Broker Operations Specialist

1 month ago


Salt Lake City, United States Strategic Staffing Solutions Full time

Job Title: RIA Custody Broker Ops Analyst

Contract: 6 Months

Location: Salt Lake City, UT ON-SITE


Job/Role Description:

  • Gain a comprehensive understanding of product offerings and trade lifecycle by interacting with business, middle office, and engineering teams to work toward shared goals
  • Partner with a team of brokerage, execution, and servicing experts to deliver top notch client service while ensuring exposure risks are appropriately mitigate
  • Showcase your attention to detail and ability to manage several tasks at once
  • Manage prioritization and stakeholder engagement to maximize delivery towards established business goals
  • Identify processes and controls improvement by leveraging constant evolving tools that can be used to build scalability without introducing new risks

Required Skills/Experience:

  • Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail
  • Aptitude for building relationships and ability to communicate complex issues to a wide array of internal clients with differing levels of product experience
  • Self-motivated and proactive team player who takes ownership and accountability, has strong organizational skills as well as the ability to effectively manage competing priorities
  • Flexible and able to work well under pressure in a team environment
  • Prior experience in banking, custody and clearing or similar environment
  • Prior experience in following procedures and processes
  • Prior experience navigating SalesForce
  • Familiarity with asst transfers, asset servicing, portfolio management and/or clearing operations
  • Operational knowledge of the custody and clearing business model and supported products, process flows, vendors, etc.



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