Compliance Officer

Innova Solutions has a client that is immediately hiring for a Compliance and Financial Crimes Officer-Title: Compliance and Financial Crimes Officer Job Type: Fulltime/Contract on W2Duration: 10+ month Locations:

Our client is seeking an experienced Compliance Officer with a strong background in the broker-dealer industry to oversee their compliance program. This role is critical in ensuring adherence to Client and SEC regulations, safeguarding the firm's reputation and mitigating compliance risks.Key Responsibilities:Regulatory Compliance: Ensure the firm complies...

Compliance OfficerLarge Banking ClientHybrid 3x/week onsite in Charlotte NC (Uptown)12-24 month+ contract, with potential to convert to FTEOn a W2 basis ONLY (no corp to corp or 1099)Top Must Have Requirements:· 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & Controls· RCSA Experience· Knowledge of Consumer...

Compliance OfficerLarge Banking ClientHybrid 3x/week onsite in Charlotte NC (Uptown)12-24 month+ contract, with potential to convert to FTEOn a W2 basis ONLY (no corp to corp or 1099)Top Must Have Requirements:· 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & Controls· RCSA Experience· Knowledge of Consumer...

Compliance OfficerLarge Banking ClientHybrid 3x/week onsite in Charlotte NC (Uptown)12-24 month+ contract, with potential to convert to FTEOn a W2 basis ONLY (no corp to corp or 1099)Top Must Have Requirements:· 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & Controls· RCSA Experience· Knowledge of Consumer...

PeopleSolutionsNOW is conducting a confidential search on behalf of a Financial Services Company MUST LIVE IN CHARLOTTE. Four days per week in office | 1 day remote. ONLY APPLICANTS HOLDING AN ACTIVE SERIES 7, 24 & 63 WILL BE CONSIDERED.This position is a great entry point for applicants who are interested in a career in compliance.OverviewThe Associate...

PeopleSolutionsNOW is conducting a confidential search on behalf of a Financial Services Company MUST LIVE IN CHARLOTTE. Four days per week in office | 1 day remote. ONLY APPLICANTS HOLDING AN ACTIVE SERIES 7, 24 & 63 WILL BE CONSIDERED.This position is a great entry point for applicants who are interested in a career in compliance.OverviewThe Associate...

PeopleSolutionsNOW is conducting a confidential search on behalf of a Financial Services Company MUST LIVE IN CHARLOTTE. Four days per week in office | 1 day remote. ONLY APPLICANTS HOLDING AN ACTIVE SERIES 7, 24 & 63 WILL BE CONSIDERED.This position is a great entry point for applicants who are interested in a career in compliance.OverviewThe Associate...

PeopleSolutionsNOW is conducting a confidential search on behalf of a Financial Services Company MUST LIVE IN CHARLOTTE. Four days per week in office | 1 day remote. ONLY APPLICANTS HOLDING AN ACTIVE SERIES 7, 24 & 63 WILL BE CONSIDERED.This position is a great entry point for applicants who are interested in a career in compliance.OverviewThe Associate...

PeopleSolutionsNOW is conducting a talent search on behalf of a MassMutual Firm (The Pelora Group)MUST LIVE IN CHARLOTTE. Four days per week in office | 1 day remote. ONLY APPLICANTS HOLDING AN ACTIVE SERIES 7, 24 & 63 WILL BE CONSIDERED.This position is a great entry point for applicants who are interested in a career in compliance.OverviewThe Associate...

PeopleSolutionsNOW is conducting a talent search on behalf of a MassMutual Firm (The Pelora Group)MUST LIVE IN CHARLOTTE. Four days per week in office | 1 day remote. ONLY APPLICANTS HOLDING AN ACTIVE SERIES 7, 24 & 63 WILL BE CONSIDERED.This position is a great entry point for applicants who are interested in a career in compliance.OverviewThe Associate...

Senior/Lead Compliance OfficerLarge Banking ClientDuration: 12-24 monthsLocation: Charlotte, NC (uptown) - 3 days onsite, 2 RemoteTop Must Have Requirements: 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & ControlsRCSA ExperienceKnowledge of Consumer Lending Compliance - Auto Lending (plus), Home Lending,...

RCSA/Compliance OfficerLarge Banking ClientDuration: 12-24 monthsLocation: Charlotte, NC (uptown) - 3 days onsite, 2 RemoteTop Must Have Requirements: 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & ControlsRCSA Experience Knowledge of Consumer Lending Compliance - Auto Lending (plus), Home Lending, Credit...

Senior/Lead Compliance OfficerLarge Banking ClientDuration: 12-24 monthsLocation: Charlotte, NC (uptown) - 3 days onsite, 2 RemoteTop Must Have Requirements: 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & ControlsRCSA ExperienceKnowledge of Consumer Lending Compliance - Auto Lending (plus), Home Lending,...

RCSA/Compliance OfficerLarge Banking ClientDuration: 12-24 monthsLocation: Charlotte, NC (uptown) - 3 days onsite, 2 RemoteTop Must Have Requirements: 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & ControlsRCSA Experience Knowledge of Consumer Lending Compliance - Auto Lending (plus), Home Lending, Credit...

RCSA/Compliance OfficerLarge Banking ClientDuration: 12-24 monthsLocation: Charlotte, NC (uptown) - 3 days onsite, 2 RemoteTop Must Have Requirements: 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & ControlsRCSA Experience Knowledge of Consumer Lending Compliance - Auto Lending (plus), Home Lending, Credit...

RCSA/Compliance OfficerLarge Banking ClientDuration: 12-24 monthsLocation: Charlotte, NC (uptown) - 3 days onsite, 2 RemoteTop Must Have Requirements: 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & ControlsRCSA Experience Knowledge of Consumer Lending Compliance - Auto Lending (plus), Home Lending, Credit...

Senior/Lead Compliance OfficerLarge Banking ClientDuration: 12-24 monthsLocation: Charlotte, NC (uptown) - 3 days onsite, 2 RemoteTop Must Have Requirements: 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & ControlsRCSA ExperienceKnowledge of Consumer Lending Compliance - Auto Lending (plus), Home Lending,...

About Figure MarketsFigure Markets is a leading blockchain-based financial institution that is revolutionizing the way we think about finance. Our mission is to provide a secure, transparent, and efficient platform for individuals and businesses to buy, sell, and trade a wide range of financial instruments.About the RoleWe are seeking an experienced BSA/AML...

Job OverviewAs a key member of the Great Lakes Petroleum team, the Compliance Coordinator will play a critical role in ensuring the company's facilities and operations comply with all relevant building codes and regulations. Key ResponsibilitiesOversee compliance with building codes and regulations at all Great Lakes Petroleum locations.Identify and address...