Compliance Manager

Compliance Testing & Policies ManagerWe are seeking a dedicated and experienced Compliance Testing & Policies Manager to join our team. In this role, you will be responsible for planning and executing substantive testing to evaluate the effectiveness of internal controls. Working closely with senior members of the Compliance Department, you will help ensure...

A high-growth Community Banking client is seeking a Compliance Governance Manager to enhance the Bank's Compliance Management System (CMS). Reporting directly to the Chief Compliance Officer, you’ll be responsible for development and execution of CMS strategies, mitigation of compliance risks, strengthening regulatory controls, and delivering insightful...

Role DescriptionThis is a full-time on-site role for a Compliance Manager at Zar Property NY in Manhattan, NY.Must have knowledge of building systems, such as HVAC, elevator, fire alarm, boilers, steam systems, and must be able to maintain an efficient schedule of weekly, monthly, quarterly, and yearly building maintenance.DutiesMonitor and implement...

Join VillageCare as the Manager of Network Compliance, a role that offers the opportunity to navigate the dynamic landscape of New York State health plan regulations. You will be at the forefront of ensuring our network meets the highest standards of compliance, empowering your expertise to make a meaningful impact in the industry. This position allows for...

Perform daily management responsibilities in complying with the branch’s Sanctions/ Watch lists and OFAC Program (“OFAC”). Direct a team of BSA/OFAC Compliance professionals who have responsibility for the functions associated with OFAC compliance; ensures functions are performed accurately, thoroughly and in accordance with the timeframes required by...

Job DescriptionJob DescriptionOur Vision: To make New York City the global model for inclusive innovation and economic growth, fueled by the City's diverse people and businesses.  Our Mission: Creating a vibrant, inclusive, and globally competitive economy for all New Yorkers. Position Overview: The Project Manager (PM) will be responsible for the...

Job DescriptionJob DescriptionDescriptionAs a member of the Finance/Accounting team, the Sr. Manager/Director, Reporting and Compliance will report to the Controller. The Sr. Manager/Director, Reporting and Compliance will be responsible for the compilation of consolidated financial statements and standalone financial statements for several legal entities,...

Bessemer Trust is seeking an experienced Compliance Manager to join our Investment Compliance team. Reporting directly to the Director of Investment Management Compliance (and Chief Compliance Officer of our mutual funds and registered investment adviser), the Compliance Manager will assist in administering the 206(4)-7 and 38a-1 compliance programs and...

A high-growth Community Banking client is seeking a Compliance Governance Manager to enhance the Bank's Compliance Management System (CMS). Reporting directly to the Chief Compliance Officer, you’ll be responsible for development and execution of CMS strategies, mitigation of compliance risks, strengthening regulatory controls, and delivering insightful...

Perform daily management responsibilities in complying with the branch’s Sanctions/ Watch lists and OFAC Program (“OFAC”). Direct a team of BSA/OFAC Compliance professionals who have responsibility for the functions associated with OFAC compliance; ensures functions are performed accurately, thoroughly and in accordance with the timeframes required by...

Perform daily management responsibilities in complying with the branch’s Sanctions/ Watch lists and OFAC Program (“OFAC”). Direct a team of BSA/OFAC Compliance professionals who have responsibility for the functions associated with OFAC compliance; ensures functions are performed accurately, thoroughly and in accordance with the timeframes required by...

The Regulatory Affairs team at Crédit Agricole CIB Limited is seeking a skilled Compliance Program Manager to oversee strategic management of supervisory activities of regulators, focusing on regulatory reviews and examinations. The team is comprised of four coverage areas: Project Management, Regulatory Coordination, Regulatory Watch, and Assurance.This...

Summary:The Compliance Regulatory and Assurance (CPL RA) team is a recently established “Center of Excellence” within the CACIB Compliance Function reporting directly to the Chief Compliance Officer (CCO). The CPL RA team provides strategic and centralized management of the supervisory activities of the Firm’s regulators and related developments,...

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line...

Role DescriptionThis is a full-time on-site role for a Property and Compliance Manager at Zar Property NY in Manhattan, NY.Must have knowledge of building systems, such as HVAC, elevator, fire alarm, boilers, steam systems, and must be able to maintain an efficient schedule of weekly, monthly, quarterly, and yearly building maintenance.DutiesUnderstand and...

We are looking to hire an experienced senior audit manager to lead and execute regulatory compliance audits focusing on BSA/ AML, Sanctions, and banking regulations. The incumbent is responsible for leading and executing regulatory and compliance aud Audit Manager, Audit, Compliance, Manager, Internal Auditor, Senior, Accounting

Location: Midtown Manhattan (hybrid)Compensation: $155k-$200k base + bonusPosition DescriptionThe Senior Manager will be based in New York and will focus on regulatory and administrative compliance, principally under U.S. rules and regulations relating to the Investment Advisers Act.Responsibilities:Manage a small team of analysts in the administration of...

Job DescriptionSia Partners is a leading management consulting firm that offers a unique blend of AI and design capabilities to deliver superior value to our clients. With a global footprint and expertise in over 30 sectors and services, we optimize client projects worldwide.As a Senior Legal Compliance Project Manager, you will play a key role in supporting...

The Manager of Financial Reporting & Compliance is a critical position within our Finance Organization. The expectations for the role are to demonstrate strong and effective leadership over the financial reporting team and provide technical accountin Manager, Financial, Compliance, Reporting, Accounting, Auditor, Instructor, Business Services

New Start Capital is seeking a detail-oriented Compliance Officer to monitor and enforce adherence to regulatory requirements, particularly within the debt modification industry. The Compliance Officer will play a critical role in maintaining the company’s regulatory compliance by reviewing internal processes, monitoring client interactions, and developing...