Attorney - Capital Markets
1 month ago
Experienced Capital Markets Attorney to support the retail sales and trading broker-dealer activities of Merrill Lynch's Global Wealth and Investments Solutions group.Primary responsibilities include: Providing primary legal support to Merrill's broker-dealer sales and trading businesses for Equities and Fixed Income.Providing secondary legal support to Merrill's Equities and FICC OTC derivatives businesses.Advising the business on SEC, FINRA, MSRB and SRO laws, rules and regulations, with a particular focus on broker-dealer rules and regulations applicable to transactions with retail investors.Advising the businesses on CFTC rules and regulations and ISDA transaction documentation.Participating in the review, policy and governance processes related to the above, working with business, risk and compliance partners across the organization.Prior experience advising U.S. broker-dealers on sales and trading businesses is required.In-depth knowledge of U.S. securities laws and broker-dealer rules and regulations pertaining to trading and transaction reporting.
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Securities and Capital Markets Professional
7 days ago
Charlotte, North Carolina, United States McGuireWoods Full timeAbout McGuireWoodsMcGuireWoods is a leading international law firm with a rich history dating back to 1834. Our firm is committed to providing exceptional legal services to corporate, individual, and nonprofit clients. We value diversity and inclusion, and our team is dedicated to serving clients with expertise and integrity.Job DescriptionWe are seeking a...
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Capital Markets Associate
9 hours ago
Charlotte, North Carolina, United States BankTalent HQ Full timeAbout the RoleBankTalent HQ is seeking a highly skilled Capital Markets Associate to join our Business Initiatives Management team. As a key member of our team, you will be responsible for driving various sized initiatives across our Capital Markets division.Key ResponsibilitiesCollaborate with Senior Leaders: Work closely with our Head of Business...
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Capital Markets Analyst
1 week ago
Charlotte, North Carolina, United States Collabera Full timeJob Overview:Position: Capital Markets Business AnalystClient: Financial Services FirmContract Duration: 15 MonthsLocation: Remote/HybridKey Responsibilities: - Perform comprehensive business analysis and document requirements. - Provide solutions for a range of financial products including derivatives, futures, bonds, securities, and money market...
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Capital Markets Analyst
1 week ago
Charlotte, North Carolina, United States Collabera Full timeJob Overview:Position: Capital Markets Business AnalystClient: Banking Sector ClientContract Duration: 15 MonthsLocation: Remote/HybridKey Responsibilities: - Perform comprehensive business analysis and document requirements. - Provide solutions for a range of financial products, including derivatives, futures, bonds, securities, and money market...
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Senior Analyst in Capital Markets Funding
2 weeks ago
Charlotte, North Carolina, United States Avature Full timePosition Overview:As a key member of the Treasury team, the Senior Analyst in Capital Markets Funding plays a vital role in facilitating both secured and unsecured capital markets transactions. This position involves leveraging market insights, managing relationships with financial institutions, and overseeing asset and liability strategies.Key...
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Head of Bond Capital Markets, Senior Leadership
2 weeks ago
Charlotte, North Carolina, United States Fifth Third Bank Full timeElevate Your Career in Banking with Fifth Third Bank GENERAL FUNCTION: This executive leadership role is pivotal in shaping the strategic vision and operational management of the Debt Capital Markets (DCM) team, which encompasses DCM Origination, Loan Capital Markets, and Bond Capital Markets. The Senior Managing Director will collaborate closely with senior...
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Capital Markets Business Analyst
1 week ago
Charlotte, North Carolina, United States Dexian - Signature Consultants Full timePosition Overview:Dexian is seeking a Business Analyst specializing in Capital Markets to support a client based in Charlotte, NC.Key Responsibilities:Define team objectives and oversee daily operations for hedge fund accounting, including production scheduling, task distribution, and management of service level agreements.Engage in hands-on portfolio and...
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Senior Business Analyst
2 weeks ago
Charlotte, North Carolina, United States Apex Systems Full timePosition: Senior Business Analyst for Capital MarketsLocation: Hybrid work schedule with a blend of onsite and remote workEstimated Duration: Contract opportunity with potential for permanent placementCompensation: $58-68 per hourNote: We are unable to offer sponsorship for this roleKey Qualifications: 1. Over 7 years of experience in capital markets...
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Capital Markets Business Analyst
6 days ago
Charlotte, North Carolina, United States Dexian - Signature Consultants Full timePosition Overview:Dexian - Signature Consultants is seeking a skilled Business Analyst specializing in Capital Markets. This role involves collaboration with various teams to enhance operational efficiency and ensure effective management of hedge fund accounting.Key Responsibilities:Define team objectives and oversee daily operations related to hedge fund...
