Compliance Specialist

3 days ago

Pleasant Grove, United States Intercap Lending, Inc Full time

Intercap Lending is seeking a skilled Compliance Specialist to join our compliance team. This individual will focus on managing and monitoring compliance related to marketing practices, vendor relationships, and fair lending regulations. The individual will be responsible for ensuring that all marketing materials and vendor relationships comply with regulatory standards and that the company operates in a manner consistent with federal and state fair lending laws.

Key Responsibilities:

  • Review and approve marketing materials (advertisements, online campaigns, promotional content) to ensure adherence to regulatory requirements.
  • Monitor and assess compliance risks related to marketing practices, ensuring alignment with federal regulations (e.g., Truth in Advertising, UDAAP).
  • Collaborate with the marketing team to ensure all marketing practices meet industry best practices and comply with legal and regulatory standards.
  • Conduct due diligence and ongoing monitoring of third-party vendors to ensure compliance with applicable laws and internal policies.
  • Collaborate with the procurement and legal teams to develop and maintain vendor agreements that include compliance requirements.
  • Ensure that vendors follow fair lending standards and do not engage in practices that could result in non-compliance.
  • Monitor the company’s lending practices to ensure compliance with the Equal Credit Opportunity Act (ECOA), Fair Housing Act (FHA), and other fair lending laws.
  • Assist in drafting, updating, and maintaining company policies and procedures related to mortgage compliance.
  • Work with internal departments to resolve any compliance issues or discrepancies that arise during the mortgage process.

Qualifications:

o  Bachelor’s degree in Business, Finance, Law, or a related field.

o  3+ years of experience in compliance, regulatory, mortgage, or vendor management roles.

o  Strong knowledge of federal and state mortgage regulations

o  Understanding of vendor risk management.

o  Excellent attention to detail and strong organizational skills.

o  Ability to interpret and apply regulations in a practical, business-oriented way.

o  Effective communication skills with the ability to train and influence others.


“Intercap Lending Inc., with offices in Arizona, California, Utah and New Mexico, is a direct Fannie Mae, Freddie Mac, and Ginnie Mae seller, servicer, and issuer.


At Intercap Lending, we believe in THE HOME.


We believe that our coworkers and employees are more like FAMILY.


We believe that our business relationships are VALUABLE beyond measure.


We VALUE our clients and believe in making every step in the mortgage process a positive one by using and CREATING the best tools in the industry.


But most of all, we believe that all dreams of owning homes, should be realities.


Intercap Lending.... Welcome Home.”

  • International Trade Compliance Specialist

    3 days ago

    Pleasant Prairie, Wisconsin, United States Trade Compliance Recruiting Solutions Full time

    Job OverviewWe are seeking an experienced International Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions.This role will involve overseeing special projects for the Trade Compliance Department, ensuring compliance with all relevant regulations and laws.Key responsibilities include:Managing ACE and ACE reportsConducting...

  • Procurement Compliance Specialist

    1 week ago

    Pleasant Grove, Utah, United States Capital Community Bank Full time

    Job Title: Procurement Compliance SpecialistAbout Us: Capital Community Bank is a leading financial institution that prioritizes compliance and risk management. We are seeking a highly skilled Procurement Compliance Specialist to join our team.Job Summary: We are looking for an experienced professional to manage vendor relationships, ensure compliance with...

  • Vendor Management Specialist

    4 weeks ago

    Pleasant Grove, Utah, United States Capital Community Bank Full time

    Job OverviewCapital Community Bank is seeking a skilled Vendor Management Specialist - Compliance Officer to join our team. As a key member of our compliance department, you will play a crucial role in ensuring the bank's vendor management and complaint reporting processes meet regulatory requirements.Responsibilities:Assist in performing inherent and...

  • Tax Compliance Specialist

    1 week ago

    Pleasant View, Utah, United States Echostar Full time

    Job Title: Tax Compliance Specialist**Company Overview:** EchoStar is a leading provider of satellite-based telecommunications services. Our company has an exciting opportunity for a Tax Compliance Specialist to join our team in Englewood, CO.**Estimated Salary:** $120,000 - $180,000 per year**Job Description:**The Tax Compliance Specialist will be...

  • Strategic Partner Compliance Specialist

    3 days ago

    Pleasant Grove, Utah, United States Capital Community Bank Full time

    Capital Community Bank is a leading financial institution dedicated to providing excellent customer service and innovative financial solutions.We are seeking a highly experienced Director Compliance, Strategic Partner Compliance to join our team.Job Summary:The Director Compliance, Strategic Partner Compliance will be responsible for managing our compliance...

  • Trade Compliance Specialist

    4 weeks ago

    Pleasant Prairie, United States FNA Group Full time

    SUMMARY: FNA Group is a world class and leading manufacturer of consumer and industrial pressure washers and other outdoor power equipment. FNA's highly acclaimed brands include Simpson, Delco and CRX. Exclusive licenses with recognizable brands such as DeWalt, Stanley Black & Decker and Craftsman further strengthens FNA's market presence and awareness. FNA...

  • Grants Compliance and Contract Specialist

    4 weeks ago

    Mt. Pleasant, South Carolina, United States Soaring Eagle Casino Full time

    Soaring Eagle Casino is seeking a Grants Compliance and Contract Specialist to join our team. This role is responsible for ensuring that all grants and contracts obtained by the Saginaw Chippewa Indian Tribe are expended, modified and tracked in compliance with funder requirements.About Soaring Eagle CasinoWe are a non-profit organization committed to...

