Director Regulatory Compliance

Zaddy Solutions is searching for a Director of Regulatory Compliance (NERC). This role can be onsite or remote.Key ResponsibilitiesOversee the performance and strategic direction of the NERC compliance program.Develop and implement tools, processes, and internal controls to ensure compliance with NERC GO/GOP and TO standards.Lead and manage a compliance team...

Zaddy Solutions is searching for a Director of Regulatory Compliance (NERC). This role can be onsite or remote.Key ResponsibilitiesOversee the performance and strategic direction of the NERC compliance program.Develop and implement tools, processes, and internal controls to ensure compliance with NERC GO/GOP and TO standards.Lead and manage a compliance team...

Fintech Company Charlotte NC Hybrid- 3 days a week onsite Needed ASAP 6 month contract + Complaints Specialist Needed for this role- Regulatory and Non Regulatory Experience (FDIC, BBB, Reg E) Legal and Compliance Knowledge Research Knowledge Crime/Fraud Banking/Financial prior experience is a MUST Good Written Communication is a MUST Ability to investigate...

Fintech CompanyCharlotte NCHybrid- 3 days a week onsiteNeeded ASAP6 month contract +Complaints SpecialistNeeded for this role- Regulatory and Non Regulatory Experience (FDIC, BBB, Reg E)Legal and Compliance KnowledgeResearch KnowledgeCrime/FraudBanking/Financial prior experience is a MUSTGood Written Communication is a MUSTAbility to investigate complaints...

Fintech CompanyCharlotte NCHybrid- 3 days a week onsiteNeeded ASAP6 month contract +Complaints SpecialistNeeded for this role- Regulatory and Non Regulatory Experience (FDIC, BBB, Reg E)Legal and Compliance KnowledgeResearch KnowledgeCrime/FraudBanking/Financial prior experience is a MUSTGood Written Communication is a MUSTAbility to investigate complaints...

Our client is seeking an experienced Compliance Officer with a strong background in the broker-dealer industry to oversee their compliance program. This role is critical in ensuring adherence to Client and SEC regulations, safeguarding the firm's reputation and mitigating compliance risks.Key Responsibilities:Regulatory Compliance: Ensure the firm complies...

Our client is seeking an experienced Compliance Officer with a strong background in the broker-dealer industry to oversee their compliance program. This role is critical in ensuring adherence to Client and SEC regulations, safeguarding the firm's reputation and mitigating compliance risks.Key Responsibilities:Regulatory Compliance: Ensure the firm complies...

Highly Regarded investment management firm is seeking a Compliance Associate to join their team. Responsibilities include but not limited to: Oversees the legal and compliance affairs of the Firm and the Funds it manages. This individual will support the compliance team on a rich variety of compliance related matters. Responsibilities will...

Position Summary:We are seeking an experienced Vice President of Compliance to lead our global compliance initiatives and ensure adherence to all applicable regulatory requirements. This senior leadership role will oversee the company’s compliance programs, policies, and practices, working closely with executive leadership to manage risk and maintain the...

Position Summary:We are seeking an experienced Vice President of Compliance to lead our global compliance initiatives and ensure adherence to all applicable regulatory requirements. This senior leadership role will oversee the company’s compliance programs, policies, and practices, working closely with executive leadership to manage risk and maintain the...

Position Summary:We are seeking an experienced Vice President of Compliance to lead our global compliance initiatives and ensure adherence to all applicable regulatory requirements. This senior leadership role will oversee the company’s compliance programs, policies, and practices, working closely with executive leadership to manage risk and maintain the...

Highly regarded hedge fund is seeking a dynamic Compliance Associate to join their team in the Charlotte, NC office. They will oversee the legal and compliance affairs of the Firm and the Funds it manages. This individual will work collaboratively with the compliance team on a variety of compliance related matters.Responsibilities:Implementing Compliance...

Highly regarded hedge fund is seeking a dynamic Compliance Associate to join their team in the Charlotte, NC office. They will oversee the legal and compliance affairs of the Firm and the Funds it manages. This individual will work collaboratively with the compliance team on a variety of compliance related matters.Responsibilities:Implementing Compliance...

Highly regarded hedge fund is seeking a dynamic Compliance Associate to join their team in the Charlotte, NC office. They will oversee the legal and compliance affairs of the Firm and the Funds it manages. This individual will work collaboratively with the compliance team on a variety of compliance related matters.Responsibilities:Implementing Compliance...

Highly regarded hedge fund is seeking a dynamic Compliance Associate to join their team in the Charlotte, NC office. They will oversee the legal and compliance affairs of the Firm and the Funds it manages. This individual will work collaboratively with the compliance team on a variety of compliance related matters.Responsibilities:Implementing Compliance...

Associate Director of Quality Location: Charlotte, NC Working situation: OnsiteLevel: Associate Director - people managerOur client, a mid-sized chemicals organization provide raw materials to the automotive, medical device, and consumer good industries, is looking to grow their supply chain and manufacturing operations by adding a brand new Associate...

Job DescriptionCitigroup Inc is seeking a highly experienced Compliance Risk Manager to join our team. As a key member of our Compliance and Control function, you will be responsible for managing and mitigating risks associated with our business activities.Key Responsibilities:Develop and implement effective compliance risk management strategies and...

Compensation: To $240K.Job Overview – Financial Director, ESG  – 33299We are looking for an experienced professional to join our clients team as the Financial Director - ESG in this newly created role. This pivotal position will play a key role in shaping and implementing the company’s ESG financial strategy. The Financial Director - ESG will be...

Talcott Financial Group, a leading international life insurance group, seeks an experienced attorney to support its sales efforts and provide expert legal counsel on SEC regulations and compliance.Key Responsibilities:Conduct research and provide guidance on SEC rules and filings related to registered products, including variable annuities and UITs.Oversee...

Fintech CompanyCharlotte NCHybrid- 3 days a week onsiteNeeded ASAP6 month contract +Complaints SpecialistNeeded for this role- Regulatory and Non Regulatory Experience (FDIC, BBB, Reg E)Legal and Compliance KnowledgeResearch KnowledgeCrime/FraudBanking/Financial prior experience is a MUSTGood Written Communication is a MUSTAbility to investigate complaints...