Senior Compliance Associate
4 weeks ago
Commercial Bank in Midtown, Manhattan is seeking multiple Senior Compliance Associates for temporary-to-permanent positions
Responsibilities:
- Assess, identify and mitigate risks posed to the Bank
- Conduct annual and periodic compliance monitoring risk reviews for the Bank’s retail and business customers as well as the Bank’s deposit and lending functions.
- Conduct annual and periodic compliance monitoring risk reviews for the Bank’s Fintech partnerships, as a part of the Bank’s Banking as a service (BaaS) program.
- Assist in processing all legal requests and consumer complaints the Bank receives.
Qualifications:
- Bachelor’s degree
- 3+ years working in compliance for a commercial or community bank
- Extensive knowledge of consumer protection laws and regulations (Regulation E, Regulation DD (TISA))
- Possess strong analytical skills.
- Experience drafting/editing compliance policies and procedures.
- An understanding of when issues require escalation.
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Senior Compliance Associate
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New York, United States Social Capital Resources Full timeCommercial Bank in Midtown, Manhattan is seeking multiple Senior Compliance Associates for temporary-to-permanent positions! Responsibilities: Assess, identify and mitigate risks posed to the Bank Conduct annual and periodic compliance monitoring risk reviews for the Banks retail and business customers as well as the Banks deposit and lending functions....
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New York, United States Social Capital Resources Full timeCommercial Bank in Midtown, Manhattan is seeking multiple Senior Compliance Associates for temporary-to-permanent positions!Responsibilities:Assess, identify and mitigate risks posed to the BankConduct annual and periodic compliance monitoring risk reviews for the Bank’s retail and business customers as well as the Bank’s deposit and lending...
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