Compliance Analyst

Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws, rules and regulatory requirements and Firm policies. As a...

We are seeking a Compliance Analyst to join a growing team in Miami. As a Compliance Analyst, you will play a critical role in ensuring that our firm adheres to regulatory requirements and industry best practices. You will work closely with our compliance team to develop and maintain effective compliance programs, monitor regulatory changes, and provide...

We are seeking a Compliance Analyst to join a growing team in Miami. As a Compliance Analyst, you will play a critical role in ensuring that our firm adheres to regulatory requirements and industry best practices. You will work closely with our compliance team to develop and maintain effective compliance programs, monitor regulatory changes, and provide...

Role Overview:Our client is an asset management firm in Miami, FL. They are seeking a Compliance Analyst/Officer to join their team and report to the CCO.Key Responsibilities:Regulatory Compliance: Ensure compliance with industry regulations, especially those set by financial regulatory bodies.Policy Development: Assist in the development, implementation,...

Role Overview:Our client is an asset management firm in Miami, FL. They are seeking a Compliance Analyst/Officer to join their team and report to the CCO.Key Responsibilities:Regulatory Compliance: Ensure compliance with industry regulations, especially those set by financial regulatory bodies.Policy Development: Assist in the development, implementation,...

We are seeking a Compliance Analyst with light experience who wants to take their career to the next level. In this position, you will be working closely with the CCO and be responsible for the following: Assist with research, analysis and implementation of updated compliance policies and procedures based on existing and new changes in regulations.Evaluate...

We are seeking a Compliance Analyst with light experience who wants to take their career to the next level. In this position, you will be working closely with the CCO and be responsible for the following: Assist with research, analysis and implementation of updated compliance policies and procedures based on existing and new changes in regulations.Evaluate...

We are currently partnered with a leading Insurance firm seeking a detail-oriented and adaptable Compliance Analyst to join their team. In this role, you will support fundamental compliance tasks under the guidance of their Legal department. The focus will be on enhancing and streamlining compliance processes and implementing regulations...

We are currently partnered with a leading Insurance firm seeking a detail-oriented and adaptable Compliance Analyst to join their team. In this role, you will support fundamental compliance tasks under the guidance of their Legal department. The focus will be on enhancing and streamlining compliance processes and implementing regulations...

We are currently partnered with a leading Insurance firm seeking a detail-oriented and adaptable Compliance Analyst to join their team. In this role, you will support fundamental compliance tasks under the guidance of their Legal department. The focus will be on enhancing and streamlining compliance processes and implementing regulations...

We are looking for a Regulatory Compliance Analyst with a background in broker-dealer operations to support our client's compliance initiatives. Proficiency in both English and Spanish is essential, and having FINRA licensing will be advantageous.Key ResponsibilitiesCollaborate with various departments to evaluate current compliance standards.Facilitate...

Position Overview: The primary role of the Compliance Risk Analyst is to guarantee that Educational Federal Credit Union adheres to all relevant regulatory standards. This position collaborates with various departments to align compliance initiatives with organizational objectives, ensures centralized tracking of compliance management, and serves as a point...

It's fun to work in a company where people truly BELIEVE in what they are doing!We're committed to bringing passion and customer focus to the business.Summary of Position:The Privacy & Business Analyst role reports to the Lennar Technology Group, Privacy IT Manager on the Controls & Compliance Team. The role is responsible for managing and processing Data...

Job DescriptionJob DescriptionKubicki Draper is a full-service law firm founded in 1963 providing trial, appellate, coverage, commercial and real estate transaction services. With over 200 attorneys and 12 offices, we represent clients throughout the entire State of Florida and the southern parts of Georgia, Alabama and Mississippi. We are a high growth law...

Job DescriptionJob DescriptionKubicki Draper is a full-service law firm founded in 1963 providing trial, appellate, coverage, commercial and real estate transaction services. With over 200 attorneys and 12 offices, we represent clients throughout the entire State of Florida and the southern parts of Georgia, Alabama and Mississippi. We are a high growth law...

Position: AML Compliance Analyst Location: Hybrid onsite in Miami, FL Duration: 6+ Months Contract Responsibilities: - Reviews and dispositions hits related to OFAC and other internal/external watch lists - Ensure compliance with OFAC sanctions and investigate possible hits and escalate for further review and approval to management, and/or escalates...

Job Summary: The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures compliance management is tracked centrally, and acts as liaison with various business...

Job Summary: The Compliance Analysts primary function is to ensure Educational Federal Credit Unions compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures compliance management is tracked centrally, and acts as liaison with various business...

Job OverviewWe are seeking a dedicated Pharmacy Benefit Compliance Analyst to join our team. This role is essential in ensuring adherence to pharmacy benefit management standards and contractual obligations.Key Responsibilities:Primary duties include:Analyzing and interpreting PBM contracts to identify relevant pricing provisions.Reviewing plan design...

Position Overview About Us: SiriusXM and its associated brands (including Pandora, SiriusXM Media, AdsWizz, Simplecast, and SiriusXM Connect) are at the forefront of audio entertainment and services, creating an unparalleled subscription and ad-supported audio experience for listeners across various platforms. Our mission is to redefine the audio landscape,...