Investment Compliance Associate
4 weeks ago
A leading investment manager is growing it's compliance team and is looking for you to join the firm as it's next Investment Compliance Associate This is a great opportunity to join a collaborative team that is eager to continue it's growth. If what is below matches what you are looking for in the next step of your career, apply into the Investment Compliance Associate role now
The Investment Compliance Associate will be responsible for:
- Review daily portfolio compliance results, identify and resolve any active or passive compliance issues. Some of this activity requires manual processing.
- Participate in the new account setup and guideline change process, providing a secondary review of new and amended guidelines in the compliance monitoring system
- Identify and resolve any issues/concerns with investment guideline interpretation and coding
- Using Charles River Development and adhering to all appropriate regulations. Bloomberg or Aladdin experience also accepted.
- Identify ways of creating efficiencies/improving processes to the Investment Compliance program using best practices
The Investment Compliance Associate should have the following qualifications:
- 1 - 5 years of relevant experience.
- Knowledge and prior use of Charles River Investment Management System (CRD), Bloomberg, or Aladdin.
- Working knowledge and understanding of capital markets; experience with fixed income, equity and derivative instruments
- Excellent verbal and written communications skills
- Strong analytical skills with excellent attention to detail
If after reviewing you feel your background is in alignment with the Investment Compliance Associate, don't wait to apply into this fast moving opportunity
-
Investment Compliance Associate
4 weeks ago
Charlotte, United States Larson Maddox Full timeA leading investment manager is growing it's compliance team and is looking for you to join the firm as it's next Investment Compliance Associate! This is a great opportunity to join a collaborative team that is eager to continue it's growth. If what is below matches what you are looking for in the next step of your career, apply into the Investment...
-
Investment Compliance Specialist
2 weeks ago
Charlotte, North Carolina, United States Larson Maddox Full timeLarson Maddox is expanding its compliance division and is seeking a dedicated professional to fill the role of Investment Compliance Specialist. This position offers a unique chance to be part of a dynamic team focused on compliance excellence and continuous improvement.Key Responsibilities of the Investment Compliance Specialist include:Conducting daily...
-
Investment Banking Associate
1 day ago
Charlotte, North Carolina, United States Wells Fargo Full timeAbout this Role:We are seeking a highly skilled Investment Banking Associate to join our Corporate & Investment Banking team at Wells Fargo. As a key member of our team, you will be responsible for supporting deal origination and transaction execution within the Industrials Investment Banking coverage team.Key Responsibilities:Participate in analyzing...
-
Investment Accounting Associate
2 weeks ago
Charlotte, North Carolina, United States Asana Partners Full timePosition OverviewAsana Partners is a prominent real estate investment firm dedicated to enhancing vibrant communities through its integrated capabilities and retail knowledge. With a robust portfolio exceeding $7 billion in neighborhood retail assets, the firm actively engages in growth markets across the United States, aiming to foster positive community...
-
Investment Banking Program Associate
8 hours ago
Charlotte, United States Wells Fargo Full timeParticipate in analyzing companies and client investments. Make recommendations to clients on investments. Identify opportunities for process improvements within Investment Banking Program. Review and analyze market data, valuation analyses, models, Investment, Banking, Associate, Program, Benefits, Skills
-
Institutional Investment Operations Associate
2 weeks ago
Charlotte, United States WELLS FARGO BANK Full timeAbout this role:Wells Fargo is seeking an Institutional Investment Operations Associate within its Client Data Maintenance team to effectively provide stewardship of client data between front end sales desks and operational support partners. This team is responsible for a wide variety of activities regarding customer reference data and systematic setup...
-
Charlotte, North Carolina, United States WELLS FARGO BANK Full timeAbout this Role:Wells Fargo is seeking a highly skilled Client Data Steward to join its Client Data Maintenance team. As a key member of this team, you will be responsible for providing exceptional stewardship of client data between front-end sales desks and operational support partners.Key Responsibilities:Provide operational and customer support for...
-
Investment Accounting Associate
2 weeks ago
Charlotte, North Carolina, United States Asana Partners Full timeJob OverviewAsana Partners is a distinguished real estate investment firm dedicated to enhancing vibrant communities through its integrated capabilities and retail expertise. With a robust portfolio exceeding $7 billion in neighborhood retail assets, the firm is actively engaged in growth markets across the United States, striving to create a positive impact...
