Strategic Compliance Project Manager
1 month ago
The Regulatory Affairs team at Crédit Agricole CIB Limited is seeking a skilled Compliance Program Manager to oversee strategic management of supervisory activities of regulators, focusing on regulatory reviews and examinations. The team is comprised of four coverage areas: Project Management, Regulatory Coordination, Regulatory Watch, and Assurance.
This role will support two compliance functions, primarily Project Management and Regulatory Coordination. Key Responsibilities include:
- Defining program controls, processes, and reporting cadence.
- Developing the scope, deliverables, and work plan for new change initiatives.
- Tracking program milestones and their statuses, and measuring progress against key performance indicators.
- Maintaining and producing documentation of the process up to and including the final product of the project.
Regulatory Coordination:
The Compliance Program Manager will support the Firm in all aspects of regulatory examinations by the Capital Market and Prudential Regulators, notify regulators on internal developments, lead the coordination of the Firm's responses to requests for documents and information, and communicate with regulators regarding document requests and potential findings.
Requirements:
- 6-10 years of experience in Investment Banking environments and Support Functions.
- Direct experience with regulators (FRB, DFS, SEC, CFTC, NFA, FINRA) preferred.
- Familiar with Project Management and Regulatory Coordination.
- PMP certification is a plus.
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