Regulatory Control Analyst
4 weeks ago
Our Client a well Known Investment Bank is seeking a Remote Regulatory Control Analyst
Job Description:
- Regulatory Control is responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening.
- Work includes:
- Implementing the global or regional strategy to establish and maintain the control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening
- Ensuring operational discipline combined with regulatory risk awareness & investigative skills and warrants that workflows are governed by established policies, clearly defined processes, and escalation points
- Controls, Testing & Assurance (CT&A), which tests effectiveness of Key Controls and Risk Management Frameworks related to Compliance and Financial Crime Risk Types
- Providing Quality Assurance (QA)/Monitoring for certain financial crime risk related processes
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Finance - Compliance -Regulatory Control Analyst
4 weeks ago
Jacksonville, United States Northpointe Staffing Professionals Full timeFinance – Compliance – Regulatory Control Analyst Individual within this role will be responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening. Responsibilities include: •Implementing the global or regional strategy to...
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jacksonville, United States Phyton Talent Advisors Full timeOur Client a well Known Investment Bank is seeking a Remote Regulatory Control Analyst! Job Description:Regulatory Control is responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening.Work includes:Implementing the global or...
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jacksonville, United States Phyton Talent Advisors Full timeOur Client a well Known Investment Bank is seeking a Regulatory Control Analyst in their Jacksonville, Florida Location! Job Description:Regulatory Control is responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening.Work...
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Regulatory Reporting Analyst
2 days ago
Jacksonville, United States Pyramid Consulting, Inc Full timeImmediate need for a talented Regulatory Reporting Analyst. This is a 06+months contract opportunity with long-term potential and is located in Jacksonville, FL(Remote). Please review the job description below and contact me ASAP if you are interested.Job ID: 24-52770Pay Range: $25 - $30/hour. Employee benefits include, but are not limited to, health...
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Regulatory Reporting Analyst
4 weeks ago
Jacksonville, United States Pyramid Consulting, Inc Full timeImmediate need for a talented Regulatory Reporting Analyst. This is a 06+months contract opportunity with long-term potential and is located in Jacksonville, FL(Remote). Please review the job description below and contact me ASAP if you are interested.Job ID: 24-52770Pay Range: $25 - $30/hour. Employee benefits include, but are not limited to, health...
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Regulatory Reporting Analyst
2 days ago
Jacksonville, United States Pyramid Consulting, Inc Full timeImmediate need for a talented Regulatory Reporting Analyst. This is a 06+months contract opportunity with long-term potential and is located in Jacksonville FL (Remote). Please review the job description below and contact me ASAP if you are interested.Job ID:24-54518 Pay Range: $25 - $30/hour. Employee benefits include, but are not limited to, health...
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Regulatory Reporting Analyst
3 days ago
Jacksonville, United States Pyramid Consulting, Inc Full timeImmediate need for a talented Regulatory Reporting Analyst. This is a 06+months contract opportunity with long-term potential and is located in Jacksonville FL (Remote). Please review the job description below and contact me ASAP if you are interested.Job ID:24-54518 Pay Range: $25 - $30/hour. Employee benefits include, but are not limited to, health...
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Northpointe Staffing Professionals | Finance
4 weeks ago
jacksonville, United States Northpointe Staffing Professionals Full timeFinance – Compliance – Regulatory Control Analyst Individual within this role will be responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening. Responsibilities include: •Implementing the global or regional strategy to...
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Internal Control Analyst
1 month ago
Jacksonville, United States Cantor Fitzgerald Full timeJob Title: Internal Control AnalystLocation: Jacksonville, Florida/HybridFirm Overview:Cantor Fitzgerald is a diversified company primarily specializing in financial and real estate services for institutional and corporate customers operating in the global financial and commercial real estate markets. Since 1945, we have successfully built a well-capitalized...
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Internal Control Analyst
1 month ago
Jacksonville, United States Cantor Fitzgerald Full timeJob Title: Internal Control AnalystLocation: Jacksonville, Florida/HybridFirm Overview:Cantor Fitzgerald is a diversified company primarily specializing in financial and real estate services for institutional and corporate customers operating in the global financial and commercial real estate markets. Since 1945, we have successfully built a well-capitalized...
