Regulatory Compliance Analyst

1 week ago

Miami, United States Educational Federal Credit Union Full time

Job Summary:

The Compliance Analysts primary function is to ensure Educational Federal Credit Unions compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures compliance management is tracked centrally, and acts as liaison with various business units when compliance updates are required.

We encourage you to view and apply directly at edfed.org/careers

Duties & Responsibilities:

  • Conducts regular compliance assessments and quality control reviews to test and monitor compliance with laws and regulations.
  • Centrally tracks compliance-related policies and procedures and provides for timely reviews.
  • Interprets existing and emerging regulations and make procedural recommendations that bring improvement to operations, risk, and compliance functions.
  • Uses internal and external resources to gain greater understanding of practices and processes and compliance implications. Examples of resources are meeting with department leaders, communicating with examiners, and conducting research.
  • Assists project managers with interdepartmental special projects relating to EdFed’s Compliance Program.
  • Provides support to the business units regarding development and implementation of new compliance policies, disclosures, and procedures as well as training programs.
  • Evaluates business units throughout the organization to understand workflows, processes, data collection, reporting needs, and other technical issues that support the compliance processes.
  • Assists during regulatory examinations and external audits.
  • Assists with compliance-related risk assessments.
  • Maintains current knowledge of federal and state laws and regulations.
  • Assists in the reporting on the status of regulatory compliance activities to executive management and the Board of Directors, as applicable.
  • Performs other duties as assigned by management.

Requirements:

  • Associates degree or equivalent combination
  • 4 -7 years of regulatory compliance or audit in the financial services industry.

Skills:

  • National Association of Federal Credit Union Certified Compliance Officer (NCCO), Credit Union National Association Credit Union Compliance Expert (CUCE), or Certified Regulatory Compliance Manager (CRCM) designation required or must be obtained within 12 months of employment.
  • Working knowledge of federal regulations for financial institutions.
  • Ability to think strategically, conceptually and analytically including strong organizational skills.
  • Strong attention to detail and solid interpersonal, written and verbal skills.
  • Ability to meets deadlines and manage changing priorities with limited direction.
  • Advanced proficiency with Microsoft Office.
  • Maintain the confidentiality of the Credit Union and member records at all times.
  • Advanced knowledge of EdFed products and services.

Every employee is required to comply with all Bank Secrecy Act (BSA) policies and procedures, and to attend required BSA-related training as assigned.

The following are some benefits offered to employees:

  • Paid Holiday
  • Paid Birthday
  • Paid Sick and Personal Days
  • Paid Vacation
  • Retirement/401K with matching contributions
  • Medical, Dental and Vision Insurance
  • Life Insurance and Long Term Disability
  • Tuition reimbursement for Undergraduate and Graduate courses
  • Various Incentive Programs
  • Career opportunities

  • Regulatory Compliance Analyst

    2 months ago

    Miami, United States Educational Federal Credit Union Full time

    Job DescriptionJob DescriptionJob Summary:The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures compliance management is tracked centrally, and...

  • Regulatory Compliance Analyst

    3 weeks ago

    Miami, United States Educational Federal Credit Union Full time

    Job DescriptionJob DescriptionJob Summary:The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures compliance management is tracked centrally, and...

  • Compliance Analyst

    5 days ago

    Miami, United States Optima Partners Full time

    Optima Partners is looking for graduates or recent graduates to join our Miami office as Compliance Analysts, supporting our Senior Compliance Consultants in developing, implementing and maintaining compliance programs for a variety of registered investment management firms. The Analyst program consists of 2-year hands-on training program. All Analyst...

  • Compliance Analyst

    1 week ago

    Miami, United States Optima Partners Full time

    Optima Partners is looking for graduates or recent graduates to join our Miami office as Compliance Analysts, supporting our Senior Compliance Consultants in developing, implementing and maintaining compliance programs for a variety of registered investment management firms. The Analyst program consists of 2-year hands-on training program. All Analyst...

  • Compliance Analyst

    1 month ago

    Miami, United States Millennium Management Full time

    Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws, rules and regulatory requirements and Firm policies. As a...

