Compliance Officer

4 weeks ago

Miami Florida, United States Mbanq Full time
About Us:

Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported range from the basic debit programs (DDA account with a Debit Card) to pay-day advances, personal lines, loans, and secured credit cards. Corporate use cases are currently focused on DDA accounts with Debit cards plus real-time access to all payment rails (standard ACH, Same Day ACH, FedWire, RTP, SWIFT), card issuing and acquiring capabilities, compliance services, and white-labeled web & mobile apps.

About the Role:

The role of the Compliance Officer is to manage Mbanq’s compliance function, most importantly to carry out BSA/AML risk management responsibilities in an efficient and effective manner. In addition, the Compliance Officer is responsible for KYB and KYC due diligence of new clients, continuous monitoring, operationally supporting clients’ BSA/AML function, reviewing policies and procedures, and maintaining respective compliance process, standards, and governance. The Compliance Officer will manage a team of Compliance Analyst, and report to the Head of Banking Strategy and PMO.

What you’ll do day-to-day:

·        Monitor compliance with Anti-Money Laundering (AML) laws and recognize suspicious activities related to money laundering, terrorist financing and illegal activity.

·        Maintain and review the BSA and Office of Foreign Assets Control (OFAC) monitoring system to assure that it has appropriate tools to identify suspicious or fraudulent activities.

·        Partner with Sales and Platform Solutions Manager on timely and thorough execution of Know Your Customer (KYC), Know Your Business (KYCB) and Enhanced Due Diligence (EDD) and responsibilities.

·        Provide review, final approval and submission of brand’s application to sponsored banks; act as liaison between clients/brands with sponsored banks.

·        Provide clients/brands with compliance-as-a-service and regulatory-as-a-service deliverables, including guidance and support related to BSA/AML matters (i.e., queue exception review and regulatory filings).

Evaluate and monitor transactional activity to assess potential suspicious activity (e.g., money laundering).

Perform transaction monitoring alert reviews and sanctions hit reviews to be able to identify when activity requires further investigation.

·        Engage in ongoing deliverables such as: annual client/brand risk assessment, monitoring and EDD reviews of high-risk clients.

·        Recommend and review policies and establishing procedures to ensure adherence to applicable laws and regulations.

Requirements

About You:

·        A Bachelor’s degree in business, accounting, finance, economics, or a related business discipline.

·        3-5 years of BSA/AML-related operational experience and experience analyzing financial records to identify inconsistencies in accounts.

·        A thorough understanding of financial crimes risk management principles and the Three Lines of Defense model is required.

·        Must have prior experience successfully supporting business units with the execution of aforementioned responsibilities.

·        Strong presentation and relationship management skills, with the ability to communicate and articulate regulatory requirements and/or resulting analysis effectively, while inspiring confidence and with an enthusiastic and approachable style.

·        Excellent leadership skills demonstrated through problem-solving skills, ownership of issues seen through to resolution, providing sound guidance to the business, and positively influencing organizational culture.

·        Ability to manage workload and shift priorities to meet deadlines in a dynamic and rapidly changing environment.

·        Proficiency in the use of Risk Management tools and systems to analyze the degree of compliance with external regulations.

Benefits

·        Competitive base salary

·        A role that has a decisive impact on positioning our team and company for future growth

·        Collaboration with Senior experts from different fields, based in the US and globally

·        A culture that encourages trust & promotes an ownership mentality and rapid career growth

·        Medical and Dental Insurance

 

  • Compliance Officer

    22 hours ago

    Miami, United States Talentry, LLC Full time

    Job DescriptionJob DescriptionCompliance OfficerOnsite Work in Miami Metro area180-200k total comp. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company...

  • Compliance Officer

    2 weeks ago

    Miami, United States Insight Global Full time

    MUST HAVES: Submit your CV and any additional required information after you have read this description by clicking on the application button. Bachelor's degree in Finance or related field 5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 &...

  • Compliance Officer

    2 weeks ago

    Miami, United States Insight Global Full time

    MUST HAVES: Bachelor's degree in Finance or related field5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 & 24 Day to day:The Deputy Chief Compliance Officer supports the Chief Compliance & Risk Officer in the development and implementation...

