Compliance Officer

Job Title: Agency Compliance OfficerWe are seeking a highly skilled and detail-oriented Agency Compliance Officer to join our team at PeopleSolutionsNOW. As a key member of our compliance team, you will be responsible for ensuring that our financial services company adheres to all relevant regulations and rules.Key Responsibilities:Conduct regular reviews of...

Job Title: Associate Agency Supervisory OfficerWe are seeking a highly motivated and detail-oriented Associate Agency Supervisory Officer to join our team at PeopleSolutionsNOW. This role is a great opportunity for individuals interested in a career in compliance.Job Summary:The Associate Agency Supervisory Officer will be responsible for monitoring and...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at PeopleSolutionsNOW. This role will be responsible for monitoring and adhering to all Company and Regulatory rules and regulations.Key ResponsibilitiesConduct regular reviews of email and social media to ensure compliance with Company policiesWork closely with Advisors to...

Job Title: Associate Agency Supervisory OfficerPeopleSolutionsNOW is conducting a confidential search on behalf of a Financial Services Company.This is an exciting opportunity for a highly motivated and detail-oriented individual to join our team as an Associate Agency Supervisory Officer. The successful candidate will be responsible for monitoring and...

Compliance Officer Job DescriptionAt Social Capital Resources, we are seeking an experienced Compliance Officer to oversee our compliance program and ensure adherence to regulatory requirements.Key Responsibilities:Regulatory Compliance: Ensure the firm complies with all applicable regulations, including reporting and disclosure obligations.Policy...

Compliance Officer - Broker DealerAt Social Capital Resources, we are seeking an experienced Compliance Officer to oversee our compliance program for the broker-dealer industry. This critical role ensures adherence to regulatory requirements, safeguards our reputation, and mitigates compliance risks.Key Responsibilities:Regulatory Compliance: Ensure our firm...

Job OverviewGreat Lakes Petroleum is seeking a highly motivated Compliance Coordinator to oversee building compliance for all locations. This role requires a strong understanding of regulatory requirements and the ability to identify and address compliance issues.Key ResponsibilitiesEnsure compliance with local, state, and federal building codes and...

Job Title: Chief Compliance OfficerFifth Third Bank, National Association is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our Wealth Advisors division, you will be responsible for ensuring that our policies and procedures are designed to prevent violations of the Investment Advisers Act of 1940 and...

Job SummaryWe are seeking a highly detail-oriented Compliance Inspector to join our team at Community Association Management. As a Compliance Inspector, you will be responsible for enforcing community covenants by conducting regular inspections of homes, home lots, and common areas.Key ResponsibilitiesConduct thorough inspections of properties to identify...

Job Title: Chief Compliance OfficerFifth Third Bank, National Association is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring that our policies and procedures are designed to prevent violations of the Investment Advisers Act of 1940 and other...

Job SummaryWe are seeking a highly detail-oriented Compliance Inspector to join our Community Association Management team. As a Compliance Inspector, you will be responsible for enforcing community covenants by conducting regular inspections of homes, home lots, and common areas.Key ResponsibilitiesConduct thorough inspections of properties to identify...

Aecon is a leader in infrastructure development, and we're building what matters for future generations to thrive.We're passionate about delivering on our commitments and providing equitable opportunities for everyone. Our business success relies on strong execution and continuous improvement – driven by the diversity, expertise, and teamwork of our...

Aecon: Building a Secure FutureWe are seeking a highly skilled and experienced Facility Security and Compliance Officer to join our team at Aecon. As a leader in infrastructure development, we are committed to building a secure and sustainable future for generations to come.About the RoleThe Facility Security and Compliance Officer will be responsible for...

About this role:Wells Fargo is seeking a Lead Compliance Officer to support the Compliance Program for the Wells Fargo Bank National Association Swap Dealer. This role will provide oversight and monitoring of business group risk-based compliance programs, maintain compliance risk expertise, and establish, implement, and maintain risk standards and programs...

About this role:Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of Compliance. This role supports the Compliance Program for the Wells Fargo Bank National Association Swap Dealer, a heavily regulated entity with oversight by the Commodity Futures Trading Commission and National Futures Association.Key Responsibilities:Provide...

{"h1": "Compliance Analyst Job Description", "p": "At LendingTree, we're looking for a skilled Compliance Analyst to join our team. As a Compliance Analyst, you will be responsible for ensuring that our lending practices comply with all relevant regulations and laws. This includes managing credit card details, collaborating with internal and external...

Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team at LendingTree. As a key member of our Compliance Organization, you will be responsible for ensuring the on-boarding of credit card issuer partners, managing card profile configurations, and facilitating reporting for issuer networks.Key ResponsibilitiesManage all credit card...

Trade Compliance SpecialistSumitomo Electric U.S.A. Holdings, Inc. is seeking a skilled Trade Compliance Specialist to join our team in Charlotte, NC, or the Chicago Metro area. As a Trade Compliance Specialist, you will be responsible for ensuring that our company adheres to all US trade laws, regulations, and international trade agreements.Key...

Job Opportunity: MLS Compliance AdministratorLHH Recruitment Solutions is seeking a highly skilled MLS Compliance Administrator to join our team in Charlotte, NC. As a key member of our team, you will be responsible for ensuring the integrity of MLS listings and enforcing compliance with the REALTOR Code of Ethics.Key Responsibilities:Proactively review MLS...

Job Title: HR Compliance and Benefits Administration SpecialistAt Dominion Payroll, we are seeking a highly skilled and detail-oriented HR Compliance and Benefits Administration Specialist to join our team. As a key member of our HR department, you will be responsible for overseeing and administering our comprehensive employee benefits programs while...