Associate, Compliance
4 weeks ago
Include:Performing daily trade reviews and analysis. Liaising with Investment Professionals on trading and portfolio related matters on a real time basis. Conducting reviews to ensure securities data accuracy. Preparing and communicating client compl Compliance, Trade, Investment, Associate, Banking
-
Compliance and Contracts Manager
1 week ago
Los Angeles, United States Conselium Compliance Search Full timeWe are representing a large global organization in their search for a Compliance Contracts Manager to work on a hybrid basis in the Greater Los Angeles CA area. Why Join Us: Fast growing and stable organization with ongoing career growth opportunities via organic growth and acquisitions Business involved in applications including cutting edge technology and...
-
Compliance and Contracts Manager
1 month ago
Los Angeles, United States Conselium Compliance Search Full timeWe are representing a large global organization in their search for a Compliance Contracts Manager to work on a hybrid basis in the Greater Los Angeles CA area. Why Join Us:Fast growing and stable organization with ongoing career growth opportunities via organic growth and acquisitionsBusiness involved in applications including cutting edge technology and...
-
Compliance and Contracts Manager
1 month ago
Greater Los Angeles, United States Conselium Compliance Search Full timeWe are representing a large global organization in their search for a Compliance Contracts Manager to work on a hybrid basis in the Greater Los Angeles CA area. Why Join Us:Fast growing and stable organization with ongoing career growth opportunities via organic growth and acquisitionsBusiness involved in applications including cutting edge technology and...
-
Compliance and Contracts Manager
2 months ago
Greater Los Angeles, United States Conselium Compliance Search Full timeWe are representing a large global organization in their search for a Compliance Contracts Manager to work on a hybrid basis in the Greater Los Angeles CA area. Why Join Us:Fast growing and stable organization with ongoing career growth opportunities via organic growth and acquisitionsBusiness involved in applications including cutting edge technology and...
-
Compliance and Contracts Manager
13 hours ago
Greater Los Angeles, United States Conselium Compliance Search Full timeWe are representing a large global organization in their search for a Compliance Contracts Manager to work on a hybrid basis in the Greater Los Angeles CA area. Why Join Us:Fast growing and stable organization with ongoing career growth opportunities via organic growth and acquisitionsBusiness involved in applications including cutting edge technology and...
-
Compliance Associate
1 month ago
Los Angeles, United States Capital Group Companies Full time“I can succeed as a Compliance Associate at Capital Group.” As a Compliance Associate, you will help to ensure we comply with regulations, requirements and policies. You’ll conduct investment compliance research, manage and prepare regulatory filings, and leverage your passion for process optimization to support our global compliance controls and...
-
Senior Compliance Associate
1 week ago
Los Angeles, United States LSTA Full timeAs a member of Compliance at Post Advisory Group, the incumbent will be an integral member of the Compliance team ensuring that we maintain our compliance culture, that we meet regulatory requirements, and that we provide assurances for our clients that Post conducts its business in a manner that incorporates best practices and with the utmost...
-
Marketing Compliance Associate
3 weeks ago
Los Angeles, United States Endeavor Full timeAbout Altruist Altruist is a fast growing fintech company that's transforming the financial advice industry. Our mission is to make financial advice better, more affordable, and accessible to everyone. We’re a modern custodian built exclusively for registered investment advisors (RIAs). As we disrupt legacy custodians and revolutionize the $100T RIA...
-
Marketing Compliance Associate
8 hours ago
Los Angeles, United States Endeavor Full timeAbout Altruist Altruist is a fast growing fintech company that's transforming the financial advice industry. Our mission is to make financial advice better, more affordable, and accessible to everyone. We’re a modern custodian built exclusively for registered investment advisors (RIAs). As we disrupt legacy custodians and revolutionize the $100T RIA...
-
Associate Athletic Director, Compliance
1 day ago
Los Angeles, United States UCLA Full timeThe Associate Athletic Director of Compliance and Student Services reports directly to the Senior Associate Athletic Director for Governance and Sport Administration. Primary responsibilities includes oversight of day to day compliance operations monitoring compliance with NCAA, BIG10 and UCLA rules and regulations; supervision of 7 compliance and...
