Compliance Manager

Compliance Testing & Policies ManagerWe are seeking a dedicated and experienced Compliance Testing & Policies Manager to join our team. In this role, you will be responsible for planning and executing substantive testing to evaluate the effectiveness of internal controls. Working closely with senior members of the Compliance Department, you will help ensure...

Job OverviewBrigit is seeking a highly skilled Compliance Manager to join our team and drive the Compliance Management System. With our product experiencing tremendous traction in helping low-income Americans make ends meet, we're scaling and need someone to help us navigate the regulatory landscape.This role requires a strong understanding of regulatory...

About the RoleWe are seeking a highly skilled Compliance Manager to join our team at Betterment. As a key member of our compliance team, you will be responsible for managing and overseeing key processes to ensure compliance with marketing requirements (RIA and BD) and supporting our customer service (CX) teams.You will have significant experience with SEC...

A high-growth Community Banking client is seeking a Compliance Governance Manager to enhance the Bank's Compliance Management System (CMS). Reporting directly to the Chief Compliance Officer, you’ll be responsible for development and execution of CMS strategies, mitigation of compliance risks, strengthening regulatory controls, and delivering insightful...

Join VillageCare as the Manager of Network Compliance, a role that offers the opportunity to navigate the dynamic landscape of New York State health plan regulations. You will be at the forefront of ensuring our network meets the highest standards of compliance, empowering your expertise to make a meaningful impact in the industry. This position allows for...

At X, we're on a mission to become a trusted global digital public square, committed to minimal censorship within legal boundaries. As a key member of our team, you'll play a vital role in helping us achieve this goal.Key Responsibilities:Provide expertise and guidance on anti-corruption, sanctions, conflicts of interest, insider trading, and other...

Perform daily management responsibilities in complying with the branch’s Sanctions/ Watch lists and OFAC Program (“OFAC”). Direct a team of BSA/OFAC Compliance professionals who have responsibility for the functions associated with OFAC compliance; ensures functions are performed accurately, thoroughly and in accordance with the timeframes required by...

Job OverviewThis role is responsible for ensuring the accurate and timely execution of energy compliance filings within the portfolio. The position involves managing a team of energy data compliance professionals, overseeing their work production, timelines, and accuracy.Key ResponsibilitiesOversee and lead a team of energy data compliance professionals,...

The Contract and Compliance Specialist plays a vital role in supporting Upwardly Global's operations. This Specialist will become knowledgeable about all aspects of the organization's initiatives through the contracting lens, including vendor purchases, partnerships, and subgrants.Together with the Director of Budgets and Grant Compliance, the Specialist...

About FLEX Inc.FLEX Inc. is a growth-stage, NYC headquartered FinTech company that is creating the best rent payment experience. Our mission is to empower as many renters as possible with flexibility over their most significant recurring expense. We are looking for a motivated individual to help us keep our mission growing.About the RoleFLEX Inc. is seeking...

Job DescriptionUpwardly Global is seeking a highly skilled Contract and Compliance Specialist to join our team. The successful candidate will play a crucial role in supporting our operations by managing contracts, ensuring compliance, and promoting partnerships and vendor purchases.Key Responsibilities:Manage contract process from initiation to signature and...

About AvayaAvaya is a leading provider of innovative communication solutions that help businesses deliver exceptional customer experiences. We are seeking a skilled Tax Compliance Manager to join our team in Morristown, New Jersey.The successful candidate will be responsible for ensuring full compliance with federal, state, and local tax regulations. This...

Job OverviewREFORM Alliance is seeking a highly skilled Grants and Compliance Manager to join our team. This role plays a critical part in ensuring the success and sustainability of our organization by managing all aspects of incoming and outgoing grants.Key Responsibilities:Grant Management: Manage all aspects of outgoing and incoming grants, ensuring...

Job Overview:This role is responsible for ensuring the accurate and timely execution of energy compliance filings within the portfolio. The position involves overseeing a team of energy data compliance professionals, managing their work production, timelines, and accuracy. Key responsibilities include building out yearly calendars, tasks, and department...

Product Development ManagerAs a Product Development Manager at Adviser Compliance Associates LLC, you will work collaboratively with cross-functional teams to design and implement global product roll-outs. Your responsibilities will include conducting research to identify customer needs and market gaps, writing detailed product specifications, and...

Job Summary:We are seeking a highly skilled Compliance Risk Management Specialist to join our team at Crédit Agricole CIB. The successful candidate will work closely with our Compliance team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks.Key Responsibilities:GeneralAct as the...

Job SummaryThe Compliance Governance and Operations Manager is responsible for leading the development and implementation of enterprise Compliance programs, including frameworks, policies, standards, and procedures. This role will also oversee the management of the policy and training exemption governance and reporting processes.The ideal candidate will have...

Job DescriptionJob DescriptionOur Vision: To make New York City the global model for inclusive innovation and economic growth, fueled by the City's diverse people and businesses.  Our Mission: Creating a vibrant, inclusive, and globally competitive economy for all New Yorkers. Position Overview: The Project Manager (PM) will be responsible for the...

Job Title: Head of Compliance and Risk ManagementJob Summary:We are seeking a highly experienced and skilled Head of Compliance and Risk Management to join our team at TD Bank Group. As a key member of our Compliance and Risk Management department, you will be responsible for leading our compliance and risk management efforts, ensuring that our business...

Cardea Group is seeking a skilled Compliance Officer to support the development and implementation of our asset management compliance program. As a key member of our team, you will work closely with our Chief Compliance Officer to ensure our firm remains compliant with all applicable laws and regulations.Key Responsibilities:Support the enhancement of our...