Current jobs related to Chief Compliance and Quality Assurance Officer - New York, New York - Northside Center for Child Development
-
Chief Compliance Officer
4 weeks ago
New York, New York, United States Department For The Aging Full timeJob Title: Chief Compliance OfficerWe are seeking a highly motivated and experienced Chief Compliance Officer to join our team at the Department for the Aging. As a key member of our leadership team, you will be responsible for ensuring that our organization complies with all relevant laws, regulations, and industry standards.Job Summary:The Chief Compliance...
-
Chief Compliance Officer
3 days ago
New York, New York, United States Department For The Aging Full timeThe Department for the Aging seeks a highly motivated Senior Manager with broad-based experience in compliance, internal and external audit, financial reporting, and programmatic fiscal processes to serve as Chief Compliance Officer.Reporting to the Chief Financial Officer, with additional accountability to the First Deputy Commissioner on investigative...
-
Chief Compliance Officer
4 weeks ago
New York, New York, United States Salient Full time{"h1": "Chief Compliance Officer at Salient", "p": "We are seeking a highly skilled and experienced senior compliance professional to join our team as Chief Compliance Officer. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant laws and regulations. Key...
-
Chief Compliance Officer
4 weeks ago
New York, New York, United States StoneX Group Inc. Full timeJob Title: Chief Compliance OfficerStoneX Group Inc. is seeking a highly experienced Chief Compliance Officer to lead our swap dealer compliance program. As a key member of our team, you will be responsible for ensuring our compliance with applicable rules and regulations.Key Responsibilities:Lead the oversight of the swap dealer compliance program, ensuring...
-
Chief Compliance Officer
3 days ago
New York, New York, United States Department For The Aging Full timeThe Department For The Aging seeks a highly motivated Senior Manager with broad-based experience in compliance, internal and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer.The selected candidate for this position will use an independent, structured and disciplined approach to adhere to reporting...
-
Chief Compliance Officer
4 weeks ago
New York, New York, United States Tradeweb Full timeJob Title: Chief Compliance OfficerTradeweb is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement effective...
-
Chief Compliance Officer
4 weeks ago
New York, New York, United States Department For The Aging Full timeJob Title: Chief Compliance OfficerDepartment for the Aging is seeking a highly motivated and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for ensuring that our organization complies with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement...
-
Deputy Chief Compliance Officer
4 weeks ago
New York, New York, United States Banking Careers Full timeDeputy Chief Compliance Officer Job DescriptionWe are seeking a seasoned banking professional to fill the role of Deputy Chief Compliance Officer. As a key member of the Compliance team, you will be responsible for ensuring that our Compliance Programs are effective in addressing regulatory risks.Key Responsibilities:Provide compliance advice and guidance to...
-
Chief Compliance Officer
4 weeks ago
New York, New York, United States Evergreen Services Group Full timeJob Title: Chief Compliance OfficerWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Evergreen Services Group. As a key member of our leadership team, you will be responsible for designing, establishing, and leading our compliance function to ensure regulatory adherence, manage risk, and foster a culture of...
-
Chief Compliance Officer
4 weeks ago
New York, New York, United States Sumitomo Mitsui Banking Corporation Full timeJob Title: Chief Compliance OfficerWe are seeking a highly experienced and skilled Chief Compliance Officer to join our team at Sumitomo Mitsui Banking Corporation. As a key member of our organization, you will be responsible for leading our compliance program and ensuring that our activities are conducted in accordance with applicable regulatory...
-
Chief Compliance Officer
4 weeks ago
New York, New York, United States Department For The Aging Full timeJob Title: Chief Compliance OfficerDepartment for the Aging is seeking a highly motivated and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for ensuring that our agency complies with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement...
-
Chief Compliance Officer
1 month ago
New York, New York, United States Sumitomo Mitsui Banking Corporation Full timeJob Title: Chief Compliance OfficerSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 1609. As a top-tier bank, SMBC offers a wide range of financial services, including corporate and investment banking, securities, and asset management. With a presence in over 40 countries and a team of...
-
Chief Compliance Officer, Americas
4 weeks ago
New York, New York, United States Barclays Full timeJob Title: Americas Chief Compliance Officer, VPAt Barclays, we are seeking a highly skilled and experienced Americas Chief Compliance Officer, VP to join our team. This role will be responsible for providing data-led expert oversight and challenge on business and compliance matters to ensure that the organization is operating in compliance with Barclays...
-
Chief Compliance Officer
4 weeks ago
New York, New York, United States Department For The Aging Full timeJob SummaryThe Department for the Aging is seeking a highly motivated and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for ensuring that our agency complies with all relevant laws, regulations, and industry standards.Key ResponsibilitiesDevelop and implement compliance policies and...
-
Chief Compliance Officer
4 weeks ago
New York, New York, United States GCM Grosvenor Full timeJob Title: Chief Compliance OfficerGCM Grosvenor is seeking a highly skilled Chief Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for maintaining and establishing standards and implementing procedures to ensure that our broker-dealer compliance program remains effective and efficient in identifying,...
-
Chief Compliance Officer
2 weeks ago
New York, New York, United States Department For The Aging Full timeJob DescriptionThe Department for the Aging is seeking a highly motivated and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for ensuring that our agency complies with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement compliance programs...
