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Market Director

3 months ago

Los Angeles, California, United States UBS Full time
Your role

Are you driven by the desire to deliver exceptional client service? Are you a leader of change, always making sure your people and processes are fit for the future?

We're looking for a market director to:

  • create a vision and business development strategy
  • coach branch managers and financial advisors to deliver excellent client service, drive business growth, improve retention and establish a robust local presence
  • set financial advisor recruiting goals, lead recruiting activities and oversee the transition of advisors
  • monitor and resolve (in collaboration with partners) escalated issues, including financial, reputational, compliance, supervisory, operational and HR governance risks
  • partner with the management team to manage day-to-day activities
  • manage P&L, and incorporate P&L considerations in business decisions
Your team

You'll be working as part of Wealth Management Americas.

We help high net worth and ultra-high net worth individuals and families meet their financial goals through financial advisors who deliver products and services specifically designed for them.

You'll lead the market team, reporting directly to the divisional director.

You'll manage a group of branch managers and financial advisors across your market acting as a coach on all aspects of their roles.

Your expertise

  • ideally 5+years of experience with a leading financial institution
  • proven leadership experience in the industry

FINRA Registrations:
Series 3 (where applicable) Series 7, 66, 8 or 9, and 10

  • life and Health Insurance license
  • motivated, self-directed and driven
  • skilled at creating a positive business culture
  • result-oriented and assertive (you don't shy away from challenging situations)
About us

UBS is the world's largest and the only truly global wealth manager.

We operate through four business divisions:
Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working.

Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.


From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone.

We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success.

Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer.

We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.