Regulatory Control Senior Advisor – AVP

Investment bank located in Jacksonville, Florida looking to bring on board an “Regulatory Control Senior Advisor – AVP” to join their team. The firm is currently in a hybrid model (3 days in office).Responsibilities:Conduct calibration and effectiveness reviews of priority and assigned Trade Surveillance scenariosReview existing processes / procedures...

Our client a top-tier financial services firm is seeking an experienced Internal Control Assistant Vice President (AVP) in Jacksonville, FL. This role offers the opportunity to oversee operational controls, drive risk mitigation initiatives, and manage regulatory reporting responsibilities. The ideal candidate will bring extensive experience in financial...

Our client a top-tier financial services firm is seeking an experienced Internal Control Assistant Vice President (AVP) in Jacksonville, FL. This role offers the opportunity to oversee operational controls, drive risk mitigation initiatives, and manage regulatory reporting responsibilities. The ideal candidate will bring extensive experience in financial...

Our client a top-tier financial services firm is seeking an experienced Internal Control Assistant Vice President (AVP) in Jacksonville, FL. This role offers the opportunity to oversee operational controls, drive risk mitigation initiatives, and manage regulatory reporting responsibilities. The ideal candidate will bring extensive experience in financial...

Our Client, a Global Investment Bank, is seeking a Regulatory Control Specialist. Overview:Regulatory Control is responsible for establishing and maintaining control frameworks to effectively manage regulatory compliance, monitoring, surveillance, employee compliance, transaction monitoring, and client screening processes.Responsibilities:Framework...

Our Client a well Known Investment Bank is seeking a Remote Regulatory Control Analyst! Job Description:Regulatory Control is responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening.Work includes:Implementing the global or...

Our Client a well Known Investment Bank is seeking a Regulatory Control Analyst in their Jacksonville, Florida Location! Job Description:Regulatory Control is responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening.Work...

**Job Title:** Senior Compliance Advisor Mortgage ServicingTriad Financial Services, Inc. is seeking a seasoned compliance professional to serve as the senior advisor for our Mortgage Servicing team.As a key member of our Compliance team, you will be responsible for ensuring that our mortgage servicing operations align with federal, state, and industry...

Our Client a well Known Investment Bank is seeking a Remote Regulatory Control Analyst! Job Description:Regulatory Control is responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening.Work includes:Implementing the global or...

Our Client a well Known Investment Bank is seeking a Regulatory Control Analyst in their Jacksonville, Florida Location! Job Description:Regulatory Control is responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening.Work...

Job Title: Regulatory Governance SpecialistWe are seeking a skilled Regulatory Governance Specialist to join our team at Phyton Talent Advisors. As a key member of our organization, you will play a critical role in establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction...

Our Client, a Global Investment Bank, is seeking a Regulatory Control Specialist. Overview:Regulatory Control is responsible for establishing and maintaining control frameworks to effectively manage regulatory compliance, monitoring, surveillance, employee compliance, transaction monitoring, and client screening processes.Responsibilities:Framework...

Our Client, a Global Investment Bank, is seeking a Regulatory Control Specialist. Overview:Regulatory Control is responsible for establishing and maintaining control frameworks to effectively manage regulatory compliance, monitoring, surveillance, employee compliance, transaction monitoring, and client screening processes.Responsibilities:Framework...

Finance – Compliance – Regulatory Control Analyst Individual within this role will be responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening. Responsibilities include: •Implementing the global or regional strategy to...

As a Senior Financial Advisor at Coastal Wealth, you will have the opportunity to work directly with individuals, business people, and families to help them navigate through and secure their financial future.With access to current leads, you will be able to build your book quickly and effectively. Discover a career that can't be off-shored or outsourced,...

Job DescriptionAt Control Southern, we are looking for a talented Senior Service Manager to lead our maintenance activities and drive incremental business growth.This role involves coordinating with customers to identify their needs and develop solutions that meet their expectations.The estimated salary for this position is $150,000 - $220,000 per year,...

OverviewPatrick & Raines CPAs is a leading provider of CPA services to clients in Jacksonville, Florida, and beyond. As we continue to expand our services, we're seeking a highly skilled professional to join our team as a Senior Financial Advisor.Salary and BenefitsThe estimated salary for this role is $95,000-$120,000 per year, depending on experience. Our...

Overview:The AVP Manager of First Line Risk Management is responsible for the effective management of risk activities related to assigned Equipment Finance departments, in adherence with First Citizens Bank's Risk Appetite and Corporate Strategy.Key Responsibilities:Ensure collaborative partnerships with senior management, Risk Management program leaders,...

Finance – Compliance – Regulatory Control Analyst Individual within this role will be responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening. Responsibilities include: •Implementing the global or regional strategy to...

Immediate need for a talented Regulatory Reporting Analyst. This is a 06+months contract opportunity with long-term potential and is located in Jacksonville FL (Remote). Please review the job description below and contact me ASAP if you are interested. Job ID:24-54518 Pay Range: $25 - $30/hour. Employee benefits include, but are not limited to, health...