Compliance Officer

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Compliance Officer – New York, NY (onsite)SEC-registered investment adviser specializing in Collateralized Loan Obligations (CLO), Asset-Backed Securities (ABS), and Commercial Real Estate (CRE) with approximately $16.8B AUM is seeking a Compliance Officer to assist with compliance oversight with respect to its SEC-regulated advisory business. Drawing on...

Compliance Officer – New York, NY (onsite)SEC-registered investment adviser specializing in Collateralized Loan Obligations (CLO), Asset-Backed Securities (ABS), and Commercial Real Estate (CRE) with approximately $16.8B AUM is seeking a Compliance Officer to assist with compliance oversight with respect to its SEC-regulated advisory business. Drawing on...

Compliance Officer – Trade Compliance and Generalist (New York, NY): Our client a Hedge Fund with over $2B in AUM is seeking a Compliance professional to join their growing legal and compliance team. This new hire will be reporting to the Chief Compliance Officer and be the go to compliance resource in the New York Office. Key Points: Role is newly created...

Compliance Officer – Trade Compliance and Generalist (New York, NY): Our client a Hedge Fund with over $2B in AUM is seeking a Compliance professional to join their growing legal and compliance team. This new hire will be reporting to the Chief Compliance Officer and be the go to compliance resource in the New York Office. Key Points: Role is newly created...

About the RolePineBridge Investments is seeking a highly skilled Investment & Trade Compliance Specialist to join our team. As a key member of our Global Compliance Team, you will play a critical role in ensuring the compliance of our asset management business with relevant securities laws and regulations.Key ResponsibilitiesSupport the Head of Global...

Job DescriptionJob DescriptionCompliance Officer - Real EstateBrooklyn (Williamsburg), NY150kThe Compliance Officer will be responsible for developing, implementing, and overseeing the compliance programs for our real estate and property management operations. This role involves ensuring that all business activities are conducted in accordance with...

Compliance Officer (New York, NY): Our client, a global investment manager with over $30B in assets, has an exceptional opportunity for a mid-level compliance professional. This is an opportunity to report into the Chief Compliance Officer and oversee the US compliance program for the firm's private equity platform, while also collaborating with the credit...

Compliance Officer (New York, NY): Our client, a global investment manager with over $30B in assets, has an exceptional opportunity for a mid-level compliance professional. This is an opportunity to report into the Chief Compliance Officer and oversee the US compliance program for the firm's private equity platform, while also collaborating with the credit...

Summary:Reporting to CACIB US Compliance’s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework; acting as Secretary of the committees managed by CACIB US Compliance department and performing 2nd line of defense controls. Key Responsibilities:General Secretary...

Compliance for a NYC based SEC registered investment advisory firm ( Midtown). You will handle investment advisory and fund related compliance work. This role reports to the General Counsel and CCO. This position is a 5 day a week in-office opportunity and they would like to find someone that could grow into the CCO position over time.

Job DescriptionJob Descriptiondestinationone Consulting specializes in recruitment across various sectors, including Healthcare, Health Tech, Government, Municipalities, Non-Profits, Legal, and more. We are proactively building a data bank for opportunities in these fields. By applying, you ensure our recruiters can quickly match you with suitable roles when...

Job DescriptionJob Description..... Title: MWBE Contract Compliance ConsultantPosition Type: Long-term, temporary Location: New York, NYHours: 35 per weekSalary: 55.00 to 68.00 per hourJob Description Our client, an NYC education agency, is seeking a MWBE Contract Compliance Consultant downtown NYC office.Responsibilities:Design and advise on the development...

Compliance Officer – Trade Compliance and Generalist (New York, NY): Our client a Hedge Fund with over $2B in AUM is seeking a Compliance professional to join their growing legal and compliance team. This new hire will be reporting to the Chief Compliance Officer and be the go to compliance resource in the New York Office. Key Points: Role is newly created...

Compliance Officer – Trade Compliance and Generalist (New York, NY): Our client a Hedge Fund with over $2B in AUM is seeking a Compliance professional to join their growing legal and compliance team. This new hire will be reporting to the Chief Compliance Officer and be the go to compliance resource in the New York Office. Key Points: Role is newly created...

Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related regulatory obligation. Key Accountabilities Support the Code of Ethics Program, including oversight of all personal securities trading, periodic attestations and certifications and related staff regulatory reporting obligations. Administer...

Compliance Officer (New York, NY): Our client, a successful and growing private equity firm, is seeking a motivated lawyer to join their lean team in a newly created role.This is a unique opportunity to join an $8B+ fund in a true generalist position, working in a #2 capacity supporting the GC/CCO. This is an excellent opportunity for a lawyer junior in...

Job DescriptionJob Title: Chief Compliance OfficerDepartment: Department For The AgingJob Summary:The Department For The Aging is seeking a highly motivated and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, the Chief Compliance Officer will be responsible for ensuring that our organization is in compliance...

Compliance Officer (New York, NY): Our client, a successful and growing private equity firm, is seeking a motivated lawyer to join their lean team in a newly created role.This is a unique opportunity to join an $8B+ fund in a true generalist position, working in a #2 capacity supporting the GC/CCO. This is an excellent opportunity for a lawyer junior in...

About the RoleAres Management is seeking a highly skilled and experienced Senior Compliance Officer to join our Legal and Compliance team. As a key member of our team, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program.Key ResponsibilitiesCollaborate with the Chief Regulatory Officer to direct the...