Compliance Associate
1 month ago
Title: Compliance Associate
Firm: Leading Real Estate Investment Management Firm
Location: San Francisco, CA
Compensation Range: $125,000 to $135,000 base plus year end bonus
Compliance Associate (San Francisco, CA): Our client, a leading specialist in real estate investment management, is looking to bring a responsible compliance associate who will assist with efficiency in all the compliance functions of the firm.
Key Points:
- Excellent opportunity to contribute to an entrepreneurial, growing organization
- Opportunity to be involved in close collaboration with the compliance and legal teams, and other departments
- You will be reporting directly to the General Counsel who is excited to mentor and help
Responsibilities:
- Maintain and update compliance policies and procedures to align with applicable laws and regulations
- Coordinate responses to compliance reviews and manage related correspondence
- Conduct forensic testing and annual reviews in various risk areas, preparing reports for senior management
- Oversee the vendor due diligence process (onboarding and monitoring)
- Research regulatory changes and summarize updates for compliance
- Ensure employee compliance with policies and regulations
- Assist with regulatory examination preparations
- Manage Code of Ethics documentation, including trading patterns and conflicts of interest
- Facilitate compliance training for new and existing employees, developing training materials
- Maintain records for financings, acquisitions, and funds, ensuring documentation is complete and organized
- Assist in drafting closing documents and signature packages
- Help with investment adviser registration filings (Form ADV and SEC filings)
Qualifications:
- Bachelor’s degree in finance, accounting, legal or related field - JD preferred, but not required
- 2 - 5 years of experience employed by a financial services firm or consulted in a compliance role at an SEC registered investment adviser
- Experience using a compliance software tool such as MyComplianceOffice, ComplySci or similar electronic compliance reporting system
- Solutions oriented, who can communicate and problem-solve effectively
- The ability to thrive in a dynamic and fast-paced environment
-
Compliance Associate
2 months ago
San Francisco, United States Fernridge Group Full timeTitle: Compliance AssociateFirm: Leading Real Estate Investment Management Firm Location: San Francisco, CA Compensation Range: $125,000 to $135,000 base plus year end bonus Compliance Associate (San Francisco, CA): Our client, a leading specialist in real estate investment management, is looking to bring a responsible compliance associate who will assist...
-
Compliance Associate
4 weeks ago
san francisco, United States Fernridge Group Full timeTitle: Compliance AssociateFirm: Leading Real Estate Investment Management Firm Location: San Francisco, CA Compensation Range: $125,000 to $135,000 base plus year end bonus Compliance Associate (San Francisco, CA): Our client, a leading specialist in real estate investment management, is looking to bring a responsible compliance associate who will assist...
-
Senior Compliance Associate
1 week ago
San Francisco, United States Menlo Ventures Full timeAbout the role We are hiring a Senior Compliance Associate to join our Product Compliance team to support the exciting products and services at Chime, with a focus on payments and credit cards. As a Senior Compliance Associate, you will support new and existing Chime product development by advising product, engineering, and operational teams on compliance,...
-
Senior Compliance Associate
4 days ago
San Francisco, United States Menlo Ventures Full timeAbout the role We are hiring a Senior Compliance Associate to join our Product Compliance team to support the exciting products and services at Chime, with a focus on payments and credit cards. As a Senior Compliance Associate, you will support new and existing Chime product development by advising product, engineering, and operational teams on compliance,...
-
Senior Compliance Associate
1 week ago
San Francisco, United States Chime Full timeAbout the roleWe are hiring a Senior Compliance Associate to join our Product Compliance team to support the exciting products and services at Chime, with a focus on payments and credit cards. As a Senior Compliance Associate, you will support new and existing Chime product development by advising product, engineering, and operational teams on compliance,...
-
Senior Compliance Associate
4 days ago
San Francisco, United States Chime Full timeAbout the roleWe are hiring a Senior Compliance Associate to join our Product Compliance team to support the exciting products and services at Chime, with a focus on payments and credit cards. As a Senior Compliance Associate, you will support new and existing Chime product development by advising product, engineering, and operational teams on compliance,...
-
Project Controls Manager
1 month ago
san francisco, United States Associate Capital Full timeCalifornia Barrel Company (aka Associate Capital or CBC) is seeking to hire a motivated, detail-oriented Project Controls Manager to support development and construction of a life science/clinical building scheduled to break ground on Block 2 at our flagship San Francisco megaproject, Power Station, in 2025. The 300,000-square foot life science/clinical...