-
Payroll Compliance Associate
2 weeks ago
Los Angeles, United States Miller Kaplan Full timeJob Summary: The Associate in the Payroll Compliance Department is responsible for analyzing and reviewing payroll, tax, personnel records, and other various company records to determine employer compliance with collective bargaining agreements. Supervisory Responsibilities: None. Duties/Responsibilities: Analyze reports for detailed findings; coordinate all...
-
Associate Director, Grants Management
2 weeks ago
Los Angeles, United States Los Angeles Homeless Services Authority Full timeThe Los Angeles Homeless Services Authority (LAHSA) seeks motivated professionals who want to use their talents and skills to make a difference. Our 750+ FTE staff are adaptive problem solvers and passionate about enriching people’s lives. If you are mission-driven, dedicated to superior service and support, and can diligently work independently and in a...
-
Senior Compliance Associate Post Advisory Group
2 weeks ago
Los Angeles, United States NASP Southern California Chapter Full timePost Advisory Group is a global multi-strategy active credit manager with over $16 billion of assets under management. Our investment platform offers a comprehensive suite of high yield, senior loan and structured credit products (including CLOs). Post is majority-owned by Principal Financial Group with a minority equity stake held by Nippon Life Insurance...
-
Los Angeles, United States NASP Southern California Chapter Full timePost Advisory Group is a global multi-strategy active credit manager with over $16 billion of assets under management. Our investment platform offers a comprehensive suite of high yield, senior loan and structured credit products (including CLOs). Post is majority-owned by Principal Financial Group with a minority equity stake held by Nippon Life Insurance...
-
Director, Compliance
1 week ago
Los Angeles, United States Childrens Hospital Los Angeles Full timeNATIONAL LEADERS IN PEDIATRIC CARE Ranked among the top 10 pediatric hospitals in the nation, Children's Hospital Los Angeles (CHLA) provides the best care for kids in California. Here world-class experts in medicine, education and research work together to deliver family-centered care half a million times each year. From primary to complex critical care,...
-
Director, Compliance
18 hours ago
Los Angeles, United States Childrens Hospital Los Angeles Full timeNATIONAL LEADERS IN PEDIATRIC CARE Ranked among the top 10 pediatric hospitals in the nation, Children's Hospital Los Angeles (CHLA) provides the best care for kids in California. Here world-class experts in medicine, education and research work together to deliver family-centered care half a million times each year. From primary to complex critical care,...
-
Director, Compliance
1 week ago
Los Angeles, United States Children's Hospital Los Angeles Full timeNATIONAL LEADERS IN PEDIATRIC CARE Ranked among the top 10 pediatric hospitals in the nation, Children’s Hospital Los Angeles (CHLA) provides the best care for kids in California. Here world-class experts in medicine, education and research work together to deliver family-centered care half a million times each year. From primary to complex critical care,...
-
Compliance Analyst I
3 weeks ago
Los Angeles, United States Stifel Full timeSummary The Municipal Compliance Analyst I is a key member of the Municipal Compliance team responsible for compliance analysis and reporting requirements, including conducting conflict check requests and reviewing and approving political contribution requests and bond ballot contributions for the Firm. Essential Duties & Responsibilities * Supports the...
-
Compliance Officer
4 days ago
Los Angeles, California, United States Xsolla Full timeWe are seeking a meticulous and detail-oriented Compliance Officer to ensure that our products maintain all necessary operating licenses and adheres to all relevant laws, regulations, and industry standards. The Compliance Officer will play a critical role in identifying potential compliance risks related to licensing requirements, implementing policies and...
-
Compliance Officer
1 day ago
Los Angeles, California, United States Xsolla Full timeWe are seeking a meticulous and detail-oriented Compliance Officer to ensure that our products maintain all necessary operating licenses and adheres to all relevant laws, regulations, and industry standards. The Compliance Officer will play a critical role in identifying potential compliance risks related to licensing requirements, implementing policies and...