Analyst – Compliance, Marketing

2 months ago

New York, New York, United States American Express Full time

You Lead the Way. We've Got Your Back.

With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a career journey that's unique and meaningful to you with benefits, programs, and flexibility that support you personally and professionally.

At American Express, you'll be recognized for your contributions, leadership, and impact—every colleague has the opportunity to share in the company's success. Together, we'll win as a team, striving to uphold our company values and powerful backing promise to provide the world's best customer experience every day. And we'll do it with the utmost integrity, and in an environment where everyone is seen, heard and feels like they belong.

Join Team Amex and let's lead the way together.

How we serve our customers is constantly evolving and is a challenge we gladly accept. Whether you're finding new ways to prevent identity fraud or enabling customers to start a new business, you can work with one of the most valuable data sets in the world to identify insights and actions that can have a meaningful impact on our customers and our business. And, with opportunities to learn from leaders who have defined the course of our industry, you can grow your career and define your own path. Find your place in risk and analytics on #TeamAmex.

This position provides the opportunity to be a key member of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily supporting business solutions products, credit cards, corporate programs, payment and funding products. The successful candidate will be responsible for providing regulatory compliance oversight and guidance to the GCS business sales teams, including the development of new tools, capabilities, and processes to support the sales, servicing, account development and marketing objectives, business-owned collateral, and compliance related control environment.

How will you make an impact in this role?

Drive implementation of policy and regulatory requirements in the areas of banking and credit card practices, consumer protection, privacy and other relevant federal, state and local regulations. Provide guidance and oversight on the content governance related to the management of marketing, sales campaigns, sales support servicing, and related business-owned collateral and testing compendiums.Participate in review of sales call activities, misconduct events, complaints, and business conduct activities to ensure adherence with regulatory and policy requirements.Assist in development and enhancement of regulatory business self-testing associated with marketing and sales practices, via the assessment and oversight of compliance risk mitigating controls.Liaise as required with the relevant stakeholders, including but not limited to: GCS SME and G&L Sales, GCS Marketing, Controls Management, Internal Audit, Independent Compliance Testing team, General Counsel's Organization, and Global Privacy Office.Effectively manage the Compliance Issue Management process and to ensure appropriate decisioning of Compliance Issues, timely closure of gaps and customer remediation where required.Participate in the Compliance Risk Assessment process to ensure that all applicable laws and regulations are mapped to the applicable business processes.Additional responsibilities based on team needs.Minimum QualificationsMinimum 3-5 years' experience in Compliance or related activities, within the financial services and banking industry.

Strong regulatory knowledge of the financial regulations pertaining to banking, consumer protection, privacy and advertising (i.e. UDAP, TCPA, CAN-SPAM).

Moderate knowledge and understanding of compliance risk management practices and methodologies, including risk and control assessments.

Proven ability to build rapport, garner respect and appropriately exercise authority in a collaborative environment.

Professional maturity and confidence in expressing a point of view with management.

Ability to identify and understand key risks, issues and trends and to develop meaningful information to be shared with leadership.

Ability to handle multiple tasks and prioritize work in a highly deadline-intensive environment is required.Bachelor's Degree or equivalent work experience. Salary Range: $55,000.00 to $105,000.00 annually + bonus + benefits The above represents the expected salary range for this job requisition. Ultimately, in determining your pay, we'll consider your location, experience, and other job-related factors. We back our colleagues and their loved ones with benefits and programs that support their holistic well-being. That means we prioritize their physical, financial, and mental health through each stage of life. Benefits include: Competitive base salaries Bonus incentives 6% Company Match on retirement savings plan Free financial coaching and financial well-being support Comprehensive medical, dental, vision, life insurance, and disability benefits Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need 20+ weeks paid parental leave for all parents, regardless of gender, offered for pregnancy, adoption or surrogacy Free access to global on-site wellness centers staffed with nurses and doctors (depending on location) Free and confidential counseling support through our Healthy Minds program Career development and training opportunities For a full list of Team Amex benefits, visit our Colleague Benefits Site. At American Express, you'll be recognized for your contributions, leadership, and impact—every colleague has the opportunity to share in the company's success. Together, we'll win as a team, striving to uphold our company values and powerful backing promise to provide the world's best customer experience every day. And we'll do it with the utmost integrity, and in an environment where everyone is seen, heard and feels like they belong. American Express is an equal opportunity employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, veteran status, disability status, age, or any other status protected by law. We back our colleagues with the support they need to thrive, professionally and personally. That's why we have Amex Flex, our enterprise working model that provides greater flexibility to colleagues while ensuring we preserve the important aspects of our unique in-person culture. Depending on role and business needs, colleagues will either work onsite, in a hybrid model (combination of in-office and virtual days) or fully virtually. US Job Seekers/Employees - Click here to view the "Know Your Rights" poster and the Pay Transparency Policy Statement. If the links do not work, please copy and paste the following URLs in a new browser window: to access the three posters.