  • Tax Compliance Specialist

    1 week ago

    Inver Grove Heights, Minnesota, United States CHS Inc Full time

    Job Title: Tax Compliance SpecialistAbout the Role:The Tax Compliance Specialist will play a critical role in ensuring the company's compliance with federal, state and local tax obligations. This involves managing the filing of complex tax returns, responding to tax inquiries and controversies from authorities, driving continuous process improvements through...

  • Compliance Specialist

    4 weeks ago

    Garden Grove, California, United States Titanium Healthcare Full time

    Job TitleA Compliance Specialist is needed to oversee compliance with health plan contracts and develop quality assurance protocols in the healthcare industry.About the JobThis role requires a legal background and 5+ years of experience in healthcare compliance and contract law. The ideal candidate will have a deep understanding of the healthcare industry,...

  • Compliance & Privacy Specialist

    2 weeks ago

    Downers Grove, United States Duly Health and Care Full time

    OverviewCompliance & Privacy Specialist- Downers Grove, ILPosition Highlights: Full-Time Monday - Friday; 8:30am - 5:00pm Location: Downers Grove, IL Benefits: Comprehensive medical, dental, and vision benefits that include healthcare navigation assistance and medical coverage at 100% (after deductible) when utilizing a Duly provider. Employer provided...

  • Compliance & Privacy Specialist

    2 months ago

    Downers Grove, United States Duly Health and Care Full time

    OverviewCompliance & Privacy Specialist- Downers Grove,ILPosition Highlights: Full-Time Monday - Friday; 8:30am - 5:00pm Location: Downers Grove, IL Benefits: Comprehensive medical, dental, and vision benefits that include healthcare navigation assistance and medical coverage at 100% (after deductible) when utilizing a Duly provider. Employer provided...

  • Compliance and Quality Assurance Specialist

    1 week ago

    Garden Grove, California, United States Titanium Healthcare Full time

    Job OverviewTitanium Healthcare, a pioneering healthcare company, is seeking an experienced Compliance and Quality Assurance Specialist to join its team. This role plays a vital part in ensuring the company meets the highest standards of compliance with health plan contracts and business agreements.The ideal candidate will have a deep understanding of the...

  • Tax Compliance Specialist

    1 week ago

    Inver Grove Heights, Minnesota, United States CHS Inc Full time

    At CHS Inc., we are seeking a highly skilled Tax Compliance Specialist to join our global tax team. This role is responsible for ensuring the company's compliance with federal, state, and local tax obligations by managing the filing of complex tax returns.This position requires excellent communication skills to explain tax-related information to management...

  • Tax Compliance Specialist

    1 week ago

    Inver Grove Heights, Minnesota, United States CHS Inc Full time

    As a Tax Compliance Specialist at CHS Inc., you will play a crucial role in ensuring the company's compliance with federal, state, and local tax obligations. This involves managing the filing of complex tax returns, responding to tax inquiries and controversies from authorities, driving continuous process improvements through technology, and assisting in...

  • Tax Compliance Specialist

    1 week ago

    Inver Grove Heights, Minnesota, United States CHS Inc Full time

    Job DescriptionThe Tax Compliance Specialist will be responsible for ensuring the company's compliance with federal, state, and local tax obligations. This includes managing the filing of complex tax returns, responding to tax inquiries and controversies from authorities, and driving continuous process improvements through technology.This role also involves...

  • Vendor Management Specialist

    2 weeks ago

    Pleasant Grove, Utah, United States Capital Community Bank Full time

    Job Summary:The Vendor Management Specialist will be responsible for managing vendor relationships and ensuring compliance with regulatory requirements. This role involves reviewing and responding to vendor management requests, as well as monitoring and tracking vendor compliance issues.Main Responsibilities:Risk Assessment: Assist in performing inherent and...

  • Senior Regulatory Compliance Specialist

    2 weeks ago

    Grove City, Ohio, United States Western Alliance Bank Full time

    Job DescriptionThe Senior Regulatory Compliance Specialist will be part of a team within Business Data Governance at Western Alliance Bank. The ideal candidate will have a strong analytical mindset, expertise in data manipulation/data validation, and the ability to communicate complex findings in a clear and concise manner.About the JobReview business...

  • Tax Compliance Specialist

    2 weeks ago

    Inver Grove Heights, Minnesota, United States CHS Inc Full time

    At CHS Inc., we are seeking a highly skilled Tax Compliance Specialist to join our team in Inver Grove Heights, MN. This is a hybrid position that offers a competitive total rewards package.Job DescriptionThis role is responsible for ensuring the company's compliance with federal, state and local tax obligations by managing the filing of complex tax returns....

  • IT Auditor II

    2 weeks ago

    Downers Grove, Illinois, United States Wintrust Financial Full time

    Financial Regulatory Compliance SpecialistWe are seeking a detail-oriented and analytical Financial Regulatory Compliance Specialist to join our IT Audit team. This role will play a crucial part in ensuring the company's compliance with financial regulations, risk management, and internal controls.About the RoleThis position is based in Rosemont, IL and...

  • Computer-Aided Design Specialist

    6 days ago

    Pleasant Grove, Utah, United States Horrocks Full time

    Horrocks is a dynamic company that provides innovative structural engineering services, and we are looking for a skilled Computer-Aided Design Specialist to join our team. As a Computer-Aided Design (CAD) Specialist, you will create detailed technical drawings and models using computer software, collaborating closely with engineers to ensure accuracy and...