Regulatory Compliance Officer

Responsibilities:Risk and ComplianceConduct audits and testing of broker/dealer branch offices for their compliance of written policies and proceduresProvide timely written reports to document findings and corrective actions to branch officesTrack findings and delinquencies discovered during audits to discover trends and proactively suggest best practices or...

Responsibilities:Risk and ComplianceConduct audits and testing of broker/dealer branch offices for their compliance of written policies and proceduresProvide timely written reports to document findings and corrective actions to branch officesTrack findings and delinquencies discovered during audits to discover trends and proactively suggest best practices or...

Job Summary: The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures compliance management is tracked centrally, and acts as liaison with various business...

Job DescriptionJob DescriptionJob Summary:The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures compliance management is tracked centrally, and...

The Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance.Key Responsibilities:Regulatory Compliance:Ensure that all clinical trials conducted at the site comply with federal, state, and local regulations, including FDA, ICH, GCP, HIPAA, and other relevant laws.Monitor changes in...

The Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance.Key Responsibilities:Regulatory Compliance:Ensure that all clinical trials conducted at the site comply with federal, state, and local regulations, including FDA, ICH, GCP, HIPAA, and other relevant laws.Monitor changes in...

For more Job Opportunities follow FINTRUST CONNECT here: FinTrust Connect: Jobs | LinkedInConsumer Compliance Officer -Miami, FLFinTrust Connect is excited to announce that we have partnered with a reputable financial services company in search of an experienced Consumer Compliance Officer. The candidate will play a pivotal role in developing and executing...

For more Job Opportunities follow FINTRUST CONNECT here: FinTrust Connect: Jobs | LinkedInConsumer Compliance Officer -Miami, FLFinTrust Connect is excited to announce that we have partnered with a reputable financial services company in search of an experienced Consumer Compliance Officer. The candidate will play a pivotal role in developing and executing...

Job Description Compliance Officer Onsite Work in Miami, FL 180-200k total comp. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company wide. The right...

About Us: Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported range from the basic debit...

Job DescriptionJob DescriptionCompliance OfficerOnsite Work in Miami, FL180-200k total comp.Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company wide. The...

Job DescriptionJob DescriptionCompliance OfficerOnsite Work in Miami, FL180-200k total comp.Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company wide. The...

Job DescriptionJob DescriptionAbout Us:Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases...

Exciting opportunity for a Senior Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule.Responsibilities:Risk and ComplianceConduct audits and testing of broker/dealer branch offices for their compliance of written policies and proceduresProvide timely written reports to...

Responsibilities JOB SUMMARY: The Environmental Regulatory Compliance Analyst serves as the primary point of contact for shore-side environmental compliance, supporting the Marine Operations department. Within this role, the role will coordinate related activities to ensure the company's adherence to all environmental regulations. DUTIES &...

Provides admissions/academic advising to Pre-Nursing, Transfer, and Conditionally Accepted students. This position is also responsible for maintaining accurate and current data on student's health and regulatory status. Responsible for communicating Compliance Officer, Student Advisor, Compliance, Officer, Program Director, Advisor

Our client in the sporting industry is seeking a Senior Regulatory Governance and Compliance Legal Counsel to join their Legal and Compliance team in Miami, FL.The candidate will handle all matters concerning regulatory governance, in particular in relation to FIFA statutes and the FIFA governance regulations due to the companies close work with the FIFA...

Our client in the sporting industry is seeking a Senior Regulatory Governance and Compliance Legal Counsel to join their Legal and Compliance team in Miami, FL.The candidate will handle all matters concerning regulatory governance, in particular in relation to FIFA statutes and the FIFA governance regulations due to the companies close work with the FIFA...

Provides admissions/academic advising to Pre-Nursing, Transfer, and Conditionally Accepted students. This position is also responsible for maintaining accurate and current data on student's health and regulatory status. Responsible for communicating with advisors, faculty, and clinical coordinators relating to the status of the student's health and...

Job Summary: The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures compliance management is tracked centrally, and acts as liaison with various business...