Internal Compliance Manager

4 weeks ago

Boston, United States Lawson Chase Full time

Our client, a global financial, economic & strategy consulting firm is looking to appoint a Compliance Manager to join its Boston office.


The Compliance Manager works closely with the Director of Compliance and other members of the Legal, Conflicts, and Compliance teams, and is responsible for overseeing activities such as responding to client requests for information concerning the firm’s consulting and administrative capabilities, policies, and procedures, and assisting with compliance tasks across the firm.

You will work closely with senior staff to ensure that the firm’s compliance efforts and responses to requests are complete and comprehensive. The position requires a combination of excellent business judgement and professional experience together with exceptional project management, communication, and customer service skills. The Compliance Manager will build relationships across administrative and consulting teams to facilitate the completion of projects and to maximize their impact on Compliance initiatives.


Key Responsibilities

  • Manage time-sensitive client requests that come in a variety of forms including audit requests, questionnaires, RFIs and RFPs.
  • In collaboration with the Compliance team, contribute to the design, implementation, and oversight of processes that allow the firm to monitor and comply with obligations imposed by contract and other regulatory requirements imposed by clients.
  • Address requests from consultants, and work with the Compliance team to allocate responsibilities and coordinate input from other teams.
  • Work with internal teams to develop responses to client requests; establish and manage timelines for responding; and implement quality control measures to ensure responses are accurate and well written.
  • Review drafts of initial responses prepared by junior members of the Compliance team and work with colleagues across the firm to create the final response.
  • Work with the Compliance team and other internal teams to identify opportunities for process improvement, IT tools and resources, and response libraries to improve the quality, effectiveness, and efficiency of this function.
  • Track client requests to comply with healthcare client SOPs and monitor consultants’ compliance with both internal and client SOPs.
  • Partner with the Director of Compliance on new initiatives as the Compliance function expands and as the Compliance Manager develops increasing levels of institutional knowledge.


Skills, Knowledge & Experience

  • Bachelor’s degree required. Law degree preferred.
  • Minimum of 3 years of relevant compliance experience required. An ideal candidate will have 6-8 years of professional experience.
  • Prior legal experience or prior experience working in a professional services firm or in the life sciences industry preferred.
  • Interest or prior experience in ESG/sustainability a plus.
  • Ability to think strategically and exercise independent, sound business judgment.
  • Exceptional oral and writing skills to facilitate communication with senior-level management across multiple functional disciplines, and with clients.
  • Extraordinary customer service skills, accuracy, attention to detail, and problem-solving ability.
  • Ability to assess the need for, and obtain, information required to respond to requests.
  • Process design and project management skills.
  • Ability to organize and work on multiple projects simultaneously, prioritize projects, meet deadlines, and be flexible to respond to shifting internal and client demands.
  • Strong ability to engage in self-directed research and move projects forward independently with minimal supervision.
  • Enthusiastic desire to learn, participate, and take ownership of deliverables and this function.
  • To the extent permitted by applicable law, eligible candidates must be authorized to work in the United States without sponsorship or restriction, now and in the future.

  • Vice President, Fidelity Digital Assets Compliance

    2 weeks ago

    Boston, United States Enterprise Services Compliance Full time

    Job Description: Vice President, Fidelity Digital Assets Compliance – Product Advisory Job Description: The Role As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal...

  • Vice President, Fidelity Digital Assets Compliance

    2 weeks ago

    Boston, United States Enterprise Services Compliance Full time

    Job Description: Vice President, Fidelity Digital Assets Compliance – Product Advisory Job Description: The Role As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal...

  • Senior Internal Auditor

    3 weeks ago

    Boston, United States Dynatrace Full time

    Support the companys Compliance efforts including Sarbanes-Oxley (SOX) compliance, Operational Audit, Investigations and Enterprise Risk Management. Help plan and support the company's SOX program including performing risk assessment, leading walkth Internal Auditor, Compliance Analyst, Auditor, Internal, Audit, Compliance, Technology, Accounting

  • Compliance Manager

    1 month ago

    boston, United States Search BizAthletes Full time

    Compliance Analyst Manager - Investment Management FirmCOMPENSATION/PERKS:$110k - $120k Salary$10k - $30k in Company Bonus3 Hours of Flextime Per WeekPrivate Gym in OfficePrivate Trainer in OfficePrivate Massage Therapist in OfficeHybrid work - Monday - Thursday In-Office & Friday Fully RemoteBenefits: Medical/ Vision/ Dental - 100% Company Paid$2k Annually...

  • Compliance Manager

    1 month ago

    Boston, United States Search BizAthletes Full time

    Compliance Analyst Manager - Investment Management FirmCOMPENSATION/PERKS:$110k - $120k Salary$10k - $30k in Company Bonus3 Hours of Flextime Per WeekPrivate Gym in OfficePrivate Trainer in OfficePrivate Massage Therapist in OfficeHybrid work - Monday - Thursday In-Office & Friday Fully RemoteBenefits: Medical/ Vision/ Dental - 100% Company Paid$2k Annually...

  • Compliance Manager

    1 month ago

    boston, United States Search BizAthletes Full time

    Compliance Analyst Manager - Investment Management FirmCOMPENSATION/PERKS:$110k - $120k Salary$10k - $30k in Company Bonus3 Hours of Flextime Per WeekPrivate Gym in OfficePrivate Trainer in OfficePrivate Massage Therapist in OfficeHybrid work - Monday - Thursday In-Office & Friday Fully RemoteBenefits: Medical/ Vision/ Dental - 100% Company Paid$2k Annually...

