Audit Supervisor

5 days ago


New York, United States Fox Point Recruitment LLC Full time

Job Summary:
This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses such as equity capital markets debt capital markets investment banking corporate banking coverage and leasing. The team is also responsible for credit risk management and global payment services audits in EMEA. Job expectations include evaluating the control environment fostering an inclusive work environment applying product business and technical expertise and supporting team members with development.

The candidate will be working with the team based in EMEA and APAC and most of our audits are global. An Audit Supervisor is expected to work with the assigned area independently and may lead small audits.

Job Location: Hybrid 3 days onsite.

Responsibilities:

  • Executes audit strategy for the sound application of riskbased auditing by defining audit scope and audit programs and leverages automation and innovative methods in a timely and high quality manner
  • Exercises sound knowledge of product business and technical expertise to effectively challenge management to improve the control environment
  • Assesses impacts to business processes controls and strategies to provide recommendations on severity ratings
  • Provides input on draft audit reports and shares audit results with business leaders
  • Supports the development of peers and teams through onthejobtraining and fosters an inclusive work environment
  • Establishes business partner relationships primarily with line management to develop business knowledge
  • Uses innovative tools to complete audit activities more efficiently (e.g. testing)
  • Support multiple projects using technology and analytic techniques to work effectively and efficiently in a fastpaced environment.

Required Qualifications:

  • Minimum 57 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) business (e.g. equity capital markets debt capital markets investment banking corporate banking leasing etc)
  • Minimum 2 years of experience auditing the Investment Banking Business within an organization (GCIB)
  • Experience with risk and control identification and assessment
  • Experience with stakeholder management
  • Proactive positive attitude exhibits sense of ownership flexibility and intellectual curiosity
  • Sound organizational analytical oral and written communication skills
  • Bachelors degree

Desired Qualifications:

  • Experience with coaching less experienced team members
  • Experience of working in a large global bank
  • Chartered Financial Analyst (CFA) Certified Public Accountants (CPA) Financial Risk Manager (FRM) Certified Internal Auditor (CIA) or relevant qualifications

Skills:

  • Analytical Thinking
  • Audit Planning
  • Internal Audit Review
  • Issue Management
  • Risk Management
  • Attention to Detail
  • Automation
  • Business Acumen
  • Project Management
  • Technical Documentation
  • Coaching
  • Critical Thinking
  • Relationship Building
  • Written Communications
  • Knowledge of banking products and processes
  • Familiar with risk and controls in the business mentioned
  • Analytical skills
  • Makes sound judgement regarding gaps and risks associated
  • Stakeholder engagement and communication skills

Additional Information

  • Performance Bonus Available


Remote Work :

No


  • Lead Audit Supervisor

    2 weeks ago


    York, Pennsylvania, United States Defense Contract Audit Agency Full time

    Position Overview: The Defense Contract Audit Agency is seeking a qualified individual to serve as the Supervisory Auditor. This role is pivotal in overseeing and executing a segment of the audit program.Key Responsibilities: - Directs a significant portion of the overall audit program plan. - Acts as a team leader within a collaborative work environment,...

  • Lead Audit Supervisor

    2 weeks ago


    York, Pennsylvania, United States Defense Contract Audit Agency Full time

    Position Overview: The Defense Contract Audit Agency is seeking a dedicated professional to serve as the Supervisory Auditor. This role is pivotal in overseeing the execution and success of a segment of our comprehensive audit program.Key Responsibilities: - Directs a significant portion of the overall audit strategy. - Acts as a team leader within a...

  • Audit Supervisor

    1 week ago


    New York, United States International Staff Consulting Full time

    We are seeking a highly skilled and motivated Audit Supervisor to join our dynamic team. The ideal candidate will possess experience in auditing, showcasing a strong ability to lead and manage audit engagements effectively. As an Audit Supervisor, you will be responsible for: Planning and overseeing audit engagements to ensure compliance with standards and...

  • Audit Supervisor

    2 weeks ago


    New York, United States Surf Search Full time

    We are seeking a highly skilled and motivated Audit Supervisor to join our dynamic team. The ideal candidate will possess experience in auditing, showcasing a strong ability to lead and manage audit engagements effectively.As an Audit Supervisor, you will be responsible for:Planning and overseeing audit engagements to ensure compliance with standards and...

  • Audit Supervisor

    3 months ago


    New York, United States The Greene Group Full time

    Job DescriptionJob DescriptionAudit SupervisorOur client is a prominent and well known public accounting firm in New York City that provides a wide-range of traditional and non-traditional tax, accounting and advisory services. They have diversified clients in the Consutrction, Real Estate, Professional Service and F&B industries.Audit Supervisors are...

