Current jobs related to Compliance Associate - Denver - Shelton Capital Management

  • Compliance Analyst

    5 days ago

    Denver, Colorado, United States Covius, LLC Full time

    Job SummaryCovius, LLC is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will be responsible for analyzing loans to ensure compliance with client policies and procedures, as well as federal regulations.Key ResponsibilitiesAnalyze loans using servicing systems and documentation to ensure compliance with client...

  • Trade Compliance Specialist

    1 month ago

    Denver, Colorado, United States MeetFrank Full time

    Position: Trade Compliance Engineer and AnalystJob Overview:This entry-level role is essential for ensuring adherence to relevant U.S. export and import control regulations, including the Export Administration Regulations ("EAR"), International Traffic in Arms Regulation ("ITAR"), and Office of Foreign Asset Control ("OFAC") sanctions, as well as local and...

  • International Compliance Specialist

    1 week ago

    Denver, Colorado, United States holland and knight Full time

    Job Title: International Compliance AnalystDescriptionThe International Compliance Analyst will play a critical role in supporting our international offices and compliance programs, with a focus on Latin America. This position requires a strong understanding of compliance principles, experience working within a global compliance program, and the ability to...

  • Cyber Risk and Compliance Associate Director

    2 weeks ago

    Denver, Colorado, United States S&P Global Full time

    About the RoleThis position within the Cyber Risk and Compliance team is designed to provide support to the Market Intelligence division with internal and external security audits and assessments. The candidate's time will be divided between working directly with several stakeholder groups to collect, analyze, and present evidence. This role will allow the...

  • International Compliance Specialist

    1 week ago

    Denver, Colorado, United States holland and knight Full time

    Job Title: International Compliance AnalystDescriptionThe International Compliance Analyst will play a critical role in supporting our international offices and compliance programs, with a focus on Latin America. This position requires a strong understanding of compliance principles, experience working within a global compliance program, and the ability to...

  • Chief Compliance Officer

    3 weeks ago

    Denver, United States Matter Family Office Full time

    THE FIRMFamily focused since 1990, Matter serves clients nationwide from our offices in St. Louis, Denver, and Dallas. Our associates combine Investment Management, Wealth Planning and Coordination, and Family Culture and Learning services to build solutions reflecting the needs, perspectives and objectives of each family. We encourage you to consult our...

  • Chief Compliance Officer

    3 weeks ago

    Denver, United States Matter Family Office Full time

    THE FIRMFamily focused since 1990, Matter serves clients nationwide from our offices in St. Louis, Denver, and Dallas. Our associates combine Investment Management, Wealth Planning and Coordination, and Family Culture and Learning services to build solutions reflecting the needs, perspectives and objectives of each family. We encourage you to consult our...

  • Chief Compliance Officer

    6 days ago

    Denver, Colorado, United States Matter Family Office Full time

    Job Title: Chief Compliance OfficerMatter Family Office is seeking a highly skilled and experienced Chief Compliance Officer to lead and oversee our compliance needs. This independent role ensures that we adhere to all regulatory requirements, mitigate risk, and operate with the highest level of integrity.Responsibilities:Maintain and update the Compliance...

  • HIPAA Compliance Specialist

    2 weeks ago

    Denver, Colorado, United States UC Health Full time

    Job SummaryWe are seeking a highly skilled HIPAA Specialist to join our team at UCHealth. As a HIPAA Specialist, you will play a critical role in ensuring the organization's compliance with the Health Insurance Portability and Accountability Act (HIPAA) and all other policies, procedures, laws, and regulations concerning protected health information.Key...

  • Healthcare Regulatory Compliance Leader

    1 month ago

    Denver, Colorado, United States DaVita Full time

    At DaVita, we believe that effective leadership is about crafting a compelling vision for the future and empowering teams to achieve their goals. Our leaders thrive on solving complex challenges and recognize that collaboration is key to success. They take responsibility for outcomes and foster accountability within their teams. Driven by strong...

  • Senior Compliance Officer for Investment Funds

    4 weeks ago

    Denver, Colorado, United States SS&C Technologies Holdings, Inc. Full time

    Position: Senior Compliance Officer for Investment FundsLocation: Denver, CO | Hybrid.About the Role:This role is designed to function as the Chief Compliance Officer for select investment fund clients. The main duty will be to oversee compliance with regulations and ensure adherence to industry standards. Key Responsibilities:1. Develop and implement...

  • Safety and Compliance Specialist

    3 weeks ago

    Denver, Colorado, United States KIMBEL MECHANICAL SYSTEMS INC Full time

    About the RoleWe are seeking a highly skilled Safety and Compliance Specialist to join our team at Kimbel Mechanical Systems, Inc. As a key member of our organization, you will play a critical role in ensuring compliance with laws and regulations related to licensing ratios, codes, and specifications.Key ResponsibilitiesConduct Site Inspections: Monitor and...

  • Chief Compliance Officer

    2 days ago

    Denver, Colorado, United States SS&C Full time

    Job Title: Chief Compliance Officer - Fund SpecialistSS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. As a Chief Compliance Officer - Fund Specialist, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key...

  • Grants Compliance and Operations Manager

    1 week ago

    Denver, Colorado, United States ADDA Infusion Full time

    Job Title: Manager of Grants Compliance and OperationsAt ADDA Infusion, we are committed to ensuring that every individual has access to safe, equitable, and high-quality care. We are seeking a highly skilled Manager of Grants Compliance and Operations to join our team.Job SummaryThe Manager of Grants Compliance and Operations will be responsible for...

