Chief Compliance Officer

TradeZero, which operates multiple broker-dealers focused on the active trader, is seeking a Chief Compliance Officer for its TZ Clear subsidiary. The role requires significant prior experience as a senior compliance officer for a US clearing firm. Experience should include without limitation:OATS/CAT reporting15c3-5 complianceAdvertising/marketing...

TradeZero, which operates multiple broker-dealers focused on the active trader, is seeking a Chief Compliance Officer for its TZ Clear subsidiary. The role requires significant prior experience as a senior compliance officer for a US clearing firm. Experience should include without limitation:OATS/CAT reporting15c3-5 complianceAdvertising/marketing...

TradeZero, which operates multiple broker-dealers focused on the active trader, is seeking a Chief Compliance Officer for its TZ Clear subsidiary. The role requires significant prior experience as a senior compliance officer for a US clearing firm. Experience should include without limitation:OATS/CAT reporting15c3-5 complianceAdvertising/marketing...

Job SummaryWe are seeking a highly skilled Compliance Risk Oversight Specialist to join our team at Barclays Americas Chief Compliance Office. As a key member of our compliance team, you will be responsible for providing data-led expert oversight and challenge on business and compliance matters to ensure that the organization is operating in compliance with...

Job DescriptionWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Tradeweb Markets. As a key member of our organization, you will play a critical role in ensuring that our company remains compliant with all relevant laws and regulations.Key ResponsibilitiesCompliance Program Management: Develop and implement...

Description This job's time zone is Eastern. Our client is seeking a Chief Financial Officer to join their dynamic team in NYC. The Chief Financial Officer will play a crucial role in overseeing all financial aspects of the organization, ensuring the financial health and viability while supporting its growth objectives. In this role, you will lead the annual...

Diversity, equity, and inclusion areintegral parts of our culture and personified by our leadership.JOB SUMMARY: The Chief Talent Officer(CTO) provides executive-level leadership and guidance to theorganization’s HR strategies and operations for 600+ Union andManagement staff.The CTO is responsible not only for setting,enforcing, and evaluating legally...

Diversity, equity, and inclusion areintegral parts of our culture and personified by our leadership.JOB SUMMARY: The Chief Talent Officer(CTO) provides executive-level leadership and guidance to theorganization's HR strategies and operations for 600+ Union andManagement staff.The CTO is responsible not only for setting,enforcing, and evaluating legally...

Position OverviewWe are seeking a dedicated and motivated professional to spearhead our second line of defense (2LoD) Risk Function.Key ResponsibilitiesThe ideal candidate will be operating at a Chief Risk Officer level within a regulated financial services organization. They will possess a robust track record in overseeing globally distributed teams that...

Job SummaryAres Management Corporation is seeking a highly skilled and experienced Compliance professional to join our Legal and Compliance team as a Senior Compliance Officer. This role will be responsible for creating and implementing the Firm's Registered Investment Adviser program, ensuring compliance with complex regulatory regimes, and providing...

ABOUT NORTHSIDE CENTER FOR CHILD DEVELOPMENT Northside Center is recognized for our exceptional workplace culture and our skilled teams of educators and clinicians. We are dedicated to our mission of providing children and families with the necessary support to overcome challenges and flourish. Our high-quality, outcome-focused behavioral, mental health, and...

ABOUT NORTHSIDE CENTERNorthside Center is recognized for its exceptional work environment and dedicated teams of professionals in education and clinical services. Our primary goal is to fulfill our mission of providing essential support to children and families, enabling them to overcome challenges and flourish. We are committed to delivering high-quality,...

Job description Our purpose – Opening up a world of opportunity – explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a...

Compliance Officer – Trade Compliance and Generalist (New York, NY): Our client a Hedge Fund with over $2B in AUM is seeking a Compliance professional to join their growing legal and compliance team. This new hire will be reporting to the Chief Compliance Officer and be the go to compliance resource in the New York Office. Key Points: Role is newly created...

Compliance Officer – Trade Compliance and Generalist (New York, NY): Our client a Hedge Fund with over $2B in AUM is seeking a Compliance professional to join their growing legal and compliance team. This new hire will be reporting to the Chief Compliance Officer and be the go to compliance resource in the New York Office. Key Points: Role is newly created...

Overview: The Chief Administrative Officer (CAO) of Independent Compliance Risk Management (ICRM) at Citigroup Inc. plays a pivotal role in overseeing the administrative and operational functions of the compliance risk oversight framework. This position is integral to ensuring the firm’s compliance risk management is executed effectively and...

Compliance Officer (New York, NY): Our client, a global investment manager with over $30B in assets, has an exceptional opportunity for a mid-level compliance professional. This is an opportunity to report into the Chief Compliance Officer and oversee the US compliance program for the firm's private equity platform, while also collaborating with the credit...

Company Description +MEDRITE Urgent Care, founded in 2010 in Brooklyn NY, is a rapidly growing healthcare organization that provides convenient and high-quality urgent care services to people of all ages. As an alternative to emergency rooms and primary care physicians, +MEDRITE offers walk-in appointments with board-certified physicians who provide...

Compliance Officer (New York, NY): Our client, a global investment manager with over $30B in assets, has an exceptional opportunity for a mid-level compliance professional. This is an opportunity to report into the Chief Compliance Officer and oversee the US compliance program for the firm's private equity platform, while also collaborating with the credit...

TITLE:ChiefTalent Officer LOCATION:New York, NY (Lower EastSide) DEPARTMENT:Administration/Human Resources REPORTS TO:Chief Executive Officer (CEO) SALARY RANGE:$175,000 to $200,000 annually depending onexperience, plus excellent benefits DATE POSTED:July 2024 OUR CULTURE:At Grand St.we believeleaders are made, not born.We operate on auto trust,expecting...