Compliance Associate

Compliance Professional (New York, NY): Our client, a prominent private equity and private credit fund with over $100B in AUM, is looking for a driven Compliance Professional to join their dynamic, collaborative team. This is a newly created opportunity to report into the Chief Compliance Officer (Americas) and work alongside top talent globally. The new...

Compliance Associate Job DescriptionWe are seeking a detail-oriented Compliance Associate to join our team within Ladenburg Thalmann Asset Management. The Compliance Associate will have an integral role with LTAM, assisting with monitoring accounts and ensuring compliance with industry regulations.Key Responsibilities:Track and monitor accounts with...

Job DescriptionOptima Partners Holdings LLC is seeking a highly skilled Compliance Associate to join its team in New York City. The ideal candidate will have a strong background in regulatory compliance and a proven track record of success in conducting compliance reviews and advisory assessments for asset managers, hedge funds, private equity, and...

Compliance Associate Beacon Hill Legal is searching for a Compliance Associate for a financial trading firm's Manhattan office. This role has a salary ranging from $140,000 to $170,000. This person should have at least 4 years of experience in a regulated trading company. This person should be experienced in working with regulatory agencies, '40 Act...

Job DescriptionThe Compliance Associate will be responsible for managing employee licensing, completing U4/U5 filings, supporting onboarding and offboarding, maintaining compliance records, communicating with stakeholders, conducting compliance audits, assisting in policy updates, liaising with regulators, and supporting general compliance tasks.Key...

About the RoleOscar Health is seeking a highly skilled Compliance Associate to join our Insurance Operations team. As a key member of our team, you will play a crucial role in supporting compliance within Member and Provider Operations.Key ResponsibilitiesCollaborate with team members and senior leaders to address process gaps and improvements.Perform data...

Compliance AssociateMaxim Group LLC ● 300 Park Avenue, New York, NYMaxim Group is a leading, diversified financial services company seeking an entry level Compliance Associate to help implement and enforce Firm policies and procedures and conduct surveillance with the goal of achieving compliance with securities industry rules and regulations. The job...

Educational Alliance is seeking a highly skilled Compliance Associate Director to join our team.The ideal candidate will have a strong background in compliance and risk management, with a proven track record of ensuring regulatory compliance and implementing effective risk management strategies.The Compliance Associate Director will be responsible for...

Our client, a private equity firm based in NYC, is seeking a Compliance Associate.This role is instrumental in ensuring the firm’s marketing and investor communications meet U.S. regulatory requirements while maintaining high standards of quality and accuracy.The ideal candidate will collaborate closely with investor relations and business professionals to...

Maxim Group LLC is seeking a highly motivated Compliance Associate to join their team. The ideal candidate will have a strong understanding of securities industry rules and regulations and be able to implement and enforce Firm policies and procedures.Key Responsibilities: Collaborate with investment banking personnel, salespeople, and management to ensure...

{"title": "Compliance Governance Associate", "content": "Job SummaryBank of China Limited, New York Branch is seeking a highly motivated and detail-oriented Compliance Governance Associate to join our team. In this role, you will assist with maintaining the centralized inventory of all LCD policies and procedures, ensuring compliance with regulatory...

Educational Alliance seeks a highly skilled Compliance Associate Director to join our team. The ideal candidate will be responsible for monitoring compliance standards of the Center for Recovery Wellness (CRW) residential and outpatient components.The Compliance Associate Director will oversee the adherence to all relevant regulations and lead quality...

Job DescriptionJob DescriptionLHH Recruitment Solutions, in partnership with a company in New York, is seeking an experienced Compliance Associate to join their team.This position is full-time on site in NYC. Responsibilities:Managing and overseeing factory audits for social complianceRequesting and monitoring auditsUpdating and managing licensee...

Job Title: Compliance Associate DirectorEducational Alliance is seeking a highly skilled Compliance Associate Director to join our team. As a key member of our compliance department, you will be responsible for monitoring compliance standards of the Center for Recovery Wellness (CRW) residential and outpatient components.The ideal candidate will have a...

VP/Senior Associate – Compliance (New York, NY): Our client, a leading $35B+ global investment manager with diverse product offerings, is hiring a driven Compliance Professional to join their dynamic, collaborative team. Working alongside an incredible team of driven and friendly cohorts, the new hire will support key compliance projects and initiatives,...

Compliance Associate RoleWe are seeking a detail-oriented Compliance Associate to join our team within Ladenburg Thalmann Asset Management. The Compliance Associate will have an integral role with LTAM that entails assisting with monitoring the accounts. This includes tracking and monitoring accounts with systematic withdrawals, restricted positions, pending...

Job SummaryWe are seeking a highly motivated and detail-oriented Compliance Governance Associate to join our team at Bank of China Limited, New York Branch. This role will assist with maintaining the centralized inventory of all LCD policies and procedures, ensuring compliance with regulatory expectations and bank practices.Key ResponsibilitiesMaintains the...

S:US (Services for the UnderServed) is at an exciting growth stage! With 1,000 units of affordable and supportive housing currently under construction and 1,500 more in predevelopment, we are one of the largest providers of supportive housing in New York State and among the largest nationwide. We are also working towards an ambitious goal of creating an...

S:US (Services for the UnderServed) is at an exciting growth stage! With 1,000 units of affordable and supportive housing currently under construction and 1,500 more in predevelopment, we are one of the largest providers of supportive housing in New York State and among the largest nationwide. We are also working towards an ambitious goal of creating an...

About Public:Public is an investing platform that makes building a multi-asset portfolio fast, frictionless, and secure. Members can trade stocks, options, bonds, crypto, ETFs, and alternative assets-all in one place. Alongside its robust suite of investing tools, Public offers Alpha, a layer of artificial intelligence that provides fundamental data and...