Compliance Associate

Shelton Capital Management is currently hiring a Compliance Associate in our Denver office. We are seeking an ambitious, enthusiastic, detailed-oriented and highly organized candidate.Key Responsibilities & Duties include, but are not limited to: Assist in mutual fund and other advertising and sales material review to FINRA standards for a family of 19...

Position: Trade Compliance Engineer and AnalystJob Overview:This entry-level role is essential for ensuring adherence to relevant U.S. export and import control regulations, including the Export Administration Regulations ("EAR"), International Traffic in Arms Regulation ("ITAR"), and Office of Foreign Asset Control ("OFAC") sanctions, as well as local and...

OverviewThe Compliance Training Administer will help manage, deliver, and process results for our compliance training programs. This role will be responsible for ensuring Oak View Groups' adherence to requirements (local, state, and federal), maintaining the system accuracy and the integrity of the supporting database, and for configuring and exporting data...

As a Regulatory Compliance Specialist at Pureskyenergy, you will be instrumental in ensuring adherence to ethical standards, compliance protocols, and informed decision-making within the renewable energy sector. Your primary responsibilities will include the formulation, execution, and oversight of governance frameworks, policies, and procedures to maintain...

THE FIRMFamily focused since 1990, Matter serves clients nationwide from our offices in St. Louis, Denver, and Dallas. Our associates combine Investment Management, Wealth Planning and Coordination, and Family Culture and Learning services to build solutions reflecting the needs, perspectives and objectives of each family. We encourage you to consult our...

THE FIRMFamily focused since 1990, Matter serves clients nationwide from our offices in St. Louis, Denver, and Dallas. Our associates combine Investment Management, Wealth Planning and Coordination, and Family Culture and Learning services to build solutions reflecting the needs, perspectives and objectives of each family. We encourage you to consult our...

At DaVita, we believe that effective leadership is about crafting a compelling vision for the future and empowering teams to achieve their goals. Our leaders thrive on solving complex challenges and recognize that collaboration is key to success. They take responsibility for outcomes and foster accountability within their teams. Driven by strong...

About the RoleWe are seeking a highly skilled Safety and Compliance Specialist to join our team at Kimbel Mechanical Systems, Inc. As a key member of our organization, you will play a critical role in ensuring compliance with laws and regulations related to licensing ratios, codes, and specifications.Key ResponsibilitiesConduct Site Inspections: Monitor and...

Position: Senior Compliance Officer for Investment FundsLocation: Denver, CO | Hybrid.About the Role:This role is designed to function as the Chief Compliance Officer for select investment fund clients. The main duty will be to oversee compliance with regulations and ensure adherence to industry standards. Key Responsibilities:1. Develop and implement...

About Asbury Automotive GroupWe are a leading automotive retailer with a commitment to innovation, customer satisfaction, and team member development. Our company culture is built on a foundation of trust, respect, and open communication, and we strive to create a positive and inclusive work environment for all our team members.Job SummaryWe are seeking a...

Job SummaryWe are seeking a highly skilled Universal Services Specialist to join our team at UGI Utilities, Inc. This role will be responsible for developing, constructing, analyzing, managing, coordinating, and supporting various Universal Service filings submitted by the UGI Companies (UGI Gas Division and UGI Electric Division). The successful candidate...

About the RoleWe are seeking a highly skilled Safety and Compliance Specialist to join our team at Kimbel Mechanical Systems, Inc. As a key member of our organization, you will play a critical role in ensuring compliance with laws and regulations related to licensing ratios, codes, and specifications.Key ResponsibilitiesConduct Site Inspections: Monitor and...

About CONMED CorporationCONMED has been at the forefront of pioneering surgical and patient care innovations since the 1970s. Our commitment to innovation distinguishes us in the industry, as we continuously refine our products to achieve clinical excellence and foster a culture of ongoing improvement. This dedication has led us to dominate numerous areas of...

This opportunity is located within our Ensign-Bickford Aerospace & Defense Company business, a global leader of mission-critical hardware and systems solutions including precision energetics systems and innovative explosive solutions. Job Description On-Site or Remote Must be a US citizen The Contracts Compliance Administrator is tasked with establishing and...

Targa Resources Corp., a prominent midstream natural gas enterprise, is seeking a Senior Environmental Specialist to provide support for operations in our North Dakota unit. This role will focus on ensuring adherence to environmental regulations and promoting sustainable practices across gas processing facilities and associated infrastructure. Key attributes...

Position Title: Lead Security Compliance Evaluator Position Type: On-Site Company: Waypoint Human Capital Clearance: Active TS/SC w/ CI Poly The Lead Security Compliance Evaluator (SCE) position requires significant knowledge and leadership in safeguarding the security and reliability of NRO initiatives through thorough evaluation and...

Description : The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and performing ongoing monitoring and auditing of a...

Manager of Bank Compliance – To $95K – Remote (Colorado) – Job # 3368Who We AreThe Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or...

About the RoleMatter Family Office is seeking a highly skilled and experienced Chief Compliance Officer to lead our compliance efforts and ensure we maintain the highest standards of integrity and regulatory compliance.Key ResponsibilitiesMaintain and update our Compliance policies and procedures manual to ensure alignment with regulatory requirements.File...

Job SummaryThe Associate Principal Investigator plays a critical role in conducting comprehensive and timely investigations into potential violations of securities laws and regulations. This position requires a high level of expertise in regulatory compliance and the ability to coach less experienced colleagues in investigative techniques.Key...