Compliance Officer

Innova Solutions has a client that is immediately hiring for a Compliance and Financial Crimes Officer-Title: Compliance and Financial Crimes Officer Job Type: Fulltime/Contract on W2Duration: 10+ month Locations:

Job Title: Agency Compliance OfficerWe are seeking a highly skilled and detail-oriented Agency Compliance Officer to join our team at PeopleSolutionsNOW. As a key member of our compliance team, you will be responsible for ensuring that our financial services company adheres to all relevant regulations and rules.Key Responsibilities:Conduct regular reviews of...

Our client is seeking an experienced Compliance Officer with a strong background in the broker-dealer industry to oversee their compliance program. This role is critical in ensuring adherence to Client and SEC regulations, safeguarding the firm's reputation and mitigating compliance risks.Key Responsibilities:Regulatory Compliance: Ensure the firm complies...

Our client is seeking an experienced Compliance Officer with a strong background in the broker-dealer industry to oversee their compliance program. This role is critical in ensuring adherence to Client and SEC regulations, safeguarding the firm's reputation and mitigating compliance risks.Key Responsibilities:Regulatory Compliance: Ensure the firm complies...

Job Title: Associate Agency Supervisory OfficerWe are seeking a highly motivated and detail-oriented Associate Agency Supervisory Officer to join our team at PeopleSolutionsNOW. This role is a great opportunity for individuals interested in a career in compliance.Job Summary:The Associate Agency Supervisory Officer will be responsible for monitoring and...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at PeopleSolutionsNOW. This role will be responsible for monitoring and adhering to all Company and Regulatory rules and regulations.Key ResponsibilitiesConduct regular reviews of email and social media to ensure compliance with Company policiesWork closely with Advisors to...

PeopleSolutionsNOW is conducting a confidential search on behalf of a Financial Services Company MUST LIVE IN CHARLOTTE. Four days per week in office | 1 day remote. ONLY APPLICANTS HOLDING AN ACTIVE SERIES 7, 24 & 63 WILL BE CONSIDERED.This position is a great entry point for applicants who are interested in a career in compliance.OverviewThe Associate...

PeopleSolutionsNOW is conducting a confidential search on behalf of a Financial Services Company MUST LIVE IN CHARLOTTE. Four days per week in office | 1 day remote. ONLY APPLICANTS HOLDING AN ACTIVE SERIES 7, 24 & 63 WILL BE CONSIDERED.This position is a great entry point for applicants who are interested in a career in compliance.OverviewThe Associate...

PeopleSolutionsNOW is conducting a confidential search on behalf of a Financial Services Company MUST LIVE IN CHARLOTTE. Four days per week in office | 1 day remote. ONLY APPLICANTS HOLDING AN ACTIVE SERIES 7, 24 & 63 WILL BE CONSIDERED.This position is a great entry point for applicants who are interested in a career in compliance.OverviewThe Associate...

PeopleSolutionsNOW is conducting a confidential search on behalf of a Financial Services Company MUST LIVE IN CHARLOTTE. Four days per week in office | 1 day remote. ONLY APPLICANTS HOLDING AN ACTIVE SERIES 7, 24 & 63 WILL BE CONSIDERED.This position is a great entry point for applicants who are interested in a career in compliance.OverviewThe Associate...

RCSA/Compliance OfficerLarge Banking ClientDuration: 12-24 monthsLocation: Charlotte, NC (uptown) - 3 days onsite, 2 RemoteTop Must Have Requirements: 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & ControlsRCSA Experience Knowledge of Consumer Lending Compliance - Auto Lending (plus), Home Lending, Credit...

Senior/Lead Compliance OfficerLarge Banking ClientDuration: 12-24 monthsLocation: Charlotte, NC (uptown) - 3 days onsite, 2 RemoteTop Must Have Requirements: 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & ControlsRCSA ExperienceKnowledge of Consumer Lending Compliance - Auto Lending (plus), Home Lending,...

RCSA/Compliance OfficerLarge Banking ClientDuration: 12-24 monthsLocation: Charlotte, NC (uptown) - 3 days onsite, 2 RemoteTop Must Have Requirements: 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & ControlsRCSA Experience Knowledge of Consumer Lending Compliance - Auto Lending (plus), Home Lending, Credit...

Senior/Lead Compliance OfficerLarge Banking ClientDuration: 12-24 monthsLocation: Charlotte, NC (uptown) - 3 days onsite, 2 RemoteTop Must Have Requirements: 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & ControlsRCSA ExperienceKnowledge of Consumer Lending Compliance - Auto Lending (plus), Home Lending,...

RCSA/Compliance OfficerLarge Banking ClientDuration: 12-24 monthsLocation: Charlotte, NC (uptown) - 3 days onsite, 2 RemoteTop Must Have Requirements: 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & ControlsRCSA Experience Knowledge of Consumer Lending Compliance - Auto Lending (plus), Home Lending, Credit...

Compliance Officer - Broker DealerAt Social Capital Resources, we are seeking an experienced Compliance Officer with a strong background in the broker-dealer industry to oversee our compliance program. This role is critical in ensuring adherence to regulatory requirements, safeguarding our reputation, and mitigating compliance risks.Key...

Compliance Officer - Broker DealerAt Social Capital Resources, we are seeking an experienced Compliance Officer to oversee our compliance program for the broker-dealer industry. This critical role ensures adherence to regulatory requirements, safeguards our reputation, and mitigates compliance risks.Key Responsibilities:Regulatory Compliance: Ensure our firm...

About Figure MarketsFigure Markets is a leading blockchain-based financial institution that is revolutionizing the way we think about finance. Our mission is to provide a secure, transparent, and efficient platform for individuals and businesses to buy, sell, and trade a wide range of financial instruments.About the RoleWe are seeking an experienced BSA/AML...

Job OverviewAs a key member of the Great Lakes Petroleum team, the Compliance Coordinator will play a critical role in ensuring the company's facilities and operations comply with all relevant building codes and regulations. Key ResponsibilitiesOversee compliance with building codes and regulations at all Great Lakes Petroleum locations.Identify and address...

Job DescriptionJob Description Summary: In this contingent resource assignment, you may: Consult on complex initiatives with broad impact and large-scale planning for Compliance or Financial Crimes. Review and analyze complex multi-faceted, larger scale or longer-term Compliance or Financial Crimes challenges that require in-depth evaluation of multiple...