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Capital Markets Business Analyst
5 days ago
Charlotte, North Carolina, United States Dexian - Signature Consultants Full timePosition Overview:Dexian - Signature Consultants is seeking a skilled Business Analyst specializing in Capital Markets to support our client in achieving their operational objectives.Key Responsibilities:Define team objectives and oversee daily operations related to hedge fund accounting, including production scheduling, work distribution, and management of...
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Capital Markets Business Analyst
6 days ago
Charlotte, North Carolina, United States Dexian - Signature Consultants Full timePosition Overview:Dexian - Signature Consultants is in search of a Business Analyst specializing in Capital Markets.Key Responsibilities:Define team objectives and oversee daily operations related to hedge fund accounting, including production scheduling, work distribution, and management of service level agreements.Possess practical experience in portfolio...
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Capital Markets Business Analyst
1 week ago
Charlotte, North Carolina, United States Dexian - Signature Consultants Full timePosition Overview:Dexian - Signature Consultants is looking for a skilled Business Analyst specializing in Capital Markets to support our client in achieving their operational objectives.Key Responsibilities:Define and manage team objectives, overseeing daily operations related to hedge fund accounting, including production scheduling, task distribution, and...
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Capital Markets Business Analyst
5 days ago
Charlotte, North Carolina, United States Dexian - Signature Consultants Full timePosition Overview:Dexian - Signature Consultants is looking for a Capital Markets Business Analyst to support our client in enhancing their operational efficiency in Charlotte, NC.Key Responsibilities:Define and manage team objectives, overseeing daily operations related to hedge fund accounting, including production scheduling, task distribution, and...
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Software Engineer
8 hours ago
Charlotte, North Carolina, United States Truist Full timeJob SummaryWe are seeking a highly skilled Software Engineer to join our Foreign Exchange Technology team. As a key member of our team, you will be responsible for analyzing, designing, coding, testing, debugging, and documenting moderately complex application solutions that meet defined Capital Markets Securities business requirements.Key...
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Capital Markets Liaison
6 days ago
Charlotte, North Carolina, United States Barings Full timeCompany OverviewAt Barings, we prioritize the growth and development of our associates as much as we do for our clients. We value dedication, integrity, and strong communication skills, recognizing those who excel in their roles and contribute positively to our team.Position SummaryBarings is on the lookout for an Associate to join our Global Investor...
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Senior Business Analyst in Capital Markets
2 weeks ago
Charlotte, North Carolina, United States Apex Systems Full timeSenior Business Analyst in Capital MarketsApex SystemsLocation: Hybrid Work ModelContract Duration: 12+ monthsCompensation: $55-$62 per hour (W2)Employment Type: W2 only (No Corp to Corp or 1099)Key Responsibilities· Conduct comprehensive business and data analysis for strategic initiatives and enhancements across financial services.· Oversee new...
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Sales and Marketing Representative
2 weeks ago
Charlotte, North Carolina, United States Capital Vacations Full timeUnder general oversight, the Sales and Marketing Representative engages in various promotional activities at diverse events and venues to establish and dismantle display setups aimed at interacting with prospective clients to advocate for Capital Vacations ownership, ultimately generating leads and facilitating package sales in alignment with Company...
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Charlotte, North Carolina, United States WELLS FARGO BANK Full timeAbout this opportunity: Wells Fargo is on the lookout for skilled individuals to participate in the Quantitative Analytics Program. Discover more about our diverse career paths and business sectors. Program Overview The Quantitative Analytics Program offers a comprehensive introduction to Wells Fargo, equipping you to create, execute, calibrate, or validate...
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Corporate M&A Attorney
2 days ago
Charlotte, North Carolina, United States Beacon Hill Full timeCorporate M&A Associate Attorney OpportunityWe are working with a premier, lifestyle firm that is seeking a 4+ years Corporate M&A Associate attorney to join them in their office. Technology transactions experience is a plus, though not required.This is a fantastic opportunity to work on sophisticated matters with a professional team dedicated to excellence,...
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Quantitative Model Development Officer II
13 hours ago
Charlotte, North Carolina, United States Truist Full timeJob SummaryWe are seeking a highly skilled Quantitative Model Development Officer II to join our Capital Markets team at Truist. As a key member of our team, you will be responsible for leading model development efforts specific to finance and risk measurement estimation methodologies.Key ResponsibilitiesConduct and own most aspects of the model development...