Regulatory Control Analyst

4 weeks ago


Jacksonville, United States Phyton Talent Advisors Full time

Our Client a well Known Investment Bank is seeking a Remote Regulatory Control Analyst


Job Description:

  • Regulatory Control is responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening.
  • Work includes:
  • Implementing the global or regional strategy to establish and maintain the control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening
  • Ensuring operational discipline combined with regulatory risk awareness & investigative skills and warrants that workflows are governed by established policies, clearly defined processes, and escalation points
  • Controls, Testing & Assurance (CT&A), which tests effectiveness of Key Controls and Risk Management Frameworks related to Compliance and Financial Crime Risk Types
  • Providing Quality Assurance (QA)/Monitoring for certain financial crime risk related processes


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