Current jobs related to Compliance Officer, Investments - Houston, Texas - Invesco

  • Compliance Officer

    4 days ago

    Houston, Texas, United States Eureka Multifamily Group, LP Full time

    Job Title: Compliance SpecialistEureka Multifamily Group, LP is seeking a highly skilled Compliance Specialist to join our team. As a Compliance Specialist, you will play a critical role in ensuring our business operations and procedures comply with state and federal regulatory agreements as well as legal regulations, and internal policies.Job Summary:The...

  • Chief Compliance Officer

    3 weeks ago

    Houston, Texas, United States Stephens Full time

    Job SummaryWe are seeking a highly experienced Senior Legal Counsel to join our team at Stephens. As a key member of our compliance and legal department, you will be responsible for providing expert legal advice and guidance to our internal clients on a range of complex issues.Key ResponsibilitiesProvide Legal Guidance: Educate and advise internal clients on...

  • Risk Management Compliance Officer

    4 weeks ago

    Houston, Texas, United States Taylor Root Full time

    Join Our Team as a Compliance AnalystWe are looking for talented individuals with a background in compliance analysis to enhance our team at Taylor Root.Key Qualifications:Experience in compliance within an SEC-registered investment advisory firm or as a compliance consultantFamiliarity with Code of EthicsKnowledge of employee compliance protocolsAbility to...

  • Senior Securities Compliance Officer

    4 weeks ago

    Houston, Texas, United States State of Hawaii Full time

    Recruitment NumberSalary: $5,258 to $6,399 per month (SR-22, Step D to I)Note: Hiring rates will be based on availability of funds, the applicant's qualifications, and other relevant factors. This continuous recruitment may be closed at any time. The notice of the last day to file applications will be posted on the State of Hawaii's Civil Service Job...

  • Portfolio Investment Manager

    4 weeks ago

    Houston, Texas, United States BOK Financial Full time

    Job OverviewThe Investment Manager is responsible for overseeing investment portfolios in accordance with established corporate policies, utilizing a pre-approved list of strategies sanctioned by the BOKF Investment Committee. This role involves collaboration with Wealth Advisors and/or Trust Officers, as well as direct engagement with clients to formulate...

  • HOA Compliance Officer

    3 weeks ago

    Houston, Texas, United States SpectrumAM Full time

    Job DescriptionJob Summary:The Compliance Driver is a key member of our team at Spectrum AM, responsible for ensuring compliance with our community's rules and regulations. As a Compliance Driver, you will be driving to the communities we manage on a regular basis, making notations of non-compliant homeowners, and providing exceptional customer service to...

  • Investment Services Associate

    2 weeks ago

    Houston, Texas, United States Hines Full time

    About the RoleWe are seeking a highly skilled Associate – Investor Services to join our global Investor Services team within the Hines Investment Management platform. As a key member of the team, you will provide sales support to the Hines Private Wealth Solutions (PWS) business, working closely with internal and external sales teams to deliver expertise...

  • Safety and Compliance Officer

    3 weeks ago

    Houston, Texas, United States Crane Cartage & Freight Full time

    Job SummaryWe are seeking a highly skilled Safety and Compliance Officer to join our team at Crane Cartage & Freight. As a key member of our organization, you will be responsible for ensuring compliance with all relevant laws, regulations, and industry standards.Key ResponsibilitiesCompliance Management: Develop and implement compliance programs to ensure...

  • Security Compliance Officer

    4 weeks ago

    Houston, Texas, United States Kairos Security LLC Full time

    We are seeking Security Compliance Officers at Kairos Security LLCPosition OverviewThe Security Compliance Officer plays a crucial role in safeguarding our facilities and ensuring a secure environment for all personnel. The responsibilities include:Conducting regular patrols to monitor and secure company property.Enforcing regulations by removing...

  • Compliance Officer

    1 day ago

    Houston, Texas, United States CommonSpirit Health Full time

    Job SummaryThis role is responsible for assisting in the administration of CommonSpirit Health's Corporate Responsibility Program (CRP) for specific assigned markets/entities within the CommonSpirit enterprise. The successful candidate will have in-depth knowledge of applicable laws and regulations, as well as operational and business practices of the...

