Compliance Manager

4 weeks ago

Boston, United States Fernridge Group Full time

Title: Compliance Manager

Firm: $8B+ growth equity firm

Location: Boston, MA (Hybrid)

Compensation Range: Up to $175K Base + 15-20% Bonus

Job Overview: Our client, a leading growth equity firm with $8B+ in AUM is seeking a dedicated Compliance Manager to join their team in Boston. This hire will work closely with the legal, finance, and investment teams on compliance matters.


This role can also sit in the SF office.


Highlights:


  • Opportunity to join a leading growth equity firm with a tremendous track record
  • Opportunities for professional development and career advancement.
  • Firm has partnered with high growth companies across the information economy.
  • This hire will collaborate with the firm's General Counsel and Chief Compliance officer.


Key Responsibilities:


  • Ensure compliance with SEC regulations, including reporting requirements and investment restrictions.
  • Monitor changes in laws and regulations affecting both the US and UK and update policies accordingly.
  • Manage quarterly and annual certifications process, marketing review, and AML procedures.
  • Maintain compliance manual and related policies for US and UK.
  • Revise and enhance the policies and procedures related to business continuity, information security program, and privacy policy.
  • Oversee compliance-related reporting and filing processes, ensuring accuracy and timeliness in submissions to regulatory bodies.
  • Work closely with HR on compliance tasks associated with new hire onboarding certificates, and offboarding procedures.
  • Working closely with the General Counsel and CCO with respect to other legal filing matters such as legal entity maintenance, corporate transparency act reporting, and the US Census Bureau reporting.


Qualifications:

  • 4-6 years of relevant experience in compliance, preferably within the private equity or financial services sector. Experience with hedge funds is also acceptable.
  • Strong understanding of SEC regulations and relevant frameworks, including FCA regulations.
  • Proven experience in developing and implementing compliance programs.
  • Excellent analytical, problem-solving, and communication skills.
  • Ability to multitask across various projects, manage conflicting deadlines, and demonstrate great attention to detail.
  • Familiarity with paralegal work is beneficial, though a JD is not necessary.
  • Ability to work collaboratively in a hybrid environment and across multiple time zones, navigating the complexities of compliance.

  • Vice President, Fidelity Digital Assets Compliance

    2 weeks ago

    Boston, United States Enterprise Services Compliance Full time

    Job Description: Vice President, Fidelity Digital Assets Compliance – Product Advisory Job Description: The Role As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal...

  • Vice President, Fidelity Digital Assets Compliance

    2 weeks ago

    Boston, United States Enterprise Services Compliance Full time

    Job Description: Vice President, Fidelity Digital Assets Compliance – Product Advisory Job Description: The Role As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal...

  • Compliance Manager

    4 weeks ago

    boston, United States Fernridge Group Full time

    Title: Compliance ManagerFirm: $8B+ growth equity firmLocation: Boston, MA (Hybrid)Compensation Range: Up to $175K Base + 15-20% BonusJob Overview: Our client, a leading growth equity firm with $8B+ in AUM is seeking a dedicated Compliance Manager to join their team in Boston. This hire will work closely with the legal, finance, and investment teams on...

  • Compliance Manager

    1 month ago

    boston, United States Search BizAthletes Full time

    Compliance Analyst Manager - Investment Management FirmCOMPENSATION/PERKS:$110k - $120k Salary$10k - $30k in Company Bonus3 Hours of Flextime Per WeekPrivate Gym in OfficePrivate Trainer in OfficePrivate Massage Therapist in OfficeHybrid work - Monday - Thursday In-Office & Friday Fully RemoteBenefits: Medical/ Vision/ Dental - 100% Company Paid$2k Annually...

  • Compliance Manager

    1 month ago

    Boston, United States Search BizAthletes Full time

    Compliance Analyst Manager - Investment Management FirmCOMPENSATION/PERKS:$110k - $120k Salary$10k - $30k in Company Bonus3 Hours of Flextime Per WeekPrivate Gym in OfficePrivate Trainer in OfficePrivate Massage Therapist in OfficeHybrid work - Monday - Thursday In-Office & Friday Fully RemoteBenefits: Medical/ Vision/ Dental - 100% Company Paid$2k Annually...

  • Compliance Manager

    1 month ago

    boston, United States Search BizAthletes Full time

    Compliance Analyst Manager - Investment Management FirmCOMPENSATION/PERKS:$110k - $120k Salary$10k - $30k in Company Bonus3 Hours of Flextime Per WeekPrivate Gym in OfficePrivate Trainer in OfficePrivate Massage Therapist in OfficeHybrid work - Monday - Thursday In-Office & Friday Fully RemoteBenefits: Medical/ Vision/ Dental - 100% Company Paid$2k Annually...

  • Compliance Manager

    2 weeks ago

    Boston, United States Search BizAthletes Full time

    Compliance Analyst Manager - Investment Management FirmCOMPENSATION/PERKS:$110k - $120k Salary$10k - $30k in Company Bonus3 Hours of Flextime Per WeekPrivate Gym in OfficePrivate Trainer in OfficePrivate Massage Therapist in OfficeHybrid work - Monday - Thursday In-Office & Friday Fully RemoteBenefits: Medical/ Vision/ Dental - 100% Company Paid$2k Annually...

