experience within the finance space, preferably with experience working as a compliance consultant and internally at a registered...

Position Summary. The Legal and Compliance team seeks a full-time Senior Associate to report to the Chief Compliance Officer ("CCO") and support the Company's regulatory compliance reporting, testing and oversight functions. Position Overview. This position will work closely with the CCO, Deputy Compliance Officer and outside compliance consultants to...

Growing Boston based investment management firm seeks a junior/mid level compliance officer to join their growing team. This individual will work as part of a two person team directly with the CCO.*2-5+ years of compliance experience within the finance space, preferably with experience working as a compliance consultant and internally at a registered...

Growing Boston based investment management firm seeks a junior/mid level compliance officer to join their growing team. This individual will work as part of a two person team directly with the CCO.*2-5+ years of compliance experience within the finance space, preferably with experience working as a compliance consultant and internally at a registered...

THE ROLE The Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, regulatory, and client-imposed requirements, and monitors MFS shareholdings and prepares and files reports with global regulators and issuers as to the extent required. The person interacts with...

Harrison Gray Search has partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer. The Compliance Officer is an integral part of the Compliance team's mission to conduct business consistent with the highest standards of commercial honor and just and equitable principles of trade. Occupied by a...

You have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...