  • Regulatory Analyst

    3 weeks ago

    Miami, United States University of Miami - Miller School of Medicine Full time

    Current Employees: If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review this tip sheet. The University of Miami has an exciting opportunity for a...

  • Regulatory Analyst

    4 weeks ago

    Miami, United States The University of Miami Full time

    Current Employees: If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review this tip sheet. The University of Miami has an exciting opportunity for a...

  • Compliance Monitoring Analyst

    2 months ago

    Miami, United States City National Bank Full time

    The Compliance Monitoring Analyst conducts independent reviews of all Bank activities to evaluate the adequacy and effectiveness of the system of internal control and operating procedures in accordance with specified compliance risk objectives. Deter Monitoring, Compliance, Analyst, Monitor, Regulatory, Skills, Technology

  • Compliance Analyst

    1 month ago

    Miami, United States Educational Federal Credit Union Full time

    Job Summary: The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures compliance management is tracked centrally, and acts as liaison with various business...

  • Compliance Analyst

    1 week ago

    Miami, United States Educational Federal Credit Union Full time

    Job Summary: The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures compliance management is tracked centrally, and acts as liaison with various business...

  • Compliance Analyst

    6 days ago

    Miami, United States BRICKELL PERSONNEL CONSULTANTS INC Full time

    BSA/AML & Sanctions Analyst - TEMP TO HIRE - BRICKELL AVENUE The BSA / OFAC Analyst is responsible for assisting the Chief Compliance Officer in executing compliance functions of the Bank’s OFAC Program, CIP/KYC/CDD Program, FinCEN reporting, and the Bank’s BSA/AML & OFAC systems. Duties and Responsibilities: Knowledge of BSA, USA Patriot Act, and...

  • Compliance Analyst

    1 week ago

    Miami, United States BRICKELL PERSONNEL CONSULTANTS, INC. Full time

    BSA/AML & Sanctions Analyst - TEMP TO HIRE - BRICKELL AVENUE The BSA / OFAC Analyst is responsible for assisting the Chief Compliance Officer in executing compliance functions of the Bank’s OFAC Program, CIP/KYC/CDD Program, FinCEN reporting, and the Bank’s BSA/AML & OFAC systems.Duties and Responsibilities:Knowledge of BSA, USA Patriot Act, and OFAC...

  • Regulatory Analyst 1

    4 days ago

    Miami, Florida, United States UOMUOMUS Full time

    Current Employees:If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review this tip sheet.The SCCC department is seeking a Regulatory Analyst 1 that will be...

  • Sr. Advisor

    2 weeks ago

    Miami, United States Hiring Now! Full time

    Sr. Advisor - Regulatory Compliance Dallas, United States of America The Sr. Advisor - Regulatory Compliance serves as a subject matter expert on key Federal Reserve regulations, including the Bank Holding Company Act and Reg Y, to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise...

  • Compliance Associate

    4 weeks ago

    Miami, United States University of Miami Full time

    Current Employees: If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review this tip sheet. The department of Compliance has an exciting opportunity for a...

  • Compliance Associate

    3 weeks ago

    Miami, United States University of Miami Full time

    Current Employees: If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review this tip sheet. The department of Compliance has an exciting opportunity for a...

  • Analyst, Compliance

    3 weeks ago

    Miami, United States Royal Caribbean Group Full time

    The Compliance Specialist of the Pre-employment and Re-employment Network (PEME/ REME) is a key position in the PEME/ REME team, responsible for enforcing RCG policies related to the medical clearance that all crew members need to have to work as a s Analyst, Compliance Analyst, Compliance, Crew Member, Operations, Management, Technology

  • Regulatory Analyst 2

    7 days ago

    Miami, United States The University of Miami Full time

    Current Employees: If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review this tip sheet. The Remote SCCC Regulatory Analyst II reviews, prepares, and...

  • Compliance Associate

    4 weeks ago

    Miami, United States The University of Miami Full time

    Current Employees: If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review this tip sheet. The department of Compliance has an exciting opportunity for a...

  • Compliance Associate

    3 weeks ago

    Miami, United States The University of Miami Full time

    Current Employees: If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review this tip sheet. The department of Compliance has an exciting opportunity for a...