  • Audit Supervisor

    3 weeks ago


    New York, United States Inteletech Global Inc Full time

    Job DescriptionJob Description Responsibilities: Plan, coordinate, and oversee internal audit processes for financial, operational, and compliance audits, ensuring alignment with regulatory requirements and organizational policies.Lead audit teams in conducting audits within an investment banking environment, providing expertise in areas such as trading,...

  • Audit Supervisor

    3 weeks ago


    New York, United States Inteletech Global Inc Full time

    Job DescriptionJob DescriptionResponsibilities: Plan, coordinate, and oversee internal audit processes for financial, operational, and compliance audits, ensuring alignment with regulatory requirements and organizational policies.Lead audit teams in conducting audits within an investment banking environment, providing expertise in areas such as trading, risk...

  • Audit Supervisor

    1 week ago


    New York, United States Bright Vision Technologies Full time

    Job Title: Audit Supervisor Location: New York, NY, US (Hybrid) Position: Permanent Job description: This job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and...

  • Audit Supervisor

    2 weeks ago


    New York, United States Bright Vision Technologies Full time

    Job DescriptionJob DescriptionJob Title: Audit SupervisorLocation: New York, NY, US (Hybrid)Position: PermanentJob description:This job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs).Key responsibilities include independently designing and executing audit tests, assessing issues...

  • Audit Supervisor

    2 weeks ago


    New York, United States Crox Consulting Inc Full time

    Job DescriptionJob DescriptionPosition: Audit SupervisorLocation: New York, NY (Hybrid: Three days in the office, two days remote)Job type: Full timeThis job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests,...

  • Audit Supervisor

    3 days ago


    New York, United States The Bank of America Corporation Full time

    At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders Audit, Supervisor, Project Management, Business Partner, Accounting, Banking, Benefits

  • Audit Supervisor

    1 month ago


    New York, New York, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...


  • New York, New York, United States Withum Full time

    Healthcare Audit Supervisor at WithumWithum is a forward-thinking advisory and accounting firm dedicated to empowering clients in a rapidly evolving business landscape. We are seeking a skilled professional to become part of our Healthcare Services Group, which specializes in providing expert advisory, audit, and tax solutions to healthcare entities. As the...


  • New York, New York, United States Eclaro Full time

    Audit Supervisor (Global Markets Trade Surveillance/Market Conduct) Position Overview: Join Eclaro as an Audit Supervisor (Global Markets Trade Surveillance/Market Conduct). Our client is a prominent global financial institution that is driving transformation and innovation in the sector by providing exceptional financial products and services to a diverse...

  • Audit Supervisor

    4 weeks ago


    New York, United States Artius Solutions Full time

    Job DescriptionJob DescriptionJob descriptionA common purpose guides us to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for...


  • New York, New York, United States All Pro Nyc Llc Full time

    Job DescriptionJob Title: Audit Supervisor – Technology & Professional ServicesAbout the Role: As an Audit Supervisor with a focus on Technology & Professional Services, you will play a crucial role in ensuring the integrity and clarity of financial data within the dynamic sectors of technology and professional services. This position involves leading...

  • SEC Audit Supervisor

    2 weeks ago


    New York, New York, United States Lindquist LLP Full time

    Are you seeking a fulfilling role in a supportive environment? Lindquist LLP is a progressive, technology-oriented advisory and accounting firm dedicated to empowering clients to achieve their business objectives. We pride ourselves on fostering a culture where talent flourishes, recruiting only the most skilled individuals who share a passion for excellence...


  • New York, New York, United States Proven Recruiting Full time

    Senior Audit Supervisor Proven Recruiting is collaborating with a leading national public accounting firm in search of a Senior Audit Supervisor to enhance their team. This role encompasses various sectors including financial services, real estate, consumer products, and charitable organizations. Who You Are: Bachelor's Degree in Accounting or a related...


  • New York, New York, United States Bank of America Full time

    Position Title: Senior Audit SupervisorLocation: New York, New YorkOverview:At Bank of America, our mission is to enhance financial well-being through meaningful connections. We are committed to Responsible Growth, which is reflected in our dedication to our clients, colleagues, communities, and shareholders.We strive to create a workplace that is diverse...


  • New York, New York, United States Anchin Full time

    Job OverviewPosition: Audit Manager, Technology & Professional ServicesDepartment: Audit, Technology & Professional ServicesSupervises: Audit SupervisorsEmployment Type: Full-timeCompany Overview:Anchin is a distinguished Certified Public Accounting and Consulting firm based in New York City, with additional locations in Long Island and Florida. We...