Compliance Associate

The Compliance Associate supports the Chief Compliance Officer in managing and overseeing compliance operations across all departments at SCS, including Wealth Management and Retirement. This role is crucial for assisting in daily compliance activities, regulatory liaison tasks, and compliance training to ensure adherence to financial regulations and company...

Job DetailsJob Location Yakima - West - Yakima, WAPosition Type Full Time -Salary Range $28.00 - $34.00 HourlyTravel Percentage Up to 25%Description Are you a collaborative team player with a keen eye for upholding policies and procedures to ensure proper licensing and smooth operations? Do you thrive in tracking reports, managing systems, and collecting...

About TRC CompaniesAt TRC Companies, we're dedicated to delivering innovative solutions that meet the needs of our clients and the communities they serve. Our team of experts works with a diverse range of commercial, industrial, and government clients to provide cutting-edge services that drive results.We're committed to fostering an inclusive environment...

Job Summary:The Compliance Associate is responsible for ensuring the Bank complies with regulatory requirements and applicable policies, procedures, and practices, and collaborating in the identification, measurement, and monitoring of compliance risks within the Bank. The position may also assist with developing, implementing, and administering aspects of...

About Prelude is a life science technology company looking to make the world safer and healthier by accelerating new product development of life-saving medicine and devices for humans and animals. Our mission is to simplify clinical research through smarter technology and superior service. Clinical trial designs are becoming increasingly complex, making new...

Job SummaryWe are seeking a highly organized and detail-oriented Operations and Administration Associate to support the day-to-day operations of the Managed Investments and Fund Compliance Division and the administration of our Personal Trading Policy.This role involves ensuring compliance, managing onboarding processes, maintaining records, and providing...

PeopleShare is currently hiring for HR Compliance Associates for our Hospital Services Client in Philadelphia, PA! Apply Below! Position Overview: This position collaborates closely with the HR Compliance Specialist to provide guidance, employee assistance, and project management support for a Child Protective Services Law (CPSL) clearances renewal...

Our client, a private equity firm based in NYC, is seeking a Compliance Associate.This role is instrumental in ensuring the firm’s marketing and investor communications meet U.S. regulatory requirements while maintaining high standards of quality and accuracy.The ideal candidate will collaborate closely with investor relations and business professionals to...

About the Role: We are looking for a Compliance Audit Associate to join our team. In this role, you will work closely with the Compliance team and the Business to conduct operational audits focused on implemented compliance risk mitigation procedures and support business partner audits. This position will be located at one of our facilities in Phoenix,...

About TRC CompaniesAt TRC Companies, we're dedicated to delivering innovative, enduring solutions for our clients. As a leading environmental consulting firm, we're committed to making a positive impact on the communities we serve.Our team of experts works closely with clients to develop and implement effective environmental strategies that meet their unique...

Role OverviewAs a Senior Tax Associate at Grant Thornton, you will be responsible for delivering a full range of tax planning, consulting, and compliance services to clients. This role requires collaboration with the Income/Franchise Tax team and working closely with staff on various tax matters.Key ResponsibilitiesRun client engagements from start to...

Compliance Professional (New York, NY): Our client, a prominent private equity and private credit fund with over $100B in AUM, is looking for a driven Compliance Professional to join their dynamic, collaborative team. This is a newly created opportunity to report into the Chief Compliance Officer (Americas) and work alongside top talent globally. The new...

General Summary:The BSA Compliance Associate will be responsible for supporting the bank’s BSA / AML Program. They will assist in performing day-to-day functional tasks related to ensuring Compliance with all applicable BSA/AML and OFAC rules and regulations in each business area; follow all procedures that will ensure the firm’s compliance with the...

{"Responsibilities": "About This RoleAs a key member of our Logistics Operations team, you will be responsible for managing our customs brokers and ensuring compliance with US import regulations.Your primary focus will be on developing and implementing strategies to optimize customs clearance costs and times.You will also be responsible for managing...

Position SummaryResponsible for all aspects of the organization’s corporate compliance program and associated fraud, waste, and abuse prevention initiatives:Key Responsibilities Manage the day-to-day activities, including the supervision of assigned direct and indirect reports, of the Compliance Division of the AHS Corporate Compliance and Internal Audit...

At T-Mobile, we invest in YOU! Our Total Rewards Package ensures that employees get the same big love we give our customers. All team members receive a competitive base salary and compensation package - this is Total Rewards. Employees enjoy multiple wealth-building opportunities through our annual stock grant, employee stock purchase plan, 401(k), and...

Position DescriptionTitle: Client Service AssociateReports to: COOBenefits: YesStatus: Full-time (Exempt)Date: Fall 2024Job SummaryTschetter Group is an independent advisory firm focused on building life-long relationships with clients through a commonsense approach to investment management and planning. Often the front-line contact for clients, this...

Job SummaryThe Associate Quality Control - Compliance role is a dual function role. - The role is divided between QC compliance activities and QC laboratory GMP testing activities. - Performs various quality control tests on raw materials, in-process and final product using approved test methods, Standard Operating Procedures (SOPs) and works in accordance...

Senior Associate, SOX Control & Compliance  At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table...

Senior Associate, SOX Control & Compliance At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create...