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Financial Services Paralegal, Mutual Funds
4 months ago
Great Boston-based firm seeking a seasoned Mutual Fund Paralegal to join their legal team. The ideal candidate will have a strong background in mutual fund compliance and regulatory matters, with a keen attention to detail and excellent organizational skills. As a Mutual Fund Paralegal, you will play a crucial role in ensuring the mutual fund operations comply with all applicable laws and regulations.
Responsibilities:
- Assist attorneys in preparing and filing regulatory documents with the Securities and Exchange Commission and other regulatory authorities
- Conduct legal research on mutual fund compliance issues and provide analysis and recommendations
- Review fund offering documents, prospectuses, and other legal disclosures for accuracy and compliance
- Coordinate with internal departments to gather necessary information for regulatory filings and disclosures
- Assist in responding to regulatory inquiries and examinations
- Maintain up-to-date knowledge of regulatory developments affecting mutual funds and investment management industry
Qualifications:
- Bachelor's degree in Paralegal Studies, Business Administration, Finance, or related field
- Minimum of 3-5 years of experience working as a paralegal in a law firm or financial services firm, with a focus on mutual fund compliance preferred
- Strong understanding of SEC regulations governing mutual funds, including the Investment Company Act of 1940
- Excellent written and verbal communication skills
This role sits in Boston and is Hybrid. Excellent salary and FANTASTIC benefit package and lots of great perks