Lead Counsel for Securities Compliance

Position OverviewOscar Health is seeking a Senior Counsel, Securities to become a vital part of our Corporate Counsel division.As a pioneering health insurance provider, Oscar is built on a comprehensive technology platform designed to prioritize member service. Established in 2012, our mission is to create a health insurance experience that feels personal...

Position OverviewOscar Health is seeking a Senior Legal Advisor for Securities Regulation to enhance our Corporate Counsel team.Oscar is pioneering a health insurance model centered around a comprehensive technology platform aimed at prioritizing member service. Our journey began in 2012, driven by the vision of creating a health insurance experience that...

Compliance Counsel Job DescriptionMichael Page is seeking a highly skilled Compliance Counsel to join our dynamic Compliance and Legal team in Midtown Manhattan.About the Role:Serve as the primary point of contact for corporate compliance matters, providing expert advice on risk assessment, new product approvals, and compliance monitoring.Lead the regulatory...

Job Title: International Compliance CounselEarthjustice is seeking a highly skilled International Compliance Counsel to join our team. As a key member of our Office of the General Counsel, you will play a crucial role in ensuring the organization's risk assessment and legal compliance.Key Responsibilities:Provide legal advice and guidance on compliance...

About the RoleThe Michael Page team is seeking a highly skilled Compliance Counsel to join a dynamic Compliance and Legal team in a leading banking institution. Key ResponsibilitiesThe successful candidate will serve as the point person for corporate compliance matters, advising internal stakeholders on corporate compliance risk assessment, new product...

Job Title: International Compliance CounselEarthjustice is seeking a highly skilled International Compliance Counsel to join our team. As a key member of our Office of the General Counsel, you will play a crucial role in ensuring the organization's risk assessment and legal compliance.Responsibilities:Research and analyze international laws, foreign domestic...

Job DescriptionWedbush Securities is a leading investment bank seeking a highly skilled Compliance Control Room Specialist to oversee controls designed to mitigate conflicts of interest, protect confidential information, and preserve the integrity of the firm's information barriers.This hybrid role can be based in Los Angeles or New York City and requires a...

Compliance Counsel RoleThe Michael Page team is seeking a highly skilled Compliance Counsel to join a dynamic Compliance and Legal team in Midtown Manhattan. As a key member of the team, you will report directly to the COO and be responsible for advising internal stakeholders on corporate compliance risk assessment, new product approval processes, compliance...

We are seeking a senior attorney to handle legal matters related to compliance with U.S. securities laws and regulations, particularly those overseen by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). The role may involve ensuring that the firm adheres to SEC regulations, participating in regulatory...

Job DescriptionHunter Douglas is a leading manufacturer of window coverings and architectural products, with a rich history of innovation and a commitment to excellence. We are seeking a highly skilled and experienced professional to join our team as a Senior Director, Associate General Counsel of Compliance.This role will involve collaborating with senior...

Job Title: Counsel, Audit, Risk Management, and ComplianceThis position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was established to assist City agencies in identifying and mitigating operational, financial, and compliance risks.MoRMC works closely with individual City agencies to develop and enhance risk management and...

Job SummaryThe Senior Lead Counsel for Compliance and Security & Investigative Services/Cybersecurity will report into the Enterprise Advisory, Client and ICRM Legal Department. This role will advise on cybersecurity legal matters, primarily incident prevention and response, and will also advise Citi Security and Investigative Services on various matters...

Job Title: AVP, Compliance Control RoomWedbush Securities is a leading investment bank seeking an AVP, Compliance Control Room to oversee controls designed to mitigate conflicts of interest, protect confidential information, and preserve the integrity of the firm's information barriers.Key Responsibilities:Analyze data and derive insights and risk indicators...

Job Title: Compliance Risk SpecialistCantor Fitzgerald Securities is seeking a highly motivated Compliance Risk Specialist to join our team. This role will be responsible for maintaining the firm's Watch list, Restricted list, and performing surveillance for firm trading, customer trading, and employee trading.The ideal candidate will have a strong...

Job DescriptionWedbush Securities is a leading investment bank that provides innovative financial solutions through its Wealth Management, Capital Markets, Futures, and Advanced Clearing & Prime Services divisions.We are seeking an AVP, Compliance Control Room, who will oversee controls designed to mitigate conflicts of interest, protect confidential...

Job DescriptionWedbush Securities is a leading investment bank seeking a highly skilled Compliance Control Room Specialist to oversee controls designed to mitigate conflicts of interest, protect confidential information, and preserve the integrity of the firm's information barriers. This hybrid role can be based in Los Angeles or New York City.Key...

Regulatory Compliance CounselNextdoor is seeking a highly skilled Regulatory Compliance Counsel to join our team. As a key member of our Counsel team, you will be responsible for analyzing laws that impact our platform and products, developing practical compliance plans, and working cross-functionally with teams to implement these plans.Key...

Job OverviewStealth Recruiting Services is seeking a seasoned Securities Attorney to join our team. As a key member of our securities law practice, you will be responsible for advising clients on complex securities matters, including mergers and acquisitions, IPOs, and regulatory compliance.Key Responsibilities:Providing expert legal counsel on securities...

Job Title: AVP, Compliance Control RoomWedbush Securities is seeking a highly skilled AVP, Compliance Control Room, to oversee controls designed to mitigate conflicts of interest, protect confidential information, and preserve the integrity of the firm's information barriers.Key Responsibilities:Analyze data and derive insights and risk indicators using...

Job Title: Technology Compliance LeadFastly is seeking a highly skilled Technology Compliance Lead to join our team. As a key member of our compliance program, you will play a critical role in ensuring that our technology and infrastructure meet the highest standards of security and compliance.Job Summary:The Technology Compliance Lead will be responsible...