  • Billing Compliance Specialist

    4 weeks ago

    Denver, Colorado, United States Asbury Automotive Group Full time

    About Asbury Automotive GroupWe are a leading automotive retailer with a commitment to innovation, customer satisfaction, and team member development. Our company culture is built on a foundation of trust, respect, and open communication, and we strive to create a positive and inclusive work environment for all our team members.Job SummaryWe are seeking a...

  • Regulatory Compliance Expert

    4 weeks ago

    Denver, Pennsylvania, United States UGI Utilities Full time

    Job SummaryWe are seeking a highly skilled Universal Services Specialist to join our team at UGI Utilities, Inc. This role will be responsible for developing, constructing, analyzing, managing, coordinating, and supporting various Universal Service filings submitted by the UGI Companies (UGI Gas Division and UGI Electric Division). The successful candidate...

  • Grants Compliance and Operations Manager

    4 days ago

    Denver, Colorado, United States ADDA Infusion Full time

    Job Title: Manager of Grants Compliance and OperationsCPCQC is seeking a highly skilled Manager of Grants Compliance and Operations to join our team. As a key member of our organization, you will be responsible for ensuring the smooth operation of our grants management process, maintaining compliance with federal, state, and philanthropic grant regulations,...

  • Compliance and Risk Management Professional

    4 weeks ago

    Denver, Colorado, United States KIMBEL MECHANICAL SYSTEMS INC Full time

    About the RoleWe are seeking a highly skilled Safety and Compliance Specialist to join our team at Kimbel Mechanical Systems, Inc. As a key member of our organization, you will play a critical role in ensuring compliance with laws and regulations related to licensing ratios, codes, and specifications.Key ResponsibilitiesConduct Site Inspections: Monitor and...

  • Senior Healthcare Compliance Specialist

    4 weeks ago

    Denver, Colorado, United States CONMED Corporation Full time

    About CONMED CorporationCONMED has been at the forefront of pioneering surgical and patient care innovations since the 1970s. Our commitment to innovation distinguishes us in the industry, as we continuously refine our products to achieve clinical excellence and foster a culture of ongoing improvement. This dedication has led us to dominate numerous areas of...

  • Environmental Compliance Officer

    3 weeks ago

    Denver, United States Delta Corp. Full time

    Under general direction of the Wastewater Treatment Plant Manager, implements and coordinates an industrial pretreatment program, and provides regulatory oversight of the water, wastewater, and electric utilities to assure compliance with environmental regulations. ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties may be...

Compliance Associate

4 months ago

Denver, United States Shelton Capital Management Full time

Compliance Associate


Shelton Capital Management is currently hiring a Compliance Associate in our Denver office. We are seeking an ambitious, enthusiastic, detailed-oriented and highly organized candidate.


Key Responsibilities & Duties include, but are not limited to:

  • Assist in mutual fund and other advertising and sales material review to FINRA standards for a family of 19 mutual funds
  • Assist with all aspects of a compliance program for investment advisory firm and limited purpose broker dealer
  • Assist with supervision of registered representatives
  • Assist with administration of GIPS compliance in relation to Separately Managed Account business
  • Assist in the design and testing of compliance controls across investment, sales, client service and operational areas of the firm
  • Assist in Code of Ethics compliance, including quarterly reviews of employee brokerage statements through third-party compliance tech
  • Assist in on and off-site diligence of affiliated and unaffiliated service providers
  • Assist in ensuring regulatory filings are completed in a timely and efficient manner
  • Assist in preparing annual compliance training materials
  • Assist in compliance training
  • Assist in the selection and deployment of compliance related software
  • Assist in the project management and distribution organization of quarterly mutual fund Board meeting materials
  • Assist in preparing quarterly committee meetings, including materials


Ideal Qualifications and Experience:

  • General knowledge of regulatory requirements applicable to US investment managers and brokers dealers including the Investment Advisers Act and FINRA rules
  • Bachelor's degree
  • Compliance, audit or operations experience in a similar or larger firm
  • Clear and efficient communicator
  • Results oriented
  • Excellent writing skills
  • Strong organizational skills and ability to prioritize and manage multiple tasks
  • Technologically proficient and knowledgeable in use of compliance software for email and code of ethics reviews
  • Proficient in Word, Excel and PowerPoint


At Shelton Capital Management, we combine the best traits of a large institutional firm—experience, sophistication, and a range of investment solutions—with the client–centric focus of an independent investment boutique. Our team of seasoned investment experts and dedicated client service professionals are focused on meeting the needs of all who put their trust in us, including financial advisors, individual investors, and participants in company-sponsored retirement plans.


The best candidate will be interested in developing a broad set of skills in a way that is only possible in a small organization. We are seeking candidates who are looking to grow with the company and assume new responsibilities as the company expands. This position offers the potential for career growth and advancement. Candidates must demonstrate a commitment to a strong regulatory structure and be committed to the execution of a rigorous compliance program.


The position will report to the Compliance Officer and is based in Denver with an expectation of limited travel. Our employees receive a base salary, bonus potential, paid healthcare, medical, dental and vision, and a 100% match on 401k contributions. We are committed to the success of our employees in their professional and personal lives. Candidates can expect the base salary for this position to be $75,000 annually.


Your application will be considered after you complete a standard pre-employment assessment. Please keep an eye out for an email with the link. Please check junk and spam folders as well.