  • Compliance Officer for Trading Operations

    4 weeks ago

    Houston, Texas, United States RWR Enterprises Inc. Full time

    RWR Enterprises Inc. is a prominent player in the global commodities market, seeking a dedicated Compliance Officer for Trading Operations to enhance our compliance and regulatory framework. We are particularly interested in candidates with a background in the Power or Utilities sector.Key Responsibilities:• Conducting oversight and monitoring of trading...

  • Compliance Officer

    2 days ago

    Houston, Texas, United States FocusOne Full time

    Job Title: Compliance Manager/Compliance UnderwriterJob SummaryFocusOne is seeking a highly skilled Compliance Manager/Compliance Underwriter to join our team. As a key member of our compliance department, you will be responsible for ensuring that all mortgage lending activities comply with federal, state, and local regulations.Key ResponsibilitiesDevelop,...

  • Quality Improvement and Compliance Officer

    3 weeks ago

    Houston, Texas, United States MOODY NEURO REHABILITATION INSTITUTE Full time

    Job SummaryThe CARF Accreditation Specialist/Quality Improvement/Compliance Officer plays a critical role in ensuring the Moody Neuro Rehabilitation Institute meets the highest standards of quality and regulatory compliance. This position is responsible for overseeing all quality, risk management, and patient safety-related activities within the...

  • Investment Client Analyst

    4 weeks ago

    Houston, Texas, United States Canadian Imperial Bank of Commerce Full time

    Position OverviewAs an Investment Client Analyst, you will play a crucial role in delivering client-focused performance analytics. Your primary responsibility will be to generate comprehensive reports that detail client portfolio performance.Key Responsibilities- Collaborate with senior associates to provide insights on client portfolios, ensuring active...

  • Investment Performance Analyst

    4 weeks ago

    Houston, Texas, United States CIBC Full time

    At CIBC, we are dedicated to fostering a relationship-driven banking experience for our clients. We seek skilled and passionate professionals who prioritize the best interests of our clients.We value your unique strengths and aspirations, empowering you to make a significant impact in your role. Our team members are recognized for their contributions and the...

  • Compliance Specialist Private Equity

    2 days ago

    Houston, Texas, United States Larson Maddox Full time

    Compliance Role at Larson MaddoxA leading private equity firm in the Energy industry is seeking a skilled compliance professional to join their team in Houston. The firm is expanding its back office functions to support its growing business.The Compliance Associate will report directly to the Chief Compliance Officer and be involved in the day-to-day...

  • Investment Fund Structuring Associate

    4 weeks ago

    Houston, Texas, United States 5 Legal Full time

    Position OverviewA prestigious Top 100 AmLaw firm is looking for an associate to enhance its Transactions Practice Group.Key ResponsibilitiesThe successful candidate will possess a robust background in fund formation and investment management, which includes:Fund and management structuringNegotiation of side lettersFacilitation of secondary salesExpertise in...

  • Investment Performance Analyst

    4 weeks ago

    Houston, Texas, United States CIBC Full time

    At CIBC, we are committed to establishing a client-focused banking experience for the contemporary landscape. We seek dedicated and skilled professionals who prioritize the best interests of our clients.Our organization values your unique strengths and aspirations, empowering you to make a significant impact in your role. Each team member is appreciated for...

  • Investment Performance Analyst

    4 weeks ago

    Houston, Texas, United States CIBC Full time

    At CIBC, we are committed to fostering a relationship-driven banking experience tailored for today's world. We seek dedicated and talented professionals who prioritize the best interests of our clients.Our culture values your unique strengths and aspirations, empowering you to make a significant impact in your role. Each team member is appreciated for their...

  • Investment Strategy Advisor

    4 weeks ago

    Houston, Texas, United States New York Life - Houston General Office Full time

    Job OverviewAre you interested in becoming a part of the Financial Advisor team at New York Life's Houston General Office? New York Life provides its Advisors with the tools and resources necessary to carve out their own career trajectories through exceptional training in marketing, client relations, and effective communication. Supported by a strong sales...

Compliance Officer, Investments

3 months ago

Houston, Texas, United States Invesco Full time


The primary responsibilities of this position will include day to day monitoring of exception items within the Aladdin or CRD order management systems (OMS).

This position is also responsible for maintaining documentation for each account and assoc Compliance Officer, Investment, Compliance, Officer, Product Development, Operations, Business Services