-
Compliance Quality Assurance Specialist
4 weeks ago
New York, New York, United States IDB Full timeJob SummaryThe Compliance Quality Assurance Specialist will work under the Quality Assurance Officer and with the Financial Intelligence Unit (FIU) Investigations Director, the Deputy OFAC Officer, and the Head of the Customer Intelligence Unit (CIU). The primary responsibility will be to conduct QA testing on AML investigations, Sanctions, Due Diligence,...
-
Quality Assurance Officer
1 week ago
New York, New York, United States UBA America Full timeJob Title: Quality Assurance AnalystAt UBA America, we are seeking a highly skilled Quality Assurance Analyst to join our Risk Management team. The successful candidate will be responsible for ensuring the effectiveness of our AML and Sanctions compliance policies, procedures, and processes.Key Responsibilities:Conduct ongoing assessments and quality...
-
Compliance Quality Assurance Specialist
1 week ago
New York, New York, United States IDB Full timeJob SummaryIDB Bank is seeking a highly skilled Compliance Quality Assurance Specialist to join our team. As a key member of our Compliance department, you will be responsible for conducting quality assurance testing on AML investigations, sanctions, due diligence, and KYC to ensure compliance with regulatory requirements.Key Responsibilities:Conduct QA...
-
Chief Compliance Officer
4 weeks ago
New York, New York, United States GCM Grosvenor Full timeJob SummaryThe Compliance team at GCM Grosvenor is seeking a Chief Compliance Officer to oversee the firm's compliance program and ensure adherence to regulatory requirements. As a key member of the team, you will be responsible for maintaining and establishing standards, implementing procedures, and identifying, preventing, detecting, and correcting...
Chief Compliance and Quality Assurance Officer
2 months ago
ABOUT NORTHSIDE CENTER
Northside Center is recognized for its exceptional work environment and dedicated teams of professionals in education and clinical services.
Our primary goal is to fulfill our mission of providing essential support to children and families, enabling them to overcome challenges and flourish.
We are committed to delivering high-quality, outcome-oriented behavioral, mental health, and educational services that empower vulnerable children to rise above the detrimental effects of poverty and discrimination, paving the way for a future limited only by their aspirations.
OBJECTIVES:
The primary aim is to lead and enhance the strategic and operational performance of the Compliance and Quality Assurance department.
This encompasses ensuring compliance with industry standards and regulations, spearheading continuous improvement initiatives, and cultivating a culture of excellence and accountability.
This position requires the application of data-driven strategies to evaluate and enhance the effectiveness of compliance measures, promote ongoing improvement initiatives, and achieve the intended outcomes of our programs.
DUTIES AND RESPONSIBILITIES:
Develop, implement, and revise policies and procedures at least annually, or as necessary, to align with changes in Federal and State laws, regulations, and standards.
Annually prepare a compliance work plan that outlines the proposed strategy for meeting compliance requirements for the upcoming year.
Possess the ability to comprehend, interpret, and ensure adherence to local, state, and federal regulations. Stay informed about changes in regulatory standards and communicate these updates to relevant departments.
Identify potential risks that may affect Northside's reputation, safety, security, and financial health. Formulate and implement policies and procedures to mitigate these risks.
Assess the effectiveness of programs and initiatives to ensure they achieve desired outcomes. Utilize data-driven insights to enhance program implementation and success.
Establish and execute quality control systems to guarantee that Northside's services meet established standards. Monitor performance, provide recommendations for improvement, and implement necessary changes.
Regularly report, at least quarterly, to the required governing body, chief executive, and compliance committee regarding the progress of adopting, implementing, and maintaining the compliance program.
Assist Northside in identifying methods to enhance efficiency, service quality, and reduce vulnerability to fraud, waste, and abuse.
Investigate and take independent action on matters related to the compliance program, including designing and coordinating internal investigations and documenting, reporting, coordinating, and pursuing any resulting corrective actions with all internal departments and contractors.
Develop and implement an annual training program covering various topics, including risk areas, policies and procedures, roles of compliance officers and committees, internal reporting for potential compliance issues, and billing requirements.
Coordinate the implementation of the fraud, waste, and abuse prevention program as applicable. Conduct periodic audits and monitoring activities as part of the annual Compliance Work Plan.
Recruit, manage, and develop staff to ensure they effectively perform their responsibilities in the daily operations of the compliance and quality management department, based on Northside's risk areas and organizational experience.
SPECIFIC SKILLS:
Possess extensive knowledge and experience regarding the legal requirements associated with Medicaid, capable of implementing programs designed to detect, prevent, report, and rectify instances of fraud, waste, and abuse within Medicaid programs.
Ability to collaborate with a diverse range of individuals, negotiate effectively, particularly with various departments within the organization.
Strong writing, relationship-building, interpersonal, and presentation skills. Critical thinker, analytical, and detail-oriented.
Creative, strategic, and results-oriented. Team player, adaptable, and capable of thriving in a complex and fast-paced environment while managing multiple relationships and projects under tight deadlines.
CORE COMPETENCIES:
Strong work ethic. Commitment to working in a mission-driven organization. Demonstrated personal ethics and values. Cross-team collaboration and cooperation. Team player who works effectively with a diverse group of individuals.
QUALIFICATIONS:
Bachelor's Degree required (MBA preferred). 6-10 years of experience in the Not-For-Profit sector, with comprehensive knowledge of Office of Inspector General (OMIG) industry standards and regulations.
Proven experience as a compliance manager. Excellent knowledge of reporting and record-keeping procedures.
