Compliance Officer

MUST HAVES: Submit your CV and any additional required information after you have read this description by clicking on the application button. Bachelor's degree in Finance or related field 5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 &...

MUST HAVES: Bachelor's degree in Finance or related field5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 & 24 Day to day:The Deputy Chief Compliance Officer supports the Chief Compliance & Risk Officer in the development and implementation...

MUST HAVES: Bachelor's degree in Finance or related field5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 & 24 Day to day:The Deputy Chief Compliance Officer supports the Chief Compliance & Risk Officer in the development and implementation...

MUST HAVES: Bachelor's degree in Finance or related field5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 & 24 Day to day:The Deputy Chief Compliance Officer supports the Chief Compliance & Risk Officer in the development and implementation...

Compliance Officer-fast and growing healthcare organization Evolve1talent is supporting a long term client in search for a Compliance Officer. The Compliance Officer is a pivotal leadership role responsible for steering the compliance strategy and ensuring the integrity of the organization's operations. This role entails the development, implementation, and...

Job Description Compliance Officer Onsite Work in Miami, FL 180-200k total comp. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company wide. The right...

Job DescriptionJob DescriptionCompliance OfficerOnsite Work in Miami Metro area180-200k total comp. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company...

Job DescriptionJob DescriptionCompliance OfficerOnsite Work in Miami, FL180-220k total comp. Relo available. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance...

Compliance OfficerOnsite Work in Miami, FL180-220k total comp. Relo available.  Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company wide. The right...

The Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance.Key Responsibilities:Regulatory Compliance:Ensure that all clinical trials conducted at the site comply with federal, state, and local regulations, including FDA, ICH, GCP, HIPAA, and other relevant laws.Monitor changes in...

The Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance.Key Responsibilities:Regulatory Compliance:Ensure that all clinical trials conducted at the site comply with federal, state, and local regulations, including FDA, ICH, GCP, HIPAA, and other relevant laws.Monitor changes in...

Job DescriptionJob DescriptionAbout Us:Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases...

Regional Compliance Officer, Latin America & the Caribbean Arthur J. Gallagher & Co. (Gallagher) is a global leader in insurance, risk management and consulting services. We help businesses grow, communities thrive and people prosper. We live a cultu Compliance Officer, Officer, Compliance, Regional, Monitoring, Latin, Insurance, Business Services

Exciting opportunity for a Senior Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule.Responsibilities:Risk and ComplianceConduct audits and testing of broker/dealer branch offices for their compliance of written policies and proceduresProvide timely written reports to...

Exciting opportunity for a Senior Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule.Responsibilities:Risk and ComplianceConduct audits and testing of broker/dealer branch offices for their compliance of written policies and proceduresProvide timely written reports to...

ResponsibilitiesDevelop and implement an effective legal compliance programCreate sound internal controls and monitor adherence to themDraft and revise company policiesProactively audit processes, practices and documents to identify weaknessesEvaluate business activities (e.g. investments) to assess compliance riskCollaborate with external auditors and HR...

ResponsibilitiesDevelop and implement an effective legal compliance programCreate sound internal controls and monitor adherence to themDraft and revise company policiesProactively audit processes, practices and documents to identify weaknessesEvaluate business activities (e.g. investments) to assess compliance riskCollaborate with external auditors and HR...

Summary: Conducts continuous quality control inspections of staff in the field on assigned shifts and departments utilizing approved QA Forms derived from ICE Detention Standards. *Please Note: This position is contingent upon a contract award. We will not be actively responding to applicants until there is a need to move forward with this position.Essential...

The Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance & Risk Officer in the development and implementation of the Firm’s compliance program and plan of the investment adviser designed to promote compliance with applicable securities regulatory authorities including, but not limited to, SEC laws and regulations.Job...

The Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance & Risk Officer in the development and implementation of the Firm’s compliance program and plan of the investment adviser designed to promote compliance with applicable securities regulatory authorities including, but not limited to, SEC laws and regulations.Job...