Employment eligibility to work with American Express in the U.S. is required as the company will not pursue visa sponsorship for these positions.

  • Market Compliance Risk Analyst

    6 days ago

    New York, New York, United States Mindlance Full time

    Immediate Opportunity | Market Compliance Risk AnalystPosition: Market Compliance Risk AnalystDuration: 6 Months (Potential for Extension/Conversion)Compensation: $80-$85/hr on w2Key Responsibilities:Support the implementation and evaluation of controls aimed at reducing the risk of non-compliance with regulatory standards, including monitoring and analyzing...

  • Sanctions Compliance Analyst

    5 days ago

    New York, New York, United States ACG Resources Full time

    Job OverviewPosition: OFAC/Sanctions AnalystContract Duration: 3 to 4 Months, Potential for ExtensionWork Arrangement: Hybrid (Remote/In-office)ROLE SUMMARY:An experienced Compliance Analyst is sought to assist in ensuring the financial institution's adherence to relevant laws and regulations, specifically focusing on OFAC Sanctions, BSA, and the USA Patriot...

  • Compliance Risk Analyst

    1 day ago

    New York, New York, United States Partnership Employment Full time

    Compliance Risk AnalystThe role of a Compliance Risk Analyst is essential in ensuring that the organization adheres to regulatory standards while safeguarding its clientele. This position demands meticulous attention to detail, robust reporting capabilities, thorough testing, and adept project management skills. A successful Compliance Risk Analyst must...

  • Regulatory Compliance Analyst

    6 days ago

    New York, New York, United States Mindlance Full time

    Job Overview: Position: Business AnalystLocation: New York, NYContract Duration: 6-12 months (Potential for extension) Key Responsibilities:• Support the implementation and evaluation of controls aimed at reducing the risk of non-compliance with regulatory standards, including the monitoring and analysis of exposure against regulatory limits.• Identify...

  • Regulatory Compliance Analyst

    6 days ago

    New York, New York, United States Nasdaq Full time

    Nasdaq Technology is seeking a Regulatory Compliance Analyst to enhance our Broker Dealer team. If you are driven by innovation and efficiency, this role may be the perfect fit for you. At Nasdaq, we are committed to transforming markets and embracing new technologies to create cutting-edge solutions that shape the future. As a Regulatory Compliance Analyst,...

  • Environmental Compliance Analyst

    6 days ago

    New York, New York, United States New York Police Department Full time

    Position Overview:The New York Police Department is seeking an Environmental Compliance Analyst to join our team. This role is essential in ensuring adherence to environmental regulations and standards within our operations.Key Responsibilities:As an Environmental Compliance Analyst, your duties will include:Implementing established protocols and procedures...

  • Import Compliance Analyst

    6 days ago

    New York, New York, United States Fawkes IDM Full time

    Customs Compliance AnalystFawkes IDM is on the lookout for a meticulous Customs Compliance Analyst to enhance our team. In this pivotal position, you will be instrumental in overseeing a variety of customs entries and procedures, while also providing support to clients on diverse customs-related issues.Key Responsibilities:Manage quota entries, temporary...

  • IT SOX Compliance Analyst

    1 day ago

    New York, New York, United States Shulman Fleming & Partners Full time

    Job OverviewPosition: IT SOX Compliance AnalystLocation: New York City (Hybrid Schedule, Minimum 2 Days Onsite)The IT SOX Compliance Analyst plays a crucial role in ensuring adherence to the Sarbanes-Oxley Act (SOX) regulations, specifically focusing on IT general controls and pertinent IT application controls. This position involves collaboration with...

  • Senior Compliance Analyst

    6 days ago

    New York, New York, United States Qualitative Financials Full time

    Position- Compliance Reporting - Business Support Location - NY, USA - Day 1 Onsite Duration- Long term Job Overview Senior Compliance Analyst - ISO Standards Over 10 years of experience in the Insurance sector, ideally within Property & Casualty (P&C) Insurance. Proficient in insurance policy and claims management systems. Required expertise in US...

