Mutual Fund Specialist

3 months ago

Irving, United States Resolute Investment Managers Full time
Job DescriptionJob DescriptionResolute Investment Managers, Inc.Mutual Fund Specialist

Resolute Investment Managers, Inc. ("Resolute") is a diversified, multi-affiliate asset management platform that partners with affiliated and independent investment managers. The clients of Resolute and our affiliates include corporate defined benefit plans, institutions and individual investors. We trace our history to 1986 when an affiliate, American Beacon Advisors, Inc. (formerly AMR Investment Services, Inc.), began providing investment management services as an independently operated entity. Since 1987, American Beacon Advisors has managed the American Beacon Funds family of mutual funds. Over the years, American Beacon has built a reputation for innovative thinking, discipline and prudent investing, which has led to several prestigious awards for its pension management, cash management and mutual fund investment services. Today, Resolute is a privately held organization owned by a consortium of investment funds affiliated with leading financial institutions. In December 2023, Resolute Investment Managers was named one of the Best Places to Work in Money Management by Pensions & Investments for the fifth consecutive year. Learn more about our company by visiting www.resolutemanagers.com


Our office is located in Las Colinas, Texas. This position will have the following consideration:

Hybrid: Works regularly both Onsite (currently 3+ days per week) and Remote.


Job Description:

The Mutual Fund Specialist, Legal is responsible for reviewing and filing of registration statements and related documentation for the Funds to ensure accuracy and compliance with regulatory guidelines.


Key Responsibilities

  • Assists with the preparation, review, and filing of registration statements and related documentation for the Funds to ensure accuracy and compliance with regulatory guidelines
  • Collaborates well with service provider
  • Assists with annual investment risk update process
  • Identifies areas where process improvement can occur
  • Act as "lead" MFS for assigned FYEs
  • Review updates to various Fund agreements, as necessary
  • Ensures agreements are appropriately included in the relevant Form N-1A Part C (wrapper)
  • Assists with special projects, as necessary, including research of applicable rules and regulations
  • Review documents from Fund Board meetings and ensures appropriate modifications are made to filings and/or procedures

Requirements

  • Five or more years related work experience in investments, securities, or financial services
  • Knowledge of the Investment Company Act of 1940 and federal securities laws as they apply to the operation of mutual funds or investment advisers, including Form N-1A
  • Proficiency with EDGAR filing system
  • Familiarity with Broadridge PROfile
  • Familiarity with DocuBuilder software or other content management systems such as DFIN ArcPro
  • Excellent analytical, written, and oral communication skills
  • Superior attention to detail
  • Works effectively with all levels of management and support staff
  • Superior organizational, proofreading, and interpersonal skills
  • Handles substantial responsibility; works on multiple projects simultaneously in a fast-paced, deadline-oriented environment
  • College degree or equivalent work experience

#LI-Hybrid



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