GCO Senior Risk Advisor I

2 months ago

Charlotte, North Carolina, United States Truist Full time

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status.

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Regular or Temporary:

Regular

Language Fluency: English (Required)

Work Shift:

1st shift (United States of America)

Please review the following job description:

Engage with Business Unit leadership in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk Program requirements (e.g., RCSA, KRIs, etc.) within the Business Unit. Provide risk advice and influence to assigned Business Unit. Aggregate, integrate, correlate and report risks for assigned Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and systems, or external events and ensure effective remediation.

Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time.

  1. Provide risk advice, serve as the Risk Subject Matter Expert (SME), and lead execution of all risk type enhancements to promote and strengthen compliance with applicable regulations, policies, procedures and risk program requirements for all assigned Business Units.
  2. Partner with first and second line defense teammates across assigned business areas in identifying, escalating and in remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy.
  3. Partner with the Business Unit to self-identify risk control weaknesses. Execute on the remediation efforts to adequately resolve the issue.
  4. Aggregate, report and communicate risk results to inform teammate stakeholders of the existing risk environment and escalate material concerns to Business Unit leaders and committees.
  5. Identify, monitor & report on emerging risks potentially impactful to Business Unit partners and Truist. Implement and execute processes and procedures necessary to ensure Business Unit compliance with enterprise risk monitoring requirements.
  6. Oversee risk appetite and business risk strategy ensuring adherence to defined limits. Effort includes risk identification, risk acceptance and risk prioritization and execution of risk mitigation of current and emerging risks.
  7. Understand Business Unit goals, provide risk management expertise in strategic projects and seek engagement from appropriate Subject Matter Experts (SME's) and Governance and Controls Office (GCO) partners for guidance and input. Lead risk-related efforts in partnership with the Business Unit.
  8. Manage, update, monitor and track controls, including those aligned to SOX and regulatory requirements. Partner with Business Unit to ensure effective execution of controls.
  9. Foster a spirit of continuous improvement and execute on efforts to refine and/or enhance Business Unit and GCO processes as necessary.
  10. Other activities and special projects, as deemed required.

Qualifications

Required Qualifications:

The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

  1. Bachelor's degree in Accounting, Business, Finance or related field, or equivalent education and related training
  2. 8+ years of experience in a financial institution with emphasis on risk management or equivalent work experience and training
  3. Strong knowledge of SOX and other industry-related regulatory requirements.
  4. Strong knowledge of operational and other non-financial risks.
  5. Ability to assess levels of adherence/execution and identify risk/control improvement opportunities in risk management principles/controls, broad based business practices, and Business Unit activities/processes.
  6. Strong written and verbal skills
  7. Solid problem solving skills in complex environments
  8. Excellent time management and organizational skills with the ability to operate without close supervision; Capable of handling multiple projects concurrently
  9. Demonstrated proficiency in basic computer applications, such as Microsoft Office software products
  10. Ability to travel, occasionally overnight

Preferred Qualifications:

  1. Master's degree in Finance or Business, or equivalent education and related training
  2. Audit experience
  3. Strong knowledge in field of assigned business unit(s)
  4. FINRA Series 7, 24, 53, and 66 licenses (Series 9 & 10 can be used in lieu of 53. Series 63 & 65 can be used in lieu of Series 66).
  5. Professional designation related to risk management or field of assigned business unit(s).
  6. Strong knowledge in field of assigned business unit(s).
  7. Knowledge of financial accounting and reporting systems.

General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist's generous benefit plans, please visit our Benefits site )

. Depending on the position and division, this job may also be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work.

Truist supports a diverse workforce and is an Equal Opportunity Employer that does not discriminate against individuals on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status or other classification protected by law. Truist is a Drug Free Workplace.

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