Compliance Counsel

2 months ago


New York, United States The Artemis Group Ltd. Full time

About the Company: Our client is a financial services company that is #1 in their industry space. Midtown location. Hybrid in-office/remote. Excellent culture and management.


About the Role: Our client seeks a compliance counsel (must have a J.D. degree) with 4-5 (up to 7) years of legal experience, at least 2-3 years of which was spent at a major law firm. Prefer a mix of major law firm and in-house (ideally at a financial services company) experience with regulatory, compliance, governance and corporate experience, including some experience with insurance company clients.


Responsibilities: Responsible for overall support of company's compliance program and providing general legal support to the Chief Compliance Officer and the Legal, Corporate and Regulatory team.


Qualifications: Must have 4-5 (up to 7) years of legal experience, at least 2-3 years of which was spent at a major law firm. Prefer a mix of major law firm and in-house (ideally at a financial services company) experience. Excellent academic background required.


Required Skills:


  • compliance and regulatory
  • insurance
  • corporate governance


Preferred Skills:


  • general corporate
  • securities filings


Pay range and compensation package: Base salary target $240K-$260K, with actual salary based on experience, credentials and market conditions; plus very substantial bonus potential and excellent benefits.


Equal Opportunity Statement: This company is committed to building and sustaining a diverse workforce at all levels of the organization and creating an inclusive culture which embraces workforce differences and effectively utilizes the many and varied talents.



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