  • Compliance Manager

    2 weeks ago

    Boston, United States Search BizAthletes Full time

    Compliance Analyst Manager - Investment Management FirmCOMPENSATION/PERKS:$110k - $120k Salary$10k - $30k in Company Bonus3 Hours of Flextime Per WeekPrivate Gym in OfficePrivate Trainer in OfficePrivate Massage Therapist in OfficeHybrid work - Monday - Thursday In-Office & Friday Fully RemoteBenefits: Medical/ Vision/ Dental - 100% Company Paid$2k Annually...

  • Compliance Program Manager

    4 weeks ago

    Boston, Massachusetts, United States Global Force USA Full time

    Compliance Analyst/Manager Job DescriptionWe are seeking a highly skilled Compliance Analyst/Manager to support our compliance program with a primary focus on relationship management and business development. The successful candidate will work closely with our Relationship Management team to create, review, and approve marketing materials and investor...

  • Compliance Analyst Manager

    1 month ago

    Boston, United States Global Force USA Full time $140,000

    Job DescriptionWe are looking for a hard-working, team-oriented and flexible professional with 2-5 years of experience in a compliance role in the finance space. The right person for the role must be detail-oriented, while being able to function in a fast-paced environment within a growing company.The Compliance Analyst/Manager will support all aspects of...

  • Senior Compliance Manager

    3 weeks ago

    boston, United States The Phoenix Group Full time

    Responsibilities: Lead workplace investigations, involving sensitive or complex issues, in collaboration with the Chief Human Resources Officer, Director of Human Resources or other stakeholders. Apply a consistent approach to conducting workplace investigations.Document investigation interviews, summary of findings and conclusions. Develop then drive, in...

  • Senior Compliance Manager

    2 weeks ago

    Boston, United States The Phoenix Group Full time

    Responsibilities: Lead workplace investigations, involving sensitive or complex issues, in collaboration with the Chief Human Resources Officer, Director of Human Resources or other stakeholders. Apply a consistent approach to conducting workplace investigations.Document investigation interviews, summary of findings and conclusions. Develop then drive, in...

  • Senior Compliance Manager

    4 weeks ago

    Boston, United States The Phoenix Group Full time

    Responsibilities: Lead workplace investigations, involving sensitive or complex issues, in collaboration with the Chief Human Resources Officer, Director of Human Resources or other stakeholders. Apply a consistent approach to conducting workplace investigations.Document investigation interviews, summary of findings and conclusions. Develop then drive, in...

  • Senior Compliance Manager

    3 weeks ago

    boston, United States The Phoenix Group Full time

    Responsibilities: Lead workplace investigations, involving sensitive or complex issues, in collaboration with the Chief Human Resources Officer, Director of Human Resources or other stakeholders. Apply a consistent approach to conducting workplace investigations.Document investigation interviews, summary of findings and conclusions. Develop then drive, in...

  • Manager - Internal Controls

    4 weeks ago

    Boston, United States KBW Financial Full time

    A publicly traded high tech manufacturing company headquartered in Boston is actively searching for an Internal Controls Manager. This position will work out of the Boston office 3x per week and will have no direct reports but will guide the Regional Internal Controls Managers. Responsibilities: Lead and direct global internal control activity Maintain SOX...

  • Compliance Manager

    4 weeks ago

    Boston, United States Fernridge Group Full time

    Title: Compliance ManagerFirm: $8B+ growth equity firmLocation: Boston, MA (Hybrid)Compensation Range: Up to $175K Base + 15-20% BonusJob Overview: Our client, a leading growth equity firm with $8B+ in AUM is seeking a dedicated Compliance Manager to join their team in Boston. This hire will work closely with the legal, finance, and investment teams on...

  • Compliance Manager

    4 weeks ago

    boston, United States Fernridge Group Full time

    Title: Compliance ManagerFirm: $8B+ growth equity firmLocation: Boston, MA (Hybrid)Compensation Range: Up to $175K Base + 15-20% BonusJob Overview: Our client, a leading growth equity firm with $8B+ in AUM is seeking a dedicated Compliance Manager to join their team in Boston. This hire will work closely with the legal, finance, and investment teams on...

  • Compliance Manager

    4 weeks ago

    Boston, United States Fernridge Group Full time

    Title: Compliance ManagerFirm: $8B+ growth equity firmLocation: Boston, MA (Hybrid)Compensation Range: Up to $175K Base + 15-20% BonusJob Overview: Our client, a leading growth equity firm with $8B+ in AUM is seeking a dedicated Compliance Manager to join their team in Boston. This hire will work closely with the legal, finance, and investment teams on...

  • IT Compliance Lead

    2 weeks ago

    boston, United States firstPRO, Inc Full time

    FirstPro is now accepting resumes for an IT SOX Compliance Lead position based in Boston, MA. This role will focus on ensuring that the company's IT teams are have processes and solutions in place to meet compliance audit requirements in ISO, SOX, SOC2, PCI, HIPAA, etc. This is a contract position that can be worked remotely from...

  • IT Compliance Specialist

    2 months ago

    Boston, United States firstPRO, Inc Full time

    FirstPro is now accepting resumes for an IT SOX Compliance Lead position based in Boston, MA. This role will focus on ensuring that the company's IT teams are have processes and solutions in place to meet compliance audit requirements in ISO, SOX, SOC2, PCI, HIPAA, etc. This is a contract position that can be worked remotely from...

  • IT Compliance Lead

    3 weeks ago

    boston, United States firstPRO, Inc Full time

    FirstPro is now accepting resumes for an IT SOX Compliance Lead position based in Boston, MA. This role will focus on ensuring that the company's IT teams are have processes and solutions in place to meet compliance audit requirements in ISO, SOX, SOC2, PCI, HIPAA, etc. This is a contract position that can be worked remotely from...