Compliance Analyst
3 days ago
We are seeking a Compliance Analyst with light experience who wants to take their career to the next level. In this position, you will be working closely with the CCO and be responsible for the following:
- Assist with research, analysis and implementation of updated compliance policies and procedures based on existing and new changes in regulations.
- Evaluate and test internal operational and procedural compliance.
- Assist with creation, review and updates of the firm’s compliance certification system.
- Assist and follow up with training employees on industry compliance requirements.
Requirements
- Bachelor's degree in related field (Finance, Business, Economics, Compliance etc.)
- Proficient with MS Excel and being able to create spreadsheets
- Keen attention to detail
- Ability to be able to grasp trainings effectively and eagerness to grow
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Compliance Analyst
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Compliance Analyst
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Compliance Analyst
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Miami, United States Ascendo Resources Full timeWe are seeking a Compliance Analyst to join a growing team in Miami. As a Compliance Analyst, you will play a critical role in ensuring that our firm adheres to regulatory requirements and industry best practices. You will work closely with our compliance team to develop and maintain effective compliance programs, monitor regulatory changes, and provide...
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Miami, United States Ascendo Resources Full timeWe are seeking a Compliance Analyst with light experience who wants to take their career to the next level. In this position, you will be working closely with the CCO and be responsible for the following: Assist with research, analysis and implementation of updated compliance policies and procedures based on existing and new changes in regulations.Evaluate...
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Compliance Analyst
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miami, United States Ascendo Resources Full timeWe are seeking a Compliance Analyst with light experience who wants to take their career to the next level. In this position, you will be working closely with the CCO and be responsible for the following: Assist with research, analysis and implementation of updated compliance policies and procedures based on existing and new changes in regulations.Evaluate...
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miami, United States Ascendo Resources Full timeWe are seeking a Compliance Analyst with light experience who wants to take their career to the next level. In this position, you will be working closely with the CCO and be responsible for the following: Assist with research, analysis and implementation of updated compliance policies and procedures based on existing and new changes in regulations.Evaluate...
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