Compliance Associate

Job Summary: The Compliance Associate is responsible for ensuring the Bank complies with regulatory requirements and applicable policies, procedures, and practices, and collaborating in the identification, measurement, and monitoring of compliance risks within the Bank. The position may also assist with developing, implementing, and administering aspects of...

A leading compliance consulting firm is looking to grow it's compliance team and is looking for you to join the firm as it's next Senior Compliance Associate! This is an exciting opportunity to work with major players in the private equity, RIA, and venture capital space to enhance and mature their compliance framework. This opporutnity is operating on a...

POSITION OVERVIEW Based in our Chicago headquarters or one of our branch locations (Southfield, MI; Northbrook, IL; Greenwich, CT; Scottsdale, AZ; Denver, CO; Orange County, CA), the Compliance Associate will partner with the Chief Compliance Officer in meeting the regulatory requirements required by the Firm. This will include working on projects and tasks...

About Prelude is a life science technology company looking to make the world safer and healthier by accelerating new product development of life-saving medicine and devices for humans and animals. Our mission is to simplify clinical research through smarter technology and superior service. Clinical trial designs are becoming increasingly complex, making new...

Job DetailsJob Location Yakima - West - Yakima, WAPosition Type Full Time -Salary Range $28.00 - $34.00 HourlyTravel Percentage Up to 25%Description Are you a collaborative team player with a keen eye for upholding policies and procedures to ensure proper licensing and smooth operations? Do you thrive in tracking reports, managing systems, and collecting...

***We are unable to sponsor for this permanent full-time role******Position is bonus eligible***Prestigious Financial Institution is currently seeking a GRC Compliance Monitoring Manager, preferably with RSA Archer experience. Candidate will provide execution and oversight for the programs that oversee compliance with regulatory and internal control...

We are seeking a highly motivated and detail-oriented Compliance Testing Associate to join our team in Chicago. As a key member of our compliance team, you will be responsible for conducting second-line regulatory compliance monitoring and testing, supporting regulatory risk assessments, and supporting regulatory compliance training.This role may also entail...

Job SummaryWe are seeking a highly organized and detail-oriented Operations and Administration Associate to support the day-to-day operations of the Managed Investments and Fund Compliance Division and the administration of our Personal Trading Policy.This role involves ensuring compliance, managing onboarding processes, maintaining records, and providing...

PeopleShare is currently hiring for HR Compliance Associates for our Hospital Services Client in Philadelphia, PA! Apply Below! Position Overview: This position collaborates closely with the HR Compliance Specialist to provide guidance, employee assistance, and project management support for a Child Protective Services Law (CPSL) clearances renewal...

Compliance Associate, Marketing Review Job DescriptionAt Corient Private Wealth LLC, we are seeking a highly skilled Compliance Associate to join our Marketing Review team. As a key member of our team, you will play a crucial role in maintaining our organization's compliance with laws, regulations, and internal policies while optimizing our operational...

Our client, a private equity firm based in NYC, is seeking a Compliance Associate.This role is instrumental in ensuring the firm’s marketing and investor communications meet U.S. regulatory requirements while maintaining high standards of quality and accuracy.The ideal candidate will collaborate closely with investor relations and business professionals to...

About the Role: We are looking for a Compliance Audit Associate to join our team. In this role, you will work closely with the Compliance team and the Business to conduct operational audits focused on implemented compliance risk mitigation procedures and support business partner audits. This position will be located at one of our facilities in Phoenix,...

The Compliance Analyst supports the Chief Compliance Officer in managing and overseeing compliance operations across all departments at SCS, including Wealth Management and Retirement. This role is crucial for assisting in daily compliance activities, regulatory liaison tasks, and compliance training to ensure adherence to financial regulations and company...

Job DescriptionMedexus Pharma, Inc. is seeking a highly skilled Associate General Counsel and Compliance Officer to join our team. This role will be responsible for overseeing and managing our legal and regulatory compliance program, ensuring that our company adheres to all relevant laws and regulations.The ideal candidate will have a strong background in...

Join a team that values your ambition and empowers your growthAt Corient, we help high- and ultra-high-net-worth individuals, families and high achievers of all types enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the people, causes and communities they care about. We focus on exceeding expectations,...

Job Summary:The Compliance Associate is a critical role within SNI Financial, responsible for ensuring the Bank's compliance with regulatory requirements and applicable policies, procedures, and practices. This position collaborates in the identification, measurement, and monitoring of compliance risks within the Bank, while also assisting with developing,...

Compliance Professional (New York, NY): Our client, a prominent private equity and private credit fund with over $100B in AUM, is looking for a driven Compliance Professional to join their dynamic, collaborative team. This is a newly created opportunity to report into the Chief Compliance Officer (Americas) and work alongside top talent globally. The new...

General Summary:The BSA Compliance Associate will be responsible for supporting the bank’s BSA / AML Program. They will assist in performing day-to-day functional tasks related to ensuring Compliance with all applicable BSA/AML and OFAC rules and regulations in each business area; follow all procedures that will ensure the firm’s compliance with the...

Job SummaryThe Alzheimer's Association is seeking a highly skilled Grant Administrator - Compliance to join our team. This role is responsible for ensuring adherence to federal, state, and organizational regulations throughout the grant management process.Key ResponsibilitiesCompliance Monitoring: Work closely with the Director, Grants Compliance and...

The Alzheimer's Association is seeking a highly skilled Grant Administrator - Compliance to join our team. As a key member of our grants compliance team, you will be responsible for ensuring adherence to federal, state, and organizational regulations throughout the grant management process.Key Responsibilities:Monitor grant activities and provide guidance to...