  • Financial Crime Compliance Analyst

    5 days ago

    New York, New York, United States Rockefeller Financial Full time

    About Rockefeller Financial:Rockefeller Financial is a prominent independent advisory firm that has evolved from its origins as the family office of John D. Rockefeller, established in 1882. With a commitment to providing strategic guidance to high-net-worth individuals, families, institutions, and corporations, the firm operates in 30 markets across the...

  • Regulatory Compliance Business Analyst

    13 hours ago

    New York, New York, United States Genpact Full time

    Company Overview:Genpact (NYSE: G) is a prominent global professional services and solutions firm committed to delivering transformative outcomes. With a workforce of over 125,000 across more than 30 countries, we thrive on curiosity, entrepreneurial spirit, and a dedication to creating lasting value for our clients. Our mission is to pursue a world that...

  • Capital Markets Business Analyst

    6 days ago

    New York, New York, United States The Dignify Solutions LLC Full time

    Position Overview We are seeking a seasoned Business Analyst with a robust background in Capital Markets. The ideal candidate will possess: 8+ years of comprehensive experience in the financial sector. 5+ years of specialized expertise in Capital Markets, particularly in the Trade Life Cycle. In-depth knowledge of Derivatives Products. Experience with...

  • Marketing Operations Analyst

    4 weeks ago

    New York, New York, United States TEKsystems Full time

    The Marketing Operations Analyst will work on the Consumer Marketing Enablement Team (MET). The team delivers omni-channel marketing campaigns as part of our broader US Consumer business objective to scale acquisition, increase customer engagement, and accelerate revenue momentum. The role will manage end-to-end campaign set up and delivery by translating...

  • IT Compliance Analyst

    6 days ago

    New York, New York, United States Brains Workgroup, Inc. Full time

    Position Overview:Brains Workgroup, Inc. is seeking an experienced IT Compliance Analyst to join our team. This role is essential in ensuring adherence to the Sarbanes-Oxley Act (SOX) regulations concerning IT general and application controls.Key Responsibilities:Collaborate with technology teams, Internal Audit, and external auditors to establish the scope...

  • Power Market Analyst

    5 days ago

    New York, New York, United States Kintec Search, Inc. Full time

    Position: Energy Market & Trading Analyst Key Responsibilities: Support various acquisition and divestiture initiatives by analyzing asset market and trading activities, along with hedging and trading opportunities.Possess a comprehensive understanding of the diverse power markets across the United States, along with a solid grasp of trading products,...

  • Agency Services Compliance Analyst

    5 days ago

    New York, New York, United States Department of Economic Development Full time

    Job OverviewPosition Title: Associate Agency Services AnalystLocation: New York CityAppointment Type: Contingent-PermanentDepartment: Division of Minority & Women-owned Business DevelopmentRole Summary:The Associate Agency Services Analyst will operate under the guidance of the Director of Compliance for Minority and Women's Business Enterprises (MWBE). The...

  • Senior Market Risk Analyst

    5 hours ago

    New York, New York, United States Goldman Sachs Full time

    VICE PRESIDENT: MARKET RISK ANALYSTWe are looking for a skilled professional to take on the role of Market Risk Manager with a focus on the Mortgages and Structured Products sector. The ideal candidate will possess a robust academic foundation in Finance, Mathematics, or a related field, along with 7-10 years of relevant experience in market risk...

  • Marketing Program Analyst

    6 days ago

    New York, New York, United States Fourth Floor Full time

    Fourth Floor is seeking a Marketing Analyst for Loyalty Programs to support our initiatives.Key Responsibilities:Enhance customer loyalty and increase purchase frequency through effective program strategies and member incentives.Collaborate with essential teams including E-commerce, Retail, Brand Creative, Finance, and IT to develop and manage the marketing...

  • Environmental Compliance Analyst

    6 days ago

    New York, New York, United States New York Police Department Full time

    Position Overview:The New York Police Department is seeking an Environmental Compliance Analyst to join our team. This role is essential in ensuring adherence to environmental regulations and standards within our operations.Key Responsibilities:Implement and monitor procedures outlined in environmental impact assessments for various projects.Conduct ambient...

  • Capital Markets Financial Analyst

    5 days ago

    New York, New York, United States J Harlan Group, LLC Full time

    Job OverviewPosition: Debt Capital Markets AnalystCompany: J Harlan Group, LLCJ Harlan Group is seeking a dedicated and skilled Debt Capital Markets Analyst to contribute to our investment management initiatives. This role is pivotal within our dynamic organization, which is experiencing remarkable growth in the private equity sector.The ideal candidate will...