Phyton Talent Advisors | Regulatory Control Analyst | jacksonville, fl
4 weeks ago
Our Client a well Known Investment Bank is seeking a Regulatory Control Analyst in their Jacksonville, Florida Location
Job Description:
- Regulatory Control is responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening.
- Work includes:
- Implementing the global or regional strategy to establish and maintain the control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening
- Ensuring operational discipline combined with regulatory risk awareness & investigative skills and warrants that workflows are governed by established policies, clearly defined processes, and escalation points
- Controls, Testing & Assurance (CT&A), which tests effectiveness of Key Controls and Risk Management Frameworks related to Compliance and Financial Crime Risk Types
- Providing Quality Assurance (QA)/Monitoring for certain financial crime risk related processes
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