  • Compliance Officer

    2 weeks ago

    Miami, United States Insight Global Full time

    MUST HAVES: Bachelor's degree in Finance or related field5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 & 24 Day to day:The Deputy Chief Compliance Officer supports the Chief Compliance & Risk Officer in the development and implementation...

  • Compliance Officer

    2 weeks ago

    Miami, United States Insight Global Full time

    MUST HAVES: Bachelor's degree in Finance or related field5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 & 24 Day to day:The Deputy Chief Compliance Officer supports the Chief Compliance & Risk Officer in the development and implementation...

  • Compliance Officer

    1 week ago

    Miami, United States Evolve1Talent, LLC Full time

    Compliance Officer-fast and growing healthcare organization Evolve1talent is supporting a long term client in search for a Compliance Officer. The Compliance Officer is a pivotal leadership role responsible for steering the compliance strategy and ensuring the integrity of the organization's operations. This role entails the development, implementation, and...

  • Compliance Officer

    1 month ago

    Miami, United States Talentry LLC Full time

    Job Description Compliance Officer Onsite Work in Miami, FL 180-200k total comp. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company wide. The right...

  • Compliance Officer

    6 days ago

    Miami, United States Talentry LLC Full time

    Job Description Compliance Officer Onsite Work in Miami, FL 180-220k total comp. Relo available. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company...

  • Compliance Officer

    1 month ago

    Miami, United States Talentry, LLC Full time

    Job DescriptionJob DescriptionCompliance OfficerOnsite Work in Miami Metro area180-200k total comp. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company...

  • Compliance Officer

    2 weeks ago

    Miami, United States Talentry Full time

    Job DescriptionJob DescriptionCompliance OfficerOnsite Work in Miami, FL180-220k total comp. Relo available. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance...

  • Compliance Officer

    2 weeks ago

    Miami, United States Talentry Full time

    Compliance OfficerOnsite Work in Miami, FL180-220k total comp. Relo available.  Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company wide. The right...

  • Compliance Officer

    24 hours ago

    Miami, United States Talentry Full time

    Job DescriptionJob DescriptionCompliance OfficerOnsite Work in Miami, FL180-220k total comp. Relo available. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance...

  • Senior Compliance Officer

    4 weeks ago

    Miami, United States CRO Strategies Full time

    The Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance.Key Responsibilities:Regulatory Compliance:Ensure that all clinical trials conducted at the site comply with federal, state, and local regulations, including FDA, ICH, GCP, HIPAA, and other relevant laws.Monitor changes in...

  • Senior Compliance Officer

    3 weeks ago

    Miami, United States CRO Strategies Full time

    The Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance.Key Responsibilities:Regulatory Compliance:Ensure that all clinical trials conducted at the site comply with federal, state, and local regulations, including FDA, ICH, GCP, HIPAA, and other relevant laws.Monitor changes in...

  • Chief Compliance Officer

    2 months ago

    Miami, FL, United States Talentry Full time

    Job Description Chief Compliance Officer Onsite Work in Miami, FL 215-225k total comp. Talentry is looking for a Chief Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company wide....

  • Fintech BaaS Compliance Officer

    4 days ago

    Miami, United States Mbanq Full time

    About Us: Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq's solutions are suitable for both retail and corporate clients. Consumer use cases supported range from the basic debit...

  • Fintech BaaS Compliance Officer

    3 weeks ago

    Miami, United States Mbanq Full time

    Job DescriptionJob DescriptionAbout Us:Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases...

  • Fintech BaaS Compliance Officer

    24 hours ago

    Miami, United States Mbanq Full time

    Job DescriptionJob DescriptionAbout Us:Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases...

  • Regional Compliance Officer, LATAM

    2 weeks ago

    Miami, United States Arthur J. Gallagher & Company Full time

    Regional Compliance Officer, Latin America & the Caribbean Arthur J. Gallagher & Co. (Gallagher) is a global leader in insurance, risk management and consulting services. We help businesses grow, communities thrive and people prosper. We live a cultu Compliance Officer, Officer, Compliance, Regional, Monitoring, Latin, Insurance, Business Services

  • Senior Compliance Officer

    3 weeks ago

    Miami, United States Leeds Professional Resources Full time

    Exciting opportunity for a Senior Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule.Responsibilities:Risk and ComplianceConduct audits and testing of broker/dealer branch offices for their compliance of written policies and proceduresProvide timely written reports to...