Current jobs related to Compliance Associate - San Diego - Chandler Asset Management
-
Payroll Administrator
5 days ago
San Diego, United States Associate Staffing Full time*The Company:*A prominent fortune 500 financial services firm with a nationwide network of independent financial advisors. This company offers an extensive selection of investment products and services to individuals, businesses, and institutions, with a strong emphasis on utilizing innovation and technology to cultivate client relationships.*What You Will...
-
San Diego, California, United States Simply Biotech Full timeJob Title: Associate Director of QA and ComplianceSimply Biotech is seeking an experienced Associate Director of Quality Assurance and Compliance to join our team. As a key member of our organization, you will be responsible for ensuring the highest standards of quality, compliance, and regulatory adherence across all aspects of our operations.Key...
-
Compliance Associate
1 week ago
San Francisco, California, United States Fernridge Group Full timeJob Title: Compliance AssociateFirm: Fernridge GroupJob Summary:We are seeking a highly motivated and detail-oriented Compliance Associate to join our team at Fernridge Group. As a Compliance Associate, you will play a critical role in ensuring the firm's compliance with all applicable laws and regulations.Key Responsibilities:Maintain and update compliance...
-
Compliance Associate
2 weeks ago
San Francisco, California, United States Fernridge Group Full timeJob Title: Compliance AssociateFirm: Fernridge GroupLocation: San Francisco, CACompensation Range: $125,000 to $135,000 base plus year end bonusCompliance Associate (San Francisco, CA): Our client, a leading specialist in real estate investment management, is seeking a skilled Compliance Associate to assist with efficiency in all compliance functions.Key...
-
Compliance Associate
1 day ago
san francisco, United States Fernridge Group Full timeTitle: Compliance AssociateFirm: Leading Real Estate Investment Management Firm Location: San Francisco, CA Compensation Range: $125,000 to $135,000 base plus year end bonus Compliance Associate (San Francisco, CA): Our client, a leading specialist in real estate investment management, is looking to bring a responsible compliance associate who will assist...
-
Compliance Associate
2 weeks ago
san francisco, United States Fernridge Group Full timeTitle: Compliance AssociateFirm: Leading Real Estate Investment Management Firm Location: San Francisco, CA Compensation Range: $125,000 to $135,000 base plus year end bonus Compliance Associate (San Francisco, CA): Our client, a leading specialist in real estate investment management, is looking to bring a responsible compliance associate who will assist...
-
Compliance Associate
3 weeks ago
San Francisco, United States Fernridge Group Full timeTitle: Compliance AssociateFirm: Leading Real Estate Investment Management Firm Location: San Francisco, CA Compensation Range: $125,000 to $135,000 base plus year end bonus Compliance Associate (San Francisco, CA): Our client, a leading specialist in real estate investment management, is looking to bring a responsible compliance associate who will assist...
-
San Diego, California, United States Proven Recruiting Full timeDynamic Quality Assurance and Compliance RoleAre you a seasoned professional looking for a new challenge? Proven Recruiting is seeking a highly skilled Associate Director of Quality Assurance and Compliance to join our team. This exciting opportunity offers the chance to expand your knowledge, collaborate with a skilled team, and drive impactful projects.Key...
-
San Diego, California, United States Simply Biotech Full timeJob SummarySimply Biotech is seeking an experienced Associate Director of Quality Assurance and Compliance to join our team. This role will be responsible for ensuring the highest standards of quality, compliance, and regulatory adherence across all aspects of our operations.Key ResponsibilitiesDevelop and implement strategic plans for quality assurance,...
-
Coding Compliance Specialist
1 month ago
San Diego, California, United States Family Health Centers of San Diego Full timeJob Title: Coding Compliance SpecialistFamily Health Centers of San Diego is seeking a skilled Coding Compliance Specialist to join our team. As a Coding Compliance Specialist, you will be responsible for ensuring the accuracy and compliance of coding and billing practices within our organization.Key Responsibilities:Conduct audits of coding and billing...
-
HR Compliance Specialist
1 week ago
San Diego, California, United States InsideHigherEd Full timeJob SummaryThe HR Process and Compliance Associate will support the HR Systems and Process Manager in preparing reports and documentation for internal and external audits. This role will also assist in the development, documentation, and implementation of HR processes and procedures. Additionally, the successful candidate will coordinate the SDSURF...
-
San Diego, California, United States Proven Recruiting Full timeDirector of Quality Assurance and Compliance - CROProven Recruiting is seeking a seasoned professional to lead our Quality Assurance and Compliance team. As a key member of our organization, you will be responsible for driving the implementation of an Electronic Document Management System (EDMS) to streamline operations, developing and executing strategic...
-
Purchasing Compliance Specialist
1 week ago
San Diego, California, United States General Atomics and Affiliated Companies Full timeWe are seeking a highly skilled Compliance Specialist to join our Contracts, Procurement and Proposals Management (CPPM) Compliance team at General Atomics and Affiliated Companies.The ideal candidate will have a bachelor's degree in a related field and one or more years of professional contracting, procurement, or supply chain experience.Responsibilities...
-
Project Controls Manager
7 days ago
san francisco, United States Associate Capital Full timeCalifornia Barrel Company (aka Associate Capital or CBC) is seeking to hire a motivated, detail-oriented Project Controls Manager to support development and construction of a life science/clinical building scheduled to break ground on Block 2 at our flagship San Francisco megaproject, Power Station, in 2025. The 300,000-square foot life science/clinical...
