Senior Compliance Officer, Investments Compliance
2 weeks ago
Senior Compliance Officer, Investments Compliance. Location: Parsippany, NJ or New York, NY - At AIG, we are reimagining the way we help customers to manage risk. Join us as a Senior Compliance Officer, Investments Compliance to play your part in tha Compliance Officer, Compliance, Investment, Officer, Senior, Operations, Banking
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Compliance Consultancy Director
4 weeks ago
New York, New York, United States Compliance Recruitment Solutions Full timeCompliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...
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Senior Compliance Officer
5 days ago
New York, United States Cardea Group Full timeDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join their Global Compliance team based in New York. This position will report directly to the firm’s Global CCO focusing on the general management, implementation...
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Senior Compliance Officer
4 days ago
New York, United States Cardea Group Full timeDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join their Global Compliance team based in New York. This position will report directly to the firm’s Global CCO focusing on the general management, implementation...
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Senior Compliance Officer
7 hours ago
New York, United States Cardea Group Full timeDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join their Global Compliance team based in New York. This position will report directly to the firms Global CCO focusing on the general management, implementation and...
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New York, NY, United States Compliance Recruitment Solutions Full timeCompliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...
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Senior Compliance Officer
4 days ago
New York, United States Annaly Capital Management Inc Full timeRole Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report directly to Annaly's Deputy General Counsel and Chief Compliance Officer and will have exposure to the full gamut of compliance responsibilities with a focus on ACOM's compliance program and...
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VP - Senior Compliance Officer
1 week ago
New York, United States Pacific Investment Management Company, LLC Full timePIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb Compliance Officer, Officer, Compliance, Senior, VP, Business Development, Business Services
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Compliance Officer, Trading Compliance
3 weeks ago
New York, United States Balyasny Asset Management L.P. Full timeLoadingSorry to interruptCSS Error Compliance Officer, Trading Compliance LocationNew York PostedPosted 52 Days Ago CodeREQ5643 Balyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The employee will report to a Senior Compliance Officer and will work closely with both the Compliance and Legal Departments....
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Compliance Officer
2 weeks ago
New York, United States SCHONFELD STRATEGIC ADVISORS LLC Full timeThe Role We are seeking to hire an exceptional Compliance Officer to join our compliance team in our New York City office. The Compliance Officer will report into the Deputy Chief Compliance Officer and will lead the Risk Review, Monitoring and Exams (RRME) team in support of the overall global Compliance function. The position is responsible for managing...
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Compliance Officer
2 weeks ago
New York, United States Schonfeld Full timeThe Role We are seeking to hire an exceptional Compliance Officer to join our compliance team in our New York City office. The Compliance Officer will report into the Deputy Chief Compliance Officer and will lead the Risk Review, Monitoring and Exams (RRME) team in support of the overall global Compliance function. The position is responsible for managing...
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Compliance Analyst
6 days ago
New York, United States Apollo Inc Full timePosition Overview Apollo is seeking a Compliance Analyst to join its growing global team of professionals who are focused on operationalizing Apollo's strategic compliance program. The Compliance Analyst will be a part of the investment compliance team and will primarily focus on compliance with the Investment Company Act of 1940 ("'40 Act") and the...
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Senior Trading Compliance Officer
1 month ago
New York, United States Capstone Investment Advisors Full timeRESPONSIBILITIES: The Senior Compliance Officer will lead the day-to-day management of Capstone’s Global trade compliance practice area and will provide real-time advisory support to Capstone’s trading staff. The ideal candidate is an intellectually curious, dynamic individual who wants to develop skills in a fast-paced environment, has the ability...
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Senior Compliance Officer
1 week ago
New York, United States Bloomberg L.P. Full timeTrade / Export Control - Legal & Compliance. New York, NY - Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up Compliance Officer, Compliance, Officer, Operations, Senior, Trade
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Senior Compliance Officer
3 weeks ago
New York, United States Bloomberg L.P. Full timeBloomberg Tradebook - Legal & Compliance. New York, NY - Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the Compliance Officer, Compliance, Officer, Senior, Regulatory, Project Management, Technology
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Portfolio Compliance Officer, Mercer Investments
3 weeks ago
New York, United States Marsh & McLennan Companies, Inc. Full timeAt Mercer, were creating a culture where you can bring your authentic self to work. When you join us, you bring your inclusive energy and enthusiasm to a team that values you personally and professionally regardless of who you are, what you look l Compliance Officer, Investment, Portfolio, Officer, Compliance, Business, Banking
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Senior Associate, Compliance Officer
4 days ago
New York, United States Cerberus Capital Management Full timeFounded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate strategies. We invest across the capital structure where our integrated investment platforms and proprietary operating capabilities create an edge to improve performance and drive...
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Senior Associate, Compliance Officer
5 days ago
New York, United States Cerberus Capital Management Full timeFounded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate strategies. We invest across the capital structure where our integrated investment platforms and proprietary operating capabilities create an edge to improve performance and drive...
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Compliance Officer
3 weeks ago
New York, United States Guggenheim Partners Full timeWill include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/ KYC on-boarding. The Compliance Officer is located in our Compliance Officer, Officer, Compliance, Investment, Asset Manager, Banking
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Portfolio Compliance Officer, Mercer Investments
4 weeks ago
New York, United States MMC Corporate Full timeAt Mercer, we’re creating a culture where you can bring your authentic self to work. When you join us, you bring your inclusive energy and enthusiasm to a team that values you personally and professionally - regardless of who you are, what you look like, where you were raised or born, who you love or what your religious beliefs are. You are welcome...
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New York, United States Clark Insurance Full timeCompany: Mercer Description: At Mercer, we're creating a culture where you can bring your authentic self to work. When you join us, you bring your inclusive energy and enthusiasm to a team that values you personally and professionally - regardless of who you are, what you look like, where you were raised or born, who you love or what your religious...