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Regulatory Governance Specialist
2 weeks ago
Jacksonville, Florida, United States Phyton Talent Advisors Full timeJob Title: Regulatory Governance SpecialistWe are seeking a skilled Regulatory Governance Specialist to join our team at Phyton Talent Advisors. As a key member of our organization, you will play a critical role in establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction...
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jacksonville, United States Pyramid Consulting, Inc Full timeImmediate need for a talented Regulatory Reporting Analyst. This is a 06+months contract opportunity with long-term potential and is located in Jacksonville FL (Remote). Please review the job description below and contact me ASAP if you are interested.Job ID:24-54518 Pay Range: $25 - $30/hour. Employee benefits include, but are not limited to, health...
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Regulatory Compliance Analyst
1 month ago
Jacksonville, United States Ascendo Resources Full timeWe are seeking a detail-oriented Regulatory Compliance Analyst to support policy form reviews, state insurance filings, and compliance research. This role ensures compliance with state insurance regulations and provides key support to our Specialty team, including commercial programs, lender-placed insurance, and credit insurance.Responsibilities:Review and...
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Regulatory Control Senior Advisor – AVP
2 months ago
Jacksonville, United States Madison-Davis, LLC Full timeInvestment bank located in Jacksonville, Florida looking to bring on board an “Regulatory Control Senior Advisor – AVP” to join their team. The firm is currently in a hybrid model (3 days in office).Responsibilities:Conduct calibration and effectiveness reviews of priority and assigned Trade Surveillance scenariosReview existing processes / procedures...
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Regulatory Control Senior Advisor – AVP
2 months ago
jacksonville, United States Madison-Davis, LLC Full timeInvestment bank located in Jacksonville, Florida looking to bring on board an “Regulatory Control Senior Advisor – AVP” to join their team. The firm is currently in a hybrid model (3 days in office).Responsibilities:Conduct calibration and effectiveness reviews of priority and assigned Trade Surveillance scenariosReview existing processes / procedures...
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Regulatory Control Senior Advisor – AVP
2 months ago
Jacksonville, United States Madison-Davis, LLC Full timeInvestment bank located in Jacksonville, Florida looking to bring on board an “Regulatory Control Senior Advisor – AVP” to join their team. The firm is currently in a hybrid model (3 days in office).Responsibilities:Conduct calibration and effectiveness reviews of priority and assigned Trade Surveillance scenariosReview existing processes / procedures...
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jacksonville, United States Cantor Fitzgerald Full timeJob Title: Internal Control AnalystLocation: Jacksonville, Florida/HybridFirm Overview:Cantor Fitzgerald is a diversified company primarily specializing in financial and real estate services for institutional and corporate customers operating in the global financial and commercial real estate markets. Since 1945, we have successfully built a well-capitalized...
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jacksonville, United States Cantor Fitzgerald Full timeJob Title: Internal Control AnalystLocation: Jacksonville, Florida/HybridFirm Overview:Cantor Fitzgerald is a diversified company primarily specializing in financial and real estate services for institutional and corporate customers operating in the global financial and commercial real estate markets. Since 1945, we have successfully built a well-capitalized...
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Regulatory Specialist
2 days ago
Jacksonville, United States Phyton Talent Advisors Full timeOur Client, a Global Investment Bank, is seeking a Regulatory Control Specialist. Overview:Regulatory Control is responsible for establishing and maintaining control frameworks to effectively manage regulatory compliance, monitoring, surveillance, employee compliance, transaction monitoring, and client screening processes.Responsibilities:Framework...
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Regulatory Specialist
3 days ago
Jacksonville, United States Phyton Talent Advisors Full timeOur Client, a Global Investment Bank, is seeking a Regulatory Control Specialist. Overview:Regulatory Control is responsible for establishing and maintaining control frameworks to effectively manage regulatory compliance, monitoring, surveillance, employee compliance, transaction monitoring, and client screening processes.Responsibilities:Framework...