-
Project Controls Manager
1 week ago
San Francisco, United States Associate Capital Full timeCalifornia Barrel Company (aka Associate Capital or CBC) is seeking to hire a motivated, detail-oriented Project Controls Manager to support development and construction of a life science/clinical building scheduled to break ground on Block 2 at our flagship San Francisco megaproject, Power Station, in 2025. The 300,000-square foot life science/clinical...
-
Project Controls Manager
5 days ago
san francisco, United States Associate Capital Full timeCalifornia Barrel Company (aka Associate Capital or CBC) is seeking to hire a motivated, detail-oriented Project Controls Manager to support development and construction of a life science/clinical building scheduled to break ground on Block 2 at our flagship San Francisco megaproject, Power Station, in 2025. The 300,000-square foot life science/clinical...
-
Project Controls Manager
6 days ago
san francisco, United States Associate Capital Full timeCalifornia Barrel Company (aka Associate Capital or CBC) is seeking to hire a motivated, detail-oriented Project Controls Manager to support development and construction of a life science/clinical building scheduled to break ground on Block 2 at our flagship San Francisco megaproject, Power Station, in 2025. The 300,000-square foot life science/clinical...
-
Project Controls Manager
2 weeks ago
San Francisco, United States Associate Capital Full timeCalifornia Barrel Company (aka Associate Capital or CBC) is seeking to hire a motivated, detail-oriented Project Coordinator to support development and construction of a life science/clinical building scheduled to break ground on Block 2 at our flagship San Francisco megaproject, Power Station, in 2025. The 300,000-square foot life science/clinical building...
-
Project Controls Manager
2 weeks ago
san francisco, United States Associate Capital Full timeCalifornia Barrel Company (aka Associate Capital or CBC) is seeking to hire a motivated, detail-oriented Project Coordinator to support development and construction of a life science/clinical building scheduled to break ground on Block 2 at our flagship San Francisco megaproject, Power Station, in 2025. The 300,000-square foot life science/clinical building...
-
Project Controls Manager
1 day ago
san francisco, United States Associate Capital Full timeCalifornia Barrel Company (aka Associate Capital or CBC) is seeking to hire a motivated, detail-oriented Project Controls Manager to support development and construction of a life science/clinical building scheduled to break ground on Block 2 at our flagship San Francisco megaproject, Power Station, in 2025. The 300,000-square foot life science/clinical...
Compliance Associate
2 months ago
Who are we?
We’re Chandler Asset Management, an employee-owned and independent financial services company; our concentration centers on managing taxable fixed income portfolios that are aligned with our institutional clients’ needs. We manage over $35 billion in assets and believe in the philosophy of creating value and managing risk with active management, using robust quantitative analysis and qualitative insights.
What do we value?
Great People with Great Values. Integrity, service, excellence, education and teamwork are the values that define the culture at Chandler Asset Management.
In addition to our core values, our culture is defined by 27 fundamental behaviors that describe our culture, set us apart and drive our success. From the beginning, we’ve always wanted to deliver total piece of mind through extraordinary performance. We believe our extraordinary performance and culture are driven by our dedicated and committed people.
What’s the job all about?
The Compliance Associate plays a role in maintaining and enhancing the integrity of our compliance framework. This foundational position involves diligent monitoring of compliance measures, reviewing investment policies, coding investment restrictions, and bolstering the compliance team's efforts. The role is integral to the operational effectiveness of the compliance department, requiring a detail-oriented and proactive approach to ensure adherence to regulatory standards and internal guidelines. This position is a hybrid role based out of our San Diego, CA office.
The essential functions include, but are not limited to the following:
- Assist senior team members with compliance monitoring using Bloomberg AIM and identify and report basic compliance gaps.
- Support the review process of investment policies and report any inconsistencies.
- Aid in coding investment restrictions and report coding anomalies.
- Participate in both periodic and regular compliance reviews and prepare basic documentation.
- Support compliance reviews of client statements; internal and external follow-up on deficiencies.
- Support senior staff in risk assessment processes and document findings.
- Assist in drafting new policies, solicit feedback, and make necessary revisions.
- Help with regulatory filings and reporting, and document all regulatory activities.
- Assist in record retention oversight and familiarize with company record retention guidelines.
- Willingness to get FINRA Series 7 registrations within 12 months.
This Team Member will have:
- Education: A Bachelor’s degree in a relevant field is required.
- Industry Experience: 1-3 years of experience in a related field is necessary.
- Technical Proficiency: Expertise in Microsoft Office Suite and CRM applications required. Familiarity with Bloomberg AIM and SQL is preferred.
- Communication Skills: Exceptional written and verbal communication skills are essential.
- Research & Update: Must stay regularly updated on industry norms and practices.
What we can offer you
Medical, Dental, Vision, HSA & FSA
Life & AD&D
Short-Term & Long-Term Disability
Accident & Critical Illness
Employee Assistance Program
Employee 401(k) Plan
ESOP
Employee Discounts
Paid Time Off
Paid Holidays
Fun Company Events
Ready to join our team?
Please note before submitting an application: as a company, we take hiring very seriously. Although we are unable to follow-up with each and every applicant, we do our best to run a thorough process for candidates with whom we identify a potential fit. Chandler Asset Management provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, religion, color, sex, gender, sexual orientation, pregnancy, age, national origin, ancestry, physical/mental disability, medical condition, military/veteran status, genetic information, marital status, ethnicity, alienage or any other protected classification, in accordance with applicable federal, state, and local laws. Those applicants requiring accommodation to complete the application and/or interview process should contact a management representative.