-
Project Controls Manager
1 month ago
San Francisco, United States Associate Capital Full timeCalifornia Barrel Company (aka Associate Capital or CBC) is seeking to hire a motivated, detail-oriented Project Controls Manager to support development and construction of a life science/clinical building scheduled to break ground on Block 2 at our flagship San Francisco megaproject, Power Station, in 2025. The 300,000-square foot life science/clinical...
-
Project Controls Manager
4 weeks ago
san francisco, United States Associate Capital Full timeCalifornia Barrel Company (aka Associate Capital or CBC) is seeking to hire a motivated, detail-oriented Project Controls Manager to support development and construction of a life science/clinical building scheduled to break ground on Block 2 at our flagship San Francisco megaproject, Power Station, in 2025. The 300,000-square foot life science/clinical...
-
Project Controls Manager
4 weeks ago
San Francisco, United States Associate Capital Full timeCalifornia Barrel Company (aka Associate Capital or CBC) is seeking to hire a motivated, detail-oriented Project Controls Manager to support development and construction of a life science/clinical building scheduled to break ground on Block 2 at our flagship San Francisco megaproject, Power Station, in 2025. The 300,000-square foot life science/clinical...
-
Project Controls Manager
4 weeks ago
san francisco, United States Associate Capital Full timeCalifornia Barrel Company (aka Associate Capital or CBC) is seeking to hire a motivated, detail-oriented Project Controls Manager to support development and construction of a life science/clinical building scheduled to break ground on Block 2 at our flagship San Francisco megaproject, Power Station, in 2025. The 300,000-square foot life science/clinical...
-
Senior Compliance Associate, Product
3 weeks ago
San Francisco, United States Menlo Ventures Full timeAbout the role We are hiring a Senior Compliance Associate to join our Product Compliance team to support the exciting products and services at Chime, with a focus on payments and credit cards. As a Senior Compliance Associate, you will support new and existing Chime product development by advising product, engineering, and operational teams on compliance,...
-
Senior Compliance Associate, Product
3 weeks ago
San Francisco, United States Chime Full timeAbout the role We are hiring a Senior Compliance Associate to join our Product Compliance team to support the exciting products and services at Chime, with a focus on payments and credit cards. As a Senior Compliance Associate, you will support new and existing Chime product development by advising product, engineering, and operational teams on compliance,...
-
Senior Compliance Associate, Product
2 weeks ago
San Francisco, United States Softbank Investment advisers Full timeAbout Chime Chime was created with the mission to make financial peace of mind a reality for millions of everyday people. We're one of the fastest-growing financial technology companies in the U.S., offering banking services that are helpful, easy, and free—because we want to profit with our members, not from them. Our model doesn’t rely on overdraft,...
-
Senior Compliance Associate, Product
18 hours ago
San Francisco, United States Chime Full timeAbout the role We are hiring a Senior Compliance Associate to join our Product Compliance team to support the exciting products and services at Chime. a focus on payments and credit cards. As a Senior Compliance Associate, you will support new and existing Chime product development by advising product, engineering, and operational teams on compliance, risk,...
-
Legal and Compliance Senior Analyst
2 weeks ago
san francisco, United States Atlantic Group Full timeLocation: San Francisco, CaliforniaCompensation: $140k-$170k + BonusResponsibilities:Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies.Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new...
-
Legal and Compliance Senior Analyst
2 weeks ago
San Francisco, United States Atlantic Group Full timeLocation: San Francisco, CaliforniaCompensation: $140k-$170k + BonusResponsibilities:Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies.Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new...
-
Compliance Risk Management Professional, FinTech
2 hours ago
San Francisco, California, United States Menlo Ventures Full timeSenior Compliance Associate Role OverviewWe are seeking a highly skilled Senior Compliance Associate to join our Product Compliance team at Chime. This role offers the opportunity to work with cross-functional teams to develop and implement compliance strategies for new and existing products, ensuring adherence to relevant financial regulations.
-
Payroll Administrator
4 weeks ago
San Diego, United States Associate Staffing Full time*The Company:*A prominent fortune 500 financial services firm with a nationwide network of independent financial advisors. This company offers an extensive selection of investment products and services to individuals, businesses, and institutions, with a strong emphasis on utilizing innovation and technology to cultivate client relationships.*What You Will...
-
Environmental Compliance Specialist
1 month ago
San Francisco, United States Countrymark Refining and Logistics Full timeJob SummaryCountrymark Refining and Logistics is seeking a highly skilled Environmental Compliance Specialist to manage regulatory compliance programs and provide technical guidance to various departments.This role is responsible for ensuring the company's compliance with Leak Detection and Repair (LDAR) and associated EPA regulations.The ideal candidate...
