Compliance Manager

Compliance Associate Location: Greenwich, CT (In-Office, 5 days/week) The Opportunity: Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General Counsel/Chief Compliance Officer. Key Responsibilities: Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF). Support compliance programs,...

Compliance AssociateLocation: Greenwich, CT (In-Office, 5 days/week)The Opportunity:Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General Counsel/Chief Compliance Officer.Key Responsibilities:Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF).Support compliance programs, including mock...

Compliance AssociateLocation: Greenwich, CT (In-Office, 5 days/week)The Opportunity:Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General Counsel/Chief Compliance Officer.Key Responsibilities:Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF).Support compliance programs, including mock...

Our client is an asset management firm. They seek a Compliance Manager to join their Greenwich, CT office.ResponsibilitiesManage the implementation and management of regulatory requirementsOversee regulatory filings, including ad hoc filings and periodic SEC filingsComplete ongoing testing of various internal policies and proceduresPrepare and review...

Compliance Manager – Hedgefund Our client, a small but elite, Hedge Fund (under $3bn AUM), employing a diverse macro trading strategy is looking to hire a Generalist Compliance Manager who will work with senior Investment and non-Investment stakeholders leaders across the firm, driving a compliance culture ensuring that the effective implementation and...

Abacus Group, LLC is seeking a seasoned Compliance Manager to join their team in a Greenwich, CT office.Key Responsibilities:Develop and implement regulatory compliance strategies to ensure adherence to industry standards and regulations.Oversee the preparation and submission of regulatory filings, including ad hoc and periodic SEC filings.Conduct ongoing...

About the RoleiCapital is seeking a highly skilled Assistant Vice President to join its Regulatory and Compliance team. This individual will play a critical role in administering and enhancing the company's registered 1940 Act product compliance program.The successful candidate will work closely with senior Legal and Compliance team members on a variety of...

About the RoleiCapital is seeking a highly skilled Assistant Vice President to join its Regulatory and Compliance team. This individual will play a critical role in administering and enhancing the company's registered 1940 Act product compliance program.The successful candidate will work closely with senior Legal and Compliance team members on a variety of...

Regulatory Compliance Lead – Alternative Investment FirmLarson Maddox is seeking a skilled Regulatory Compliance Lead to join a prestigious alternative investment firm specializing in macro trading strategies. This role is pivotal in fostering a culture of compliance throughout the organization, ensuring that compliance policies and procedures are...

Job DescriptionInteractive Brokers is seeking a seasoned Compliance Testing professional to lead our regulatory risk management efforts.Key ResponsibilitiesCompliance Testing Program Management: Oversee the development, implementation, and maintenance of our annual compliance testing program to ensure adherence to regulatory requirements.Stakeholder...

Job DescriptionJob DescriptionJob DescriptionInteractive Brokers LLC is looking for a motivated and talented Head of Compliance Testing who is knowledgeable of U.S. securities and/or commodities regulations, and has appropriate experience at a broker / dealer, regulatory agency, exchange, accounting firm or law firm. In particular, we are looking for someone...

Job Title: Tax ManagerAbout the Role:We are seeking a highly skilled Tax Manager to join our team at Blake Smith Staffing, LLC. As a Tax Manager, you will be responsible for providing tax compliance and advisory services to our clients.Key Responsibilities:Act as the central point for US tax compliance, tax advice, and queries, and liaise externally with tax...

Job Title: Tax ManagerThe Blake Smith Staffing, LLC team is seeking a highly skilled Tax Manager to join our corporate team. As a key member of our team, you will play a critical role in ensuring compliance with US tax regulations and providing expert tax advice to our organization.Key Responsibilities:Act as the central point for US tax compliance, tax...

Job Title: Tax ManagerBlake Smith Staffing, LLC is seeking a highly skilled Tax Manager to join our corporate team. As a key member of our team, you will be responsible for ensuring compliance with US tax regulations and providing tax advice to our organization.Key Responsibilities:Coordinate and prepare information for US tax returns, allocate...

Tax Manager for Mortgage REIT ComplianceA leading professional services firm in Connecticut is seeking an experienced Tax Manager to join their team. The ideal candidate will have a strong background in tax compliance for Mortgage REITs and a proven track record of success in a similar role.Key Responsibilities:Prepare and monitor income tax provisions and...

Job DescriptionInteractive Brokers is seeking a highly motivated and experienced professional to join our team as a Senior Compliance Analyst. This role will be responsible for ensuring the firm's technology and data enterprise is in compliance with regulatory requirements.Key ResponsibilitiesCompliance Coverage: Support the firm's compliance coverage of...

Job DescriptionInteractive Brokers LLC is seeking a seasoned professional to lead our Compliance Testing program. As a key member of our regulatory team, you will be responsible for ensuring our firm's compliance with U.S. securities and commodities regulations.Key Responsibilities:Compliance Testing Program Management: Oversee the development,...

Job DescriptionJob DescriptionAbout INTERACTIVE BROKERS!This is a hybrid role (three days in the office/two days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and...

Compliance Officer - Electronic TradingAt BestForexBonus, we are seeking a highly skilled Compliance Officer to join our team in the Electronic Trading department. As a key member of our compliance team, you will work closely with firm management and programming staff to ensure the firm complies with Market Access and Orderly Trading Rules, Exchange and NMS...

A professional services firm in Connecticut is currently seeking an experienced Tax professional to join their staff as their new Tax Manager. Responsibilities: The Tax Manager will be responsible for: Preparation and monitoring of income tax provisions and related GAAP disclosures Regularly monitoring of REIT compliance, including estimating current...