Compliance Surveillance Consultant

Looking for a candidate with minimum of 4 years in Compliance spaceMedical, Dental, Vision Benefits, Competitive pay About Our Client Our client is one of the largest banking groups and one of the largest financial institutions in the world. It is a cooperative bank with a strong focus on retail banking. Job Description Perform routine surveillance of...

Applicants must possess experience with at least 3 of the following vendor solutions: Behavox, Smarsh, Global Relay, Theta Lake, and Mobius.Position Overview:The role of Communications Surveillance Specialist is pivotal in designing, developing, and overseeing the Electronic Communications Surveillance systems utilized by the Compliance department within a...

Compliance Project Management ConsultantFull-timeSia Partners is a pioneering management consulting firm that integrates cutting-edge AI and design capabilities with traditional consulting practices to provide exceptional value to our clients. With a team of 3,000 consultants across 19 countries, we aim for significant financial growth while optimizing...

Applicants must possess experience with at least 3 of the following vendor solutions: Behavox, Smarsh, Global Relay, Theta Lake, and Mobius.Position Overview:The role of Communications Surveillance Specialist is pivotal in the design, development, management, and technical support of Electronic Communications Surveillance systems utilized by the Compliance...

Compliance Project Management ConsultantFull-timeSia Partners is a forward-thinking management consulting firm that integrates advanced AI and design capabilities with traditional consulting practices to provide exceptional value to our clients. With a team of 3,000 consultants across 19 countries, we are poised to achieve significant turnover this fiscal...

Key Responsibilities:Work the broader teams such as reporting and Global technology to capture necessary data and automate periodic reports for various surveillance monitoring program and utilize various tools and statistical analysis to make the surveillance program more effective and efficient.The successful candidate will also be reviewing the results of...

Compliance Project Management ConsultantFull-timeSia Partners is a pioneering management consulting firm that merges artificial intelligence with design expertise, enhancing traditional consulting methods to provide exceptional value to our clients. With a team of 3,000 consultants across 19 countries, we are poised to achieve significant turnover this...

What we're up toKalshi is the first and only federally regulated exchange where people can trade on any event. Think like the NYSE, but instead of trading stocks, you trade on the events you know and care about. Kalshi has more than 500 markets across politics, economics, financials, weather, tech, AI, culture and more.After three years of regulatory...

Job SummaryGuggenheim Partners is seeking a highly motivated and self-directed professional to join its Compliance team as a VP, Control Room. This role presents an opportunity to grow in a fast-paced organization while supporting a critical function that protects our clients' interests.Key ResponsibilitiesMonitor and manage the Firm's information barriers...

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your applicationWhat You Can Expect At BBH:If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can.You will...

Job SummarySumitomo Mitsui Banking Corporation is seeking a highly skilled Senior Surveillance Professional to join our Market Surveillance team. As a key member of our team, you will be responsible for monitoring and investigating market abuse risks within our FX and Fixed Income trading activities.Key ResponsibilitiesReview and follow up on trade...

We are recruiting for a Consultant to join our Health Compliance practice. The Role The Health Compliance Consultant (lawyer) reports to the Deputy Director of the Health Compliance Practice. They will perform as a regulatory expert and Companywide technical resource on health benefit plan design and administration issues. The incumbent has a broad and deep...

Job DescriptionPPI company overview:PPI (an independent subsidiary of iA Financial) is an Insurance Marketing Organization that sits between independent advisors and insurance companies. From coast-to-coast, we provide value-added services and support such as digital tools, education, marketing, and processing, to help Advisors elevate and grow their...

About the RoleWe are seeking a highly skilled and experienced Senior Compliance Officer to join our team at the StoneX Group. As a key member of our compliance team, you will play a critical role in ensuring that our firm's fixed income activities are in compliance with relevant laws and regulations.Key ResponsibilitiesCompliance Monitoring: Interpret and...

Company Overview:McCann & Braham is a leading global commodity trading firm, recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Summary:We are in search of a Compliance Associate with a strong background in compliance advisory and market regulation. This position will report directly to the...

Company Overview:McCann & Braham is a leading global commodity trading firm recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Overview:We are in search of a Compliance Associate with a strong background in compliance advisory and market regulation. This position will report directly to the...

Company Overview:McCann & Braham is a leading global commodity trading firm, recognized for its unwavering dedication to ethical practices, sustainability, and responsible operations.Position Summary:We are looking for a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market Conduct...

Contract Role located in Midtown New York City (Hybrid Schedule).Opportunity to Contribute to Key Initiatives. About Our Client Our client is a major international banking institution located in Midtown New York City, providing a comprehensive range of financial services, including corporate and investment banking, asset management, and specialized financial...

Job OverviewWe are currently seeking a Senior Consultant or Supervisor to enhance our banking and financial services offerings within the Herbein Risk Management Team.Key Responsibilities:As a vital member of our team, you will deliver consulting services and specialized knowledge in bank regulatory compliance, focusing on consumer deposits and loans. Your...

Company Overview:McCann & Braham is a leading global commodity trading firm recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Summary:We are in search of a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market Conduct...