  • Compliance Program Manager

    4 weeks ago

    Boston, Massachusetts, United States Global Force USA Full time

    Compliance Analyst/Manager Job DescriptionWe are seeking a highly skilled Compliance Analyst/Manager to support our compliance program with a primary focus on relationship management and business development. The successful candidate will work closely with our Relationship Management team to create, review, and approve marketing materials and investor...

  • Compliance Analyst Manager

    1 month ago

    Boston, United States Global Force USA Full time $140,000

    Job DescriptionWe are looking for a hard-working, team-oriented and flexible professional with 2-5 years of experience in a compliance role in the finance space. The right person for the role must be detail-oriented, while being able to function in a fast-paced environment within a growing company.The Compliance Analyst/Manager will support all aspects of...

  • Senior Compliance Manager

    3 weeks ago

    boston, United States The Phoenix Group Full time

    Responsibilities: Lead workplace investigations, involving sensitive or complex issues, in collaboration with the Chief Human Resources Officer, Director of Human Resources or other stakeholders. Apply a consistent approach to conducting workplace investigations.Document investigation interviews, summary of findings and conclusions. Develop then drive, in...

  • Senior Compliance Manager

    2 weeks ago

    Boston, United States The Phoenix Group Full time

    Responsibilities: Lead workplace investigations, involving sensitive or complex issues, in collaboration with the Chief Human Resources Officer, Director of Human Resources or other stakeholders. Apply a consistent approach to conducting workplace investigations.Document investigation interviews, summary of findings and conclusions. Develop then drive, in...

  • Senior Compliance Manager

    4 weeks ago

    Boston, United States The Phoenix Group Full time

    Responsibilities: Lead workplace investigations, involving sensitive or complex issues, in collaboration with the Chief Human Resources Officer, Director of Human Resources or other stakeholders. Apply a consistent approach to conducting workplace investigations.Document investigation interviews, summary of findings and conclusions. Develop then drive, in...

  • Senior Compliance Manager

    3 weeks ago

    boston, United States The Phoenix Group Full time

    Responsibilities: Lead workplace investigations, involving sensitive or complex issues, in collaboration with the Chief Human Resources Officer, Director of Human Resources or other stakeholders. Apply a consistent approach to conducting workplace investigations.Document investigation interviews, summary of findings and conclusions. Develop then drive, in...

  • Senior Tax Compliance Manager

    3 weeks ago

    Boston, Massachusetts, United States KPMG-UnitedStates Full time

    Job Summary KPMG is seeking a highly skilled Senior Tax Compliance Manager to join our Finance and Accounting organization. The ideal candidate will have a strong background in individual income tax compliance and tax law, with excellent written and verbal communication skills. ResponsibilitiesOversee individual income tax compliance, tax counseling, and tax...

  • Sr Manager GCP Compliance

    2 weeks ago

    boston, United States Gardner Resources Consulting, LLC Full time

    Sr Manager, GCP ComplianceMUST HAVE: Experience successfully leading event investigations, Root Cause Analysis and CAPAKnowledge of current industry trends and ability to use the latest technologiesHighly organized with strong planning capabilitiesCompliance and quality management experience (across multiple GxP areas) preferredStrong communication, problem...

  • Sr Manager GCP Compliance

    4 weeks ago

    Boston, United States Gardner Resources Consulting, LLC Full time

    Sr Manager, GCP ComplianceMUST HAVE: Experience successfully leading event investigations, Root Cause Analysis and CAPAKnowledge of current industry trends and ability to use the latest technologiesHighly organized with strong planning capabilitiesCompliance and quality management experience (across multiple GxP areas) preferredStrong communication, problem...

  • Sr Manager GCP Compliance

    3 weeks ago

    boston, United States Gardner Resources Consulting, LLC Full time

    Sr Manager, GCP ComplianceMUST HAVE: Experience successfully leading event investigations, Root Cause Analysis and CAPAKnowledge of current industry trends and ability to use the latest technologiesHighly organized with strong planning capabilitiesCompliance and quality management experience (across multiple GxP areas) preferredStrong communication, problem...

  • Sr Manager GCP Compliance

    2 weeks ago

    Boston, United States Gardner Resources Consulting, LLC Full time

    Sr Manager, GCP ComplianceMUST HAVE: Experience successfully leading event investigations, Root Cause Analysis and CAPAKnowledge of current industry trends and ability to use the latest technologiesHighly organized with strong planning capabilitiesCompliance and quality management experience (across multiple GxP areas) preferredStrong communication, problem...

  • Internal Compliance Manager

    4 weeks ago

    Boston, United States Lawson Chase Full time

    Our client, a global financial, economic & strategy consulting firm is looking to appoint a Compliance Manager to join its Boston office.The Compliance Manager works closely with the Director of Compliance and other members of the Legal, Conflicts, and Compliance teams, and is responsible for overseeing activities such as responding to client requests for...

  • Compliance Manager

    3 weeks ago

    Boston, MA, United States Fernridge Group Full time

    Title: Compliance ManagerFirm: $8B+ growth equity firmLocation: Boston, MA (Hybrid)Compensation Range: Up to $175K Base + 15-20% BonusJob Overview: Our client, a leading growth equity firm with $8B+ in AUM is seeking a dedicated Compliance Manager to join their team in Boston. This hire will work closely with the legal, finance, and investment teams on...