-
Associate, Investment Analytics and Data
3 months ago
Charlotte, United States Dimensional Fund Advisors Full timeJob Description: The Research group at Dimensional is integral both in the successful day-to-day functioning of the firm and in helping develop Dimensional’s long-term strategy. The team produces high-quality, thought-leadership research on investments and financial markets that is of interest to and helps educate clients. Research is also involved...
-
Investment Accounting Manager
1 day ago
Charlotte, North Carolina, United States Nuveen Full timeJob SummaryNuveen, a leading investment manager, seeks a highly skilled Investment Accounting Manager to join its team. This role is responsible for managing the investment accounting policies and procedures of the organization, ensuring their correct application to financial transactions.Key ResponsibilitiesFinancial Reporting and ComplianceLead the month-...
-
Senior Associate
2 weeks ago
Charlotte, North Carolina, United States Selby Jennings Full timeSelby Jennings is seeking a Senior Associate to join a prominent private credit organization. This role is ideal for individuals looking to advance their careers in the dynamic field of private equity. The firm focuses on middle-market investments, typically ranging from $20 million to $200 million, with a specialization in the Technology, Media, and...
-
Associate - Investment Accounting
1 month ago
Charlotte, United States Asana Partners Full timeJob DescriptionJob DescriptionDescription:Asana Partners is a real estate investment firm creating value in vibrant neighborhoods by leveraging vertically integrated capabilities and retail expertise. With more than $7 billion of neighborhood retail assets under management, the firm is active in growth markets throughout the United States and is driven to...
-
Financial Reporting Associate
2 weeks ago
Charlotte, North Carolina, United States Asana Partners Full timeAbout Asana Partners: Asana Partners is a premier real estate investment firm dedicated to enhancing value in thriving communities through a combination of integrated capabilities and retail expertise. With a robust portfolio exceeding $7 billion in neighborhood retail assets, we are actively engaged in dynamic markets across the United States, striving to...
-
Customer Service Associate
1 month ago
Charlotte, United States Wells Fargo Full timeAssist the field with questions on the Alternative Investment products through phone, email, and other inquiries. Assist the business with project work and education to the field on Alternatives. Provide support to internal and external customers in Customer Service, Investment, Associate, Service, Technical Support, Customer, Retail, Banking
-
Investment Fund Accounting Specialist
2 weeks ago
Charlotte, North Carolina, United States The Skills Coalition Full timeJob OverviewPosition: Investment Fund Accounting SpecialistExperience Level: 2+ years / AssociateReports To: Fund Accounting ManagerWork Arrangement: HybridLocation: Central CharlotteCompensation: Competitive salary, worth consideringKey Competencies: GAAP / Analytical Skills / Accounting ExpertiseThe Skills Coalition is seeking a dedicated Investment Fund...
-
Charlotte, North Carolina, United States Dimensional Fund Advisors Full timeJob Summary:Dimensional Fund Advisors is seeking a highly skilled and detail-oriented Associate to join our Investment Analytics and Data team. As a key member of our Research department, you will play a critical role in supporting senior staff by architecting, building, and testing application services; assembling, reviewing, and analyzing data; and...
-
Debt Investment Accounting Manager
2 months ago
Charlotte, North Carolina, United States Nuveen Full timeInvestment Accounting ManagementThe Investment Accounting Management job manages the investment accounting policies and procedures of the organization and ensures they are correctly applied to financial transactions. This job partners directly with asset management, portfolio management and acquisition/disposition teams, and also supervises professional...
-
Investment Operations Analyst
1 month ago
Charlotte, United States Martello Re Limited Full timeJob DescriptionJob DescriptionSalary: The OpportunityThe Investment Operations Analyst ensures that all operational aspects of the investment process run smoothly and will support building out the operational framework and ensuring data quality and management across Martello Re’s $17+ billion investment portfolio.This position will offer you the...
-
Charlotte, North Carolina, United States Fifth Third Full timeAbout the RoleWe are seeking a highly skilled Investment Banking Energy Transition Associate to join our team at Fifth Third. As a key member of our Investment Banking group, you will play a critical role in providing analytical and high-level support functions to our clients.Key ResponsibilitiesApply analytical skills to provide consistent data and...
-
Investment Funds
2 days ago
Charlotte, United States LFP Associates Full timeInvestment Funds - Mid/Senior Associate (ATTORNEY)Location: Charlotte, NC An AmLaw 50 international law firm is seeking a team member to join its rapidly expanding Investment Funds team in Charlotte. This position requires a solid background in investment management and fund formation, with SEC experience being highly preferred. Candidate Profile: JD from...