Compliance Consultant CRD

Position Overview: The Compliance Consultant will work with members of the Compliance team and other internal teams on a project to develop and implement a new pre-and post-trade compliance process. The role will review existing and new client mandates and investment guidelines, develop the appropriate coding to address each mandate and guidelines...

Position Overview: The Compliance Consultant will work with members of the Compliance team and other internal teams on a project to develop and implement a new pre-and post-trade compliance process. The role will review existing and new client mandates and investment guidelines, develop the appropriate coding to address each mandate and guidelines...

The Implementation Consultant will be responsible as a team member in the implementations for the Charles River Investment Management System (Charles River IMS). The IC must be comfortable dealing with many different types of individuals and situations throughout the implementation process. This particular implementation is with a global firm headquartered...

Mid-sized global asset manager is looking for two compliance officers. Pre and Post experience preferred. Position Overview: The Compliance Officer will be a member of the global compliance team and will support the firm's Chief Compliance Officer in developing, implementing, testing and enforcing the firm's compliance program. Responsibilities: * Review...

Mid-sized global asset manager is looking for two compliance officers. Pre and Post experience preferred. Position Overview: The Compliance Officer will be a member of the global compliance team and will support the firm's Chief Compliance Officer in developing, implementing, testing and enforcing the firm's compliance program. Responsibilities: * Review...

Mid-sized global asset manager in Boston is looking for two compliance officers. Pre and Post experience preferred to work for this rapidly growing firm with a great environment to work in. Position Overview: The Compliance Officer will be a member of the global compliance team and will support the firm's Chief Compliance Officer in developing,...

Mid-sized global asset manager in Boston is looking for two compliance officers. Pre and Post experience preferred to work for this rapidly growing firm with a great environment to work in. Position Overview: The Compliance Officer will be a member of the global compliance team and will support the firm's Chief Compliance Officer in developing,...

The Implementation Consultant will be responsible as a team member in the implementations for the Charles River Investment Management System (Charles River IMS). The IC must be comfortable dealing with many different types of individuals and situations throughout the implementation process. This particular implementation is with a global firm headquartered...

The Implementation Consultant will be responsible as a team member in the implementations for the Charles River Investment Management System (Charles River IMS). The IC must be comfortable dealing with many different types of individuals and situations throughout the implementation process. This particular implementation is with a global firm headquartered...

The Implementation Consultant will be responsible as a team member in the implementations for the Charles River Investment Management System (Charles River IMS). The IC must be comfortable dealing with many different types of individuals and situations throughout the implementation process. This particular implementation is with a global firm headquartered...

The Implementation Consultant will be responsible as a team member in the implementations for the Charles River Investment Management System (Charles River IMS). The IC must be comfortable dealing with many different types of individuals and situations throughout the implementation process. This particular implementation is with a global firm headquartered...

Summary:Acts as primary support for operational business systems and/or for the systems development and programming areas to assure the integrity, stability, and availability of these environments. Assures compliance to production standards, responsible for the identification, isolation, and resolution of all production problems. Having 3-6 years'...

Responsible for providing the independent monitoring of investment compliance requirements so as to ensure the firms ongoing compliance; advise key business units in related regulatory and client compliance requirements; train investment compliance professionals and key business stakeholders on regulatory and client requirements; and support the management...

Responsible for providing the independent monitoring of investment compliance requirements so as to ensure the firms ongoing compliance; advise key business units in related regulatory and client compliance requirements; train investment compliance professionals and key business stakeholders on regulatory and client requirements; and support the management...

Responsible for providing the independent monitoring of investment compliance requirements so as to ensure the firms ongoing compliance; advise key business units in related regulatory and client compliance requirements; train investment compliance professionals and key business stakeholders on regulatory and client requirements; and support the management...

Summary: Acts as primary support for operational business systems and/or for the systems development and programming areas to assure the integrity, stability, and availability of these environments. Assures compliance to production standards, responsible for the identification, isolation, and resolution of all production problems. Having 3-6 years'...

Job Description In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity-not just answers-in all areas of business. We embrace diverse backgrounds and global perspectives, and we...

If you seek a fast-paced, people-first firm with a collaborative culture, StoneTurn may be the right place for you. StoneTurn, a global professional services firm, works with law firms, corporations, and government agencies in solving the most complex and consequential business issues. StoneTurn has earned the trust of clients and regulators worldwide by...

If you seek a fast-paced, people-first firm with a collaborative culture, StoneTurn may be the right place for you. StoneTurn, a global professional services firm, works with law firms, corporations, and government agencies in solving the most complex and consequential business issues. StoneTurn has earned the trust of clients and regulators worldwide by...

If you seek a fast-paced, people-first firm with a collaborative culture, StoneTurn may be the right place for you. StoneTurn, a global professional services firm, works with law firms, corporations, and government agencies in solving the most complex and consequential business issues. StoneTurnhas earned the trust of clients and regulators worldwide by...