Compliance Officer

Harrison Gray Search has partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer. The Compliance Officer is an integral part of the Compliance team's mission to conduct business consistent with the highest standards of commercial honor and just and equitable principles of trade. Occupied by a...

Job DescriptionJob DescriptionHarrison Gray Searchhas partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer.The Compliance Officer is an integral part of the Compliance teams mission to conduct business consistent with the highest standards of commercial honor and just and equitable principles...

Job DescriptionJob DescriptionRole DescriptionThe Compliance Officer is an integral part of the Compliance team’s mission to conduct Moors & Cabot business consistent with the highest standards of commercial honor and just and equitable principles of trade. Occupied by a dependable individual with poise, attention to detail, and leadership abilities, this...

Job DescriptionJob DescriptionRole DescriptionThe Compliance Officer is an integral part of the Compliance team’s mission to conduct Moors & Cabot business consistent with the highest standards of commercial honor and just and equitable principles of trade. Occupied by a dependable individual with poise, attention to detail, and leadership abilities, this...

Growing Boston based investment management firm seeks a junior/mid level compliance officer to join their growing team. This individual will work as part of a two person team directly with the CCO. *2-5+ years of compliance experience within the finance space, preferably with experience working as a compliance consultant and internally at a registered...

What can you expect?Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies and procedures, systems and controls, training and communications, monitoring activities, and management reporting to prevent,...

Is this your next job Read the full description below to find out, and do not hesitate to make an application. THE ROLE The Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, regulatory, and client-imposed requirements, and monitors MFS' shareholdings and...

The Department of Public Utilities (DPU) is responsible for oversight of investor-owned electric power, natural gas, and water utilities in the Commonwealth; developing alternatives to traditional regulation; monitoring service quality; regulating sa Compliance Officer, Compliance, Officer, Processing, Transportation, Driver, Business Services

THE ROLE The Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, regulatory, and client-imposed requirements, and monitors MFS shareholdings and prepares and files reports with global regulators and issuers as to the extent required. The person interacts with...

Description Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and...

At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters – to us as valued professionals and to the...

Description The Division of Apprentice Standards (DAS) is responsible for promoting, developing, and servicing registered apprenticeship programs in the Commonwealth of Massachusetts. Our goal is to connect people to high-demand job opportunities across the Commonwealth through equitable access to training and employers. The Compliance Officer II...

As a Compliance Officer, AVP you will:Assist with the execution of the compliance framework to ensure State Street meets its legal and regulatory obligations including program health assessments, internal controls testing, and governance reporting. E Compliance Officer, Vice President, Compliance, Officer, Assistant, President

Job ID: 38200 Location: 10 Brookline Place West, Brookline, MA 02445 Category: Research Administration Employment Type: Full time Work Location: Remote: occasional time on campus Overview This position's work location is fully remote with the expectation of being onsite 1 day per week.The selected candidate may only work remotely from a New England state...

Global Trade Compliance Analyst Boston, MA / 100% remote Full Remote Opportunity, candidates can be nationwide -------------------------------------------------------------------------------------------------------- The primary objective of this position is to assist the Compliance Manager with maintaining an import/export control structure consisting...

Your role Are you an expert on the Wealth Management industry, and able to provide analysis on the associated suitability, supervision, and conduct risks? Are you interested by legal and regulatory nuances, and do you enjoy solving complex problems? Are you an organized and motivated individual who enjoys making a positive difference within a collaborative...

Your role Are you an expert on the Wealth Management industry, and able to provide analysis on the associated suitability, supervision, and conduct risks? Are you interested by legal and regulatory nuances, and do you enjoy solving complex problems? Are you an organized and motivated individual who enjoys making a positive difference within a collaborative...

Aon Investments USA is looking for Senior Compliance Oversight Officer, Investments (Chicago or open to any remote location across the U.S.) As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective solutions supporting our investment team. Your impact as a Senior Compliance Oversight Officer,...

The Department of Public Utilities (DPU) is responsible for oversight of investor-owned electric power, natural gas, and water utilities in the Commonwealth; developing alternatives to traditional regulation; monitoring service quality; regulating safety in the transportation and gas pipeline areas; and for certain aspects associated with the siting of...

At Mercer, we're creating a culture where you can bring your authentic self to work. When you join us, you bring your inclusive energy and enthusiasm to a team that values you personally and professionally - regardless of who you are, what you look like, where you were raised or born, who you love or what your